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HomeMy WebLinkAboutOVERLAND, PACIFIC & CUTLER (3) - 2015w W r � � CONSULTANT AGREEMENT CITY OF SANTA ANA A-201 6-162 THIS AGREEMENT is made and entered into tivs 5a' day of August, 2015 by and 'between Overland, Pacific and Cutler, Incorporated, (hereinafter "Consultant'), and the City of Santa. Ana, a charter city and municipal corporation organized and existing imder the Constitution and laws of the State of California (hereinafter "City"), RECITALS A. The City desires to retain a consultant having special skill and knowledge in the field of Acquisition and Relocation Services, B. Consultant represents that Consultant is able and willing to provide such services to the City. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional consulting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Consultant shall perform those services as set forth in Exhibit A to this Agreement. 2. COMPENSATION a. City agrees to pay, and Consultant agrees to accept as total payment for its services, the rates and charges identified in Exhibit B. The total sum to be expended under this Agreement shall not exceed $300,000 during the term of this Agreement. b. Payment by City shall be made within thirty (30) days following receipt of proper invoice evidencing wort, performed, subject to City accounting procedures. Payment, need not be made for work which fails to meet the standards of performance set forth in the Recitals and Scope of Work, which may reasonably be expected by City. 3. TERM This Agreement shall commence on the date first written above and terminate on August 5, 2018, unless terminated earlier in accordance with Section 15, below. The term of this Agreement may be extended upon a writing executed by the City Manager and the City Attorney. 4. INDEPENDENT CONTRACTOR Consultant shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer - employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consudtant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 5. OWNERSHIP OF MATERIALS This Agreement creates a non - exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ( "Documents & Data "). Consultant shall require all subcontractors to agree in writing that City is granted a non- exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to license any and all Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City's sole risk. 6. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Commercial General Liability Insurance. Consultant shall maintain commercial general liability insurance naming the City, its officers, employees, agents, volunteers and representatives as additional insured(s) and shall include, but not be limited to protection against claims arising from bodily and personal injury, including death resulting therefrom and damage to property, resulting from any act or occurrence arising out of Consultant's operations in the performance of this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall be not less than the following: single limit coverage applying to bodily and personal injury, including death resulting therefrom, and property damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the aggregate. b. Business automobile liability insurance, or equivalent form, with a combined single limit of not less than $1,000,000 per occurrence. Such insurance shall include coverage for owned, hired and non -owned automobiles. C. Worker's Compensation Insurance. In accordance with the provisions of Section 3700 of the Labor Code, Consultant, if Consultant has any employees, is required to be insured against liability for worker's compensation or to undertake self - insurance. Prior to commencing the performance of the work under this Agreement, Consultant agrees to obtain and maintain any employer's liability insurance with limits not less than $1,000,000 per accident. d. If Consultant is or employs a licensed professional such as an architect or engineer: Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim with $2,000,000 in the aggregate. e. The following requirements apply to the insurance to be provided by Consultant pursuant to this section: (i) Consultant shall maintain all insurance required above in full force and effect for the entire period covered by this Agreement. (ii) Certificates of insurance shall be furnished to the City upon execution of this Agreement and shall be approved by the City. (iii) Certificates and policies shall state that the policies shall not be cancelled or reduced in coverage or changed in any other material aspect, by consultant, without thirty (30) days prior written notice to the City. (iv) Consultant shall supply City with a filly executed additional insured endorsement. f. If Consultant fails or refuses to produce or maintain the insurance required by this section or fails or refuses to furnish the City with required proof that insurance has been procured and is in force and paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement. Such termination shall not affect Consultant's right to be paid for its time and materials expended prior to notification of termination. Consultant waives the right to receive compensation and agrees to indemnify the City for any work performed prior to approval of insurance by the City. INDEMNIFICATION Consultant agrees to and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Consultant or its contractors, subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section I of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, ,just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indenmity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. S. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend and indemnify the City, its officers, agents, representatives, and employees against any and all liability, including costs, for infringement of any United States' letters patent, trademark, or copyright infringement, including costs, contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. 9. RECORDS Consultant shall keep records and invoices in connection with the work to be performed trader this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred trader this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 10. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and /or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care, "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non -use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (c) is independently developed by the Consultant without reference to information disclosed by the City. 11. CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified in Certifications, Exhibit C, attached hereto and incorporated in this Agreement by reference. 12. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner provided in this Section, to the following persons: To City: Clerk of the City Council City of Santa Ana 20 Civic Center Plaza (M -30) P.O. Box 1988 Santa Ana, CA 92702 -1988 Fax 714- 647 -6956 With courtesy copies to: To Consultant: Fred Mousavipour; Executive. Director Public Works Agency City of Santa Ana 20 Civic Center Plaza (M -21) P,O. Box 1988 Santa Ana, California 92702 Fax 714 -647 -5654 Overland, Pacific & Cutler, Inc. Mark La Bonte, SR/WA, Vice President 1 Jenner, Suite #200 Irvine, CA 92618 mlabontena oocservices com 949- 951 -5263 (Office) 949- 951- 6651(Fax) Jose Sandoval Assistant City Attorney City of Santa Ana 20 Civic Center Plaza (M -29) P.O. Box 1988 Santa Ana, California 92702 Fax 714 - 647 -6515 A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty -four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these time frames, weekends, federal, state, County or City holidays shall be excluded. 13. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 14. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services which are the subject to this Agreement performed by City personnel or by other consultants retained by City. 15. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 16. DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, training, utilization, promotion, termination or other employment related activities. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations and as further specified in Certifications, Exhibit C, attached hereto and incorporated in this Agreement by reference. 17. JURISDICTION - VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. 18. PROFESSIONAL LICENSES Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 19. MISCELLANEOUS PROVISIONS a. Additional provisions, if any are identified as Additional Provisions, Exhibit D, attached hereto and incorporated into this Agreement by reference. b. Each undersigned represents and warrants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and attorney's fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: CITY OF SANTA Mm7a D. Huizar —DR d Cavazo Cleric of the Council City Manager APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney B J andoval erland P .ifrc " utler, Inc. As Want City Attorney Mark La B }rte, Vice e i e t Tax ID # Me �J�F5 FOR APPROVAL: ive Director Works Agency EXHIBIT A SCOPE OF SERVICES June 8, 2015 Mr. Kenny Nguyen City of Santa Ana Public Works Agency 20 Civic Center Plaza; 3rd Santa Ana, CA 92701 Floor Reception, Ross Annex Re: RFP No. 15 -044 — On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition /Relocation /PM Dear Mr. Nguyen: i Jenner, Suite 200 Irvine, CA 92618 949.951.5263 ph 1 949.951,6651 fax Overland, Pacific & Cutler (OPC) understands the City of Santa Ana is seeking professional consulting firms to provide right of way and related services on an as- needed basis. We are pleased to submit this proposal for specialty area (A4) Acquisition, Relocation, and Property Management Services. OPC is a California Corporation that has specialized in providing real estate services to government agencies since 1980. We are prepared to provide the City of Santa Ana with a qualified team that will successfully execute your projects. OPC has worked with the City of Santa Ana for almost 15 years, providing services on many projects including the Warner Avenue project, Bristol Street Widening Project, McFadden Realignment Project, and the Grand Avenue Widening, among others. We are excited about the opportunity of working with the City again. On behalf of Overland, Pacific & Cutler, Inc., I would like to thank you for giving us the opportunity to submit this proposal to provide acquisition and relocation services to the City of Santa Ana. I will act as the Point of Contact for the city. I can be reached in the Irvine office at 949.951.5263, or contacted via email at mlabonte(cr�.opcservices.com. We are committed to the City and we would be proud to be a part of your future projects. We are in receipt of the Addendum released and have adjusted our proposal accordingly. Sincerely, Overland, Pacific & Cutler, Inc. Mark La Bonte, SR /WA Program Manager /Principal RFP No. 15 -044 — On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition /Relocation /PM Table of Contents 1. STATEMENT OF QUALIFICATIONS ....................................... ..............................4 b. Agreement Statement ................................................................ ............................... 4 c. Understanding of Need ................................................................ ..............................4 AnticipatedApproach ........................................................................... ............................... 4 Tasks Necessary For Successful Completion of Scope ....................... ..............................7 SpecialConcerns ............................................................................ ..............................9 d. Firm and Team Experience ...................................................... ............................... 10 OPC's Experience ................................................................................ .............................10 Project Team and Resumes ................................................................. .............................10 OrganizationalChart ............................................................................ .............................15 e. Relevant Project Experience .................................................... ............................... 16 f. References ................................................................................ ............................... 17 g. Fees ......................................................................................... ............................... 19 2. SCOPE OF SERVICES AND SCHEDULE .............................. .............................19 CERTIFICATIONS........................................................................ .............................21 SPECIAL REQUIREMENTS ........................................................ .............................32 Page 2 RFP No. 13 -075 On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition, Relocation, and Property Management Services BLANK INTENTIONALLY Page 3 RFP No. 15 -044 — On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition /Relocation /PM 1. Statement of Qualifications b. Agreement Statement OPC has reviewed the Agreement and we request no exceptions. c. Understanding of Need On -Call R/W Contracts are markedly different from "project specific" R/W contracts. OPC has On- Call contracts with many governmental agencies and we have served dozens of local public agencies through On -Call R/W Delivery contracts. These contracts are unique and require a special skill -set from the R/W services provider. Availability. First, the on -call R/W services provider has to "be available" now and in the future for any and all projects requiring support. This takes a large bench of available and properly trained R/W Professionals — no other firm can match OPC's strength in this area. Knowledge. The on -call R/W services provider has to be skilled in all aspects of the R/W process — from title, utilities, Federal and Caltrans processes, design -build guidelines, appraisal, acquisition, relocation, certification, and through to property management. You should note that only OPC has expert in- house /employee staff members in these key R/W roles. Not just for this contract but as the standard operation of our firm. Consistency. Continuing our relationship with the City of Santa Ana and being available to you for the years ahead, (especially in today's trying economic climate), necessitates the selection of a firm that's been around for a while and can assure you of consistency in management. OPC has been here in the Southland for more than 30 years. You will have the consistency you require if you select OPC. Adaptability. The final trait of a successful on -call R/W service provider is the firm's ability to adapt to the constantly- changing world in which you operate. Your objectives change with shifts in funding, priorities, politics, approvals, etc. We've seen it all. Yet in spite of it all, we are able to quickly adapt, re- prioritize, and carry-on to meet the clients' objectives. At OPC, we never lose sight of the fact that your mission is ours. Anticipated Approach Early Project Planning and Management. The first, and probably the most important element of our Project Management Approach will be to meet with City staff early to determine the project requirements and objectives and establish lines of communication and reporting requirements. With each project CTO, OPC will create a comprehensive Right of Way Plan in compliance with the City's adopted Right of Way Policies and Procedures Manual, a schedule for completing the work and establish a fixed cost amount in compliance with the City of Santa Ana's CTO requirements. The tool OPC uses for this phase is a "Project Development Guide" (PDG). OPC has a PDG for acquisition (and a separate PDG for relocation assistance). The input of the PDG is performed at the onset of a new project and is typically completed by OPC with collaboration among the client and the project engineer. The information derived from the PDG is input into OPC's case management system and allows us to create a formal Right of Way Plan and project schedule. OPC's Right of Way Plan and schedule will list each task and identify the activities that must be completed immediately prior to the start of the next task. OPC's Right of Way Plan will encompass all phases of R/W work as well as other disciplines to ensure the entire right of way program is orchestrated effectively and efficiently, without delay to the construction schedule. The Page 4 RFP No. 13 -075 On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition, Relocation, and Property Management Services key tracking device in OPC's Right of Way Plan is our right of way acquisition case management system which holds all information about each parcel /interest and will be utilized to generate status reports, offers, deeds, documents, and any requested project certification. A right of way schedule will be utilized to monitor the completion of project milestone and the progress of individual cases. Preliminary Title Work. Early in design (usually in an earlier phase of project development), OPC will secure preliminary title information consisting of the property profiles and Assessors maps available from our subscription services. Once R/W impacts are identified with certainty, OPC will procure preliminary title reports from a local title company or the preferred title company of the City. OPC also carefully studies the existing use of the land and the ownership of adjacent lands to ensure that we do not miss any "larger parcel" identifications involving commonly -owned parcels not impacted by the project design. The title company will ultimately insure the title to the property rights we secure. Pre - Appraisal Activities. Prior to ordering real estate appraisals on the needed interests, we will carefully study the project needs to create an accurate scope of the appraisal work. We will identify variable items such as length of time for TCE's, whether the interests need to be staked or not, preferred treatment of signs and improvements, what assumptions the appraiser will make regarding soils conditions, larger parcel determinations, etc. We will ensure that proper appraisal maps and construction drawings (likely at 65% complete) exist and that the legal descriptions and plat maps are delivered to the appraiser for inclusion in the report. In this phase, OPC will prepare the acquisition files and present the property owner with preliminary information contained within a Notice of Decision to Appraise including the City's acquisition policies and procedures. Acquisition and Negotiation. The Acquisition Package. OPC will receive and review the completed appraisal, have it reviewed as necessary based on project funding, and secure authorization from the City identifying the amount of just compensation to be offered. Using input from our Project Development Guide and Acquisition Plan, OPC will craft individual offer and agreement packages for each needed ownership and have them signed by the City's authorized representative prior to delivery. On projects with Federal funding requiring the use of Caltrans policies and procedures pursuant to a cooperative agreement, or for rights of way that will ultimately be transferred to State ownership, OPC will coordinate with Caltrans Local Assistance to ensure that our proposed agreement and deed formats comply with State policies. Negotiations with the Fee Owner. Before presenting the offer, a trained in -house OPC acquisition consultant will prepare for the negotiation by completing a comprehensive review of all title reports and underlying record documents, reviewing the appraisal and engineering plans, legal descriptions and right of way maps and other information relevant to the project. Our trained negotiators will personally deliver all offers and negotiate in good faith the acquisition of the interest while keeping the Project Manager and the City informed of the status of the negotiation along the way. Negotiations will involve an interactive, face -to -face discussion with the property owner about his /her property; explanation of the project and its impacts to the property; explanation of the appraisal process and how the value was concluded, as well as answering any questions or concerns the owners may have. All of our agents are licensed with the DIRE and trained to utilize a non - coercive, integrative negotiation style to overcome all hurdles in reaching a settlement in the most efficient manner possible. Our agents will negotiate in good faith, with an open mind for creative solutions that would be mutually beneficial to all parties involved. In the event a counter Page 5 RFP No. 15 -044 — On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition /Relocation /PM proposal is made, OPC will evaluate its merits and make recommendations if it is felt that an administrative adjustment or settlement is warranted based on the facts. Supplemental negotiations may also include addressing any objection or question concerning the project the owner has by conferring with the City's Project Manager. Negotiations will continue to the point of acceptance or a determination that no acceptable settlement can be reached. (By way of example, however, OPC carries a 95% settlement rate). Settlement /Closings. Upon City approval of the appropriate documents, our negotiator will request the opening of an escrow through our in -house escrow coordinator by submitting an instruction letter and providing the purchase contract, requested title insurance coverage and notarized Deed to the escrow coordinator. OPC will have the title company handle the escrow activities — typically the same company that supplied the preliminary title reports. OPC will assist with any due diligence requirements and resolve adverse title conditions preceding the close of escrow and will coordinate payment of just compensation. The City of Santa Ana will be furnished with copies of the recorded Deeds and title insurance policies following the close of escrow. In the event that the property cannot be acquired by good -faith negotiations, OPC's assigned negotiator or the Project Manager will assist the City with condemnation support by ordering updated litigation guarantees, coordinating with the attorney and any other tasks necessary to take possession. During the course of the acquisition process, OPC will maintain a complete acquisition file of all correspondence, offers and contacts with each property owner and the City. We will provide the City with written status reports at the prescribed interval and confer with the City's Project Manager as needed. OPC will maintain a current Acquisition Checklist showing each successfully negotiated parcel and outline any special terms agreed to with a recommendation for City action. Escrow Coordination. If by Negotiated Settlement, OPC will assist the escrow /title company with the following. OPC will open escrow and coordinate execution of closing instructions providing for title insurance coverage at the settlement amount. We will provide the escrow officer with the fully executed acquisition contract and the notarized deed. OPC will review settlement statements for accuracy and coordinate deposit of acquisition price and estimated closing costs with escrow. After the closing, we will review the title insurance policy for accuracy. Finally we will prepare and mail a letter to County Assessor requesting cancellation of taxes, if appropriate. Relocation Services. The first task in the planning phase of a relocation project is the initial meeting with the affected occupants to provide them with an overview of the relocation process. During this meeting our agents will explain what they can expect from the relocation program, the benefits they are eligible to receive, and the advisory assistance that will be provided. The last task during the planning stage is the preparation of the Relocation Plan. The Relocation Plan will determine the level of service needed for subsequent relocation assistance activities based on the personal interviews conducted with all affected occupants. The Plan will thoroughly describe the affected project occupants, identify the procedures and the program the City will follow, identify the availability of comparable properties, and provide a relocation budget estimate. Once the OPC relocation agent confirms that the contact letter was provided to the owner or tenant (when offer was made), the relocation agent will begin to provide advisory services to any of the potential displacees. We will meet with the tenant in person to explain the relocation process, the likely timeline, and the claims- reimbursement policies of the City. One factor that differentiates us from others is the level of effort we devote to our claimants. We believe in routine personal visits with families being displaced and a lot of personal attention. This not only speeds up the process, but builds goodwill in the agency using our service. Page 6 RFP No. 13 -075 On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition, Relocation, and Property Management Services Property Management. OPC has provided the City of Santa Ana with Property Management on many projects. In general, our property management services fall under the following four categories: Lease Agreements. OPC will provide our own lease agreements or use those provided by the City for all new and carry-over tenants. Lease agreements will be fully executed, with originals kept on file with terms regularly reviewed and enforced to help protect the City. Marketing and Leasing. OPC will conduct market surveys and provide results to the City with recommendations. Decisions will be made to continue renting to current tenants, re -rent vacant properties where appropriate, or adhere to a "no re- rent" policy for relocation projects where vacated units will not be made available for re- occupancy, whatever is most advantageous to the City. Accounting. OPC will establish an expense account on behalf of the City, collect rents, deposits and other income, pay vendor invoices, utility bills, refunds, and other expenses, maintain records per generally accepted accounting practices, and provide regular reporting to the City for complete transparency. Property Monitoring, Maintenance, and Repairs. OPC will secure properties, regularly monitor them for illegal activity, and perform or arrange for required maintenance and repairs to help protect the City's assets. Tasks Necessary For Successful Completion of Scope The following outlines the sequential and necessary activities to complete Acquisition and Relocation assignments. Right of Way Project Management and Document Support 1) Prepare comprehensive project planning worksheet to ensure all project elements are considered and work plan and City policies are clearly defined. 2) Comprehensive initial project planning, policy and budget analysis, and participation in meetings with public and official representatives. 3) Track/manage budgetary- related aspects related to 'Scope of Work. 4) Assist with development of administrative policies, procedures, and forms needed to carry-out initial program. 5) Ongoing consultation and project coordination with City, social service agencies, governmental entities, and project team. 6) Representation of City at public meetings, hearings, and litigation related matters. 7) Prepare tracking reports to monitor the completion of project milestones of the various disciplines involved on the project. 8) Prepare /present monthly written status report based on agreed -upon guidelines on information to be provided. Confer weekly with City verbally on status, problem areas, and progress. Participate in Project Development Team Meetings to report on acquisition progress. 9) Coordinate with federal and state oversight agencies such as Caltrans, etc. Title Investigation Services 1) Secure vesting deeds, property profile, and tax map for each property. 2) Secure preliminary title reports for each property (valid fora minimum of 6 months or until ownership change). 3) Secure copies of recorded back -up documents as needed. 4) Share preliminary title information with right of way engineer, surveyor, and appraisers for use on the project. 5) Prepare list of title exceptions to be cleared; confirm manner of disposition consistent with approved project plan. 6) Facilitate changes to preliminary title reports after preparation of the legal descriptions, if necessary for partial acquisition projects. Negotiate Right of Way Settlement/Prepare Acquisition Documents 1) Establish /maintain complete record file for each ownership in form acceptable to City. 2) Receive and analyze title info., approved appraisal reports, and legal descriptions in sufficient detail to negotiate with property owners and other parties. 3) Prepare offer letters, summary statements, and lists of compensable items of fixtures /equipment in accordance with state or federal regulations and approval of City. 4) Present written purchase offers to owners (or representatives) in person, when possible. Secure receipt of delivery of offer as practical and present and secure tenant info. statements, as applicable. 5) Notify relocation agent of initiation of negotiations within 2 business days and provide appraisal info., occupant contact info., and tenant info., as necessary. 6) Follow- Page 7 RFP No. 15 -044 — On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition /Relocation /PM up and negotiate with each property owner, as necessary; prepare and submit recommended settlement justifications to client for review and approval; review any independent appraisal secured by property owner; coordinate reimbursement of appraisal fees (up to $5,000) with City. Ongoing negotiations and settlement discussions will continue for 8 weeks after initial offer or until settlement or impasse is reached. 7) Prepare /assemble acquisition contracts, deeds, and related acquisition documents required for acquisition of necessary property interests. Legal descriptions to accompany easements or to accompany partial acquisition deeds are not included in this Scope of Work. 8) Maintain a diary report of all contacts made with property owners or representatives and a summary of status of negotiations indicating attitude of owners, problem areas, and other pertinent information. Copies of all applicable written correspondence are maintained in files. 9) Prepare impasse letter for any parcel where, after diligent attempts to settle by negotiation, eminent domain appears needed or prudent to acquire needed interest. 10) Transmit executed acquisition documents to client. Transmittal package will include fully executed and properly notarized deed(s), fully executed acquisition contract with attachments, and brief settlement memorandum summarizing the pertinent data relative to the transaction. Negotiate R/W Settlement /Prepare Acquisition Documents: Tenant- interests1) After formal' offer to purchase is delivered to underlying property owner, deliver a "tenant notification letter outlining tehanfs rights in the transaction and informing them of needed quitclaims of interests. 2)` Secure copy of lease to determine extent of possessory interest in property to be acquired. 3) Participate in and /or facilitate discussions between property owner and tenant regarding apportionment of just compensation, ownership of fixtures and equipment or improvements, and other elements needed to secure tenants' voluntary settlement of rights and interests. 4)' Present; unapportioned offer to 'purchase leasehold interest and fixtures /equipment to tenant as may be required to facilitate settlement by eminent domain. 5) Prepare purchase agreements and deeds for acquisition of tenants' rights and property. Title Clearance /Escrow Coordination 1) Work in conjunction with escrow officer to facilitate the clearance of title matters as set forth in settlement memorandum and escrow instructions. 2) Coordinate payment of taxes due and release of liens. 3) Secure full or partial reconveyance instruments from lien holders of record. 4) Coordinate lost instrument bonds, as necessary. 5) Coordinate and facilitate recordation of corrective deeds to clear vesting issues. 6) Secure subordination agreements from conflicting easement holders, as needed. If Negotiated Settlement: OPC will assist escrow /title company with the following: 1) Open escrow and coordinate execution of closing instructions providing for title insurance coverage at the settlement amount. 2) Provide escrow officer with fully executed acquisition contract and notarized deed. 3) Review settlement statement for accuracy. 4) Coordinate deposit of acquisition price and estimated closing costs with escrow. 5) After the closing, review title insurance policy for accuracy. 6) Prepare and mail letter to County Assessor requesting cancellation of taxes, if appropriate. Eminent Domain Assistance If Settlement by Eminent Domain; OPC will assist eminent domain counsel; 1) Prepare letter for City's counsel requesting proceeding to condemnation. 2) Provide counsel with available right of way maps and legal descriptions, preliminary title reports, title review documents, and contact info. of each owner or interest holder. 3) Provide eminent domain counsel with duplicate copy of parcel file, together with a copy of appraisal, offer to purchase, correspondence, acquisition contract, and deed as presented. 4) Convert preliminary title reports to litigation guarantees for eminent domain counsels' use. Title company fees (based on value of the interest required) are additional. Relocation Assistance Services. 1) Secure basic case information and set up /maintain case file with documentation /diary throughout course of involvement with claimant. 2) Conduct initial in- depth Feld interview; document rent, income, family size, names /ages of occupants; determine relocation needs and special requirements; provide general info notices and brochures; and explain relocation process and benefits. 3) Provide ongoing advisory assistance to minimize Page 8 RFP No. 13 -075 On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition, Relocation, and Property Management Services hardships on claimants, referrals to /coordination with community service resources, public housing, and public services. 4) Document current rent paid. 5) Verify income using pay stubs, tax returns, and /or cash affidavit. 6) Assist with the reconciliation of FF &E ownership among owner and tenant. 7) Create rent schedule (if authorized by City). 8) Search /document comparables for claimant provide referrals with 3 sets of additional housing referrals every 4 -6 weeks; search for available sites until at least one appropriate site has been found or determined that no such site exists. Provide evaluation form requesting feedback as to suitability of site referral; attempt to secure response from claimant. 9) Prepare letter of eligibility based on most appropriate comparable with authorization of City. 10) Deliver letter of eligibility to claimant and discuss findings /impacts on occupant. Amend letter of eligibility one time if economics of the comparable availability changes over course of assignment. 11) Prepare and deliver 90 -day notices to vacate no later than 12 weeks after general info notices delivered. 12) Arrange for transportation to view replacement sites and assist claimants with selection of a replacement site, with lease offers, review of rental agreements, and with move bids or fixed moving payment. 12) Inspect selected site to ensure decent, safe, and sanitary requirements. 13) Monitor replacement site escrow and explain relocation process to agentlescrow officer. 14) Review /discuss claimants' moving plans, build -out specifications, and personal property inventory; coordinate eligibility limitations in advance of physical move. 15) Verify vacation of the displacement site; secure certificate of abandonment. 16) Determine eligibility for proposed amount of relocation benefits including actual /reasonable moving payments, rental /purchase differential payments, re- establishment payments, and /or fixed payments. 17) Residential moves: secure /process an advance claim to assist with move and second final claim incorporating moving costs and rental /purchase differential payment once family has moved to site. Non - residential moves: secure /process moving assistance, re- establishment, in -lieu, or settlement claims ensuring no item was duplicated in acquisition process. 18) Claim will be signed by claimant, supported by appropriate back -up and reviewed by OPC's project manager for recommendation before submitting to City for approval. Each claim check will be delivered to claimant in person (as feasible) and a receipt of payment will be secured. Property Management Services. Pre - Possession: 1) Determine whether there are any vacant units at time of acquisition; prepare /present Rent to Hold agreement to property owner; secure' agreement (covering units vacant at start of negotiations). 2) Prepare /present Loss of Rent agreement to property owners; secure" agreement (covering units vacated by relocation agents prior to closing escrow). 3) Coordinate with relocation agent to capture and track vacate dates for claim processing. Post Possession Interim: 1) Prepare /deliver rental agreements with project objectives (if desired). 2) Collect /deliver monthly rent payments to City. 3) Prepare /deliver required notices. 4) Manage emergency and unsafe condition repairs. 5) Contract on -going building /ground maintenance. 6) Manage payment of vendor fees and utility bills. 7) Collect keys /verify abandonment. 8) Provide monthly reporting to City. Post Possession: 1) Contract board -up, fencing, and security services as units become vacant. 2) Provide utility disconnection /meter removal. 3) Provide asbestos and demolition cost estimates. 4) Coordinate asbestos abatement and demolition contractors. Special Concerns We will continue to build our working relationship with the City of Santa Ana, and provide regular lines of communication to resolve any special concerns or issues that arise, reporting on any that need immediate resolution. We prefer proactive approaches to project issues, and provide thorough advanced planning to manage any project risks. Page 9 RFP No. 15 -044 — On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition /Relocation /PM d. Firm and Team Experience rte" Overland, Pacific & Cutler (OPC) was established as a California Corporation in 1980 to provide professional services for clients with projects involving right of way program management, land and right of way acquisition, feasibility analysis, real estate appraisal, appraisal review, relocation planning and implementation, property management, and utility coordination. Our firm was created to perform these services for transportation, development, public works, housing, community development, school districts, energy, and utilities. Local, regional, state, and federal agencies call upon OPC to provide on -call and project based real estate services for their most challenging assignments. The following outlines the proposed team, including the (approximate) percentage of time each team member will devote to the project. One page resumes for the key team (denoted by *) are included on the next pages. (Truncated due to page limitations). Project Management /Project Initiation Sr. Mark La Bonte* Principal -in- Charge Darryl Root, R/W -RAC* Program Manager Daniela Borbe* Project Manager/ Property Management Supervisor Negotiation and Acquisition Services Relocation Agent Roy Guinaldo Project Manager, Acquisition Mona Montano Sr. Acquisition Agent Mario Cerna Sr. Acquisition Agent Albert Harmon Acquisition Agent Eddie Quintero Acquisition Agent Relocation Assistance Services Michele Folk, SR/WA, R/W- RAC, R/W -URAC, R/W -NAC Chad Wakefield Laura Kane, SR /WA, R/W -RAC Micole Alfaro Jill Craig Karen Christie Angie Luna Eddie Quintero Sr. Program Mgr., Relocation Project Manager, Relocation Sr. Relocation Agent Sr. Relocation Agent Sr. Relocation Agent Sr. Relocation Agent Sr. Relocation Agent Sr. Relocation Agent Property Management & Maintenance Daniela Borbe Property Manager /Supervisor Karen Christie Registered Property Manager OPC Accounting /Finance Accounting, Billing, etc. OPC In -House Field Crews Property Maintenance Page 10 Percentage of time to be devoted to project 25% 40% 50% 30% 25% 25% 25% 25% 30% 30% 25% 25% 25% 25% 25% 25% 50% 50% As Needed 85% RFP No. 13 -075 On -Call Right of Way Specialty Services Specialty Area (A4) Acquisition, Relocation, and Property Management Services Organizational Chart The following identifies the team who will perform the work. We have included the percentage of each individual's time to be devoted to your projects in the project team matrix. Project Management +ri ri i� unni� Project Manager Dardela Borbe Project ag P r r r Mark La Bonte, SR/WA Darryl Root, R/W -RAC Program Manager /Principal Program Manager + A Acquisition team Mona Montano A Albert Harmon RoyGuinaldo M Mario Cerna E Eddie Quintero Project Manager Relocation Team I IillCraig Chad Wakefield K Karen Christie t Michele Folk, SR/WA, R/W -RAC L Laura Kane, SR/WA, R/W -RAC Angie Luna l Sr. Program Manager M Micole Alfaro E Eddie Quintero PLOP mt. Svcs Property Services Karen Christie OPC's In-HpuSe Crew DanielaBorbe OPCAccounting /Finance € Property Mgmt. Supervisor j As stated in our cover letter, Mr. Mark La Bonte, SR /WA, will act as the primary contact to the City of Santa Ana. Page 15 EXHIBIT B FEE PROPOSAL Local Assistance Procedures Manual ENIBTT 10 -H Sample Cost Proposal E+ Xgi &TT 10 -$ COST PROPOSAL SPECIFIC RATE OF COMPENSATION (USE FOR ON-CALL OR AS-NEEDED CONTRACTS) (CONSIRUCTIONENGWEERING AND INSPECTION CONTRACTS) Consultant c Subeonsultant: Overland. Pacific & Cutler. Inc. ContractNo.: On -Call Date: 0 610 2 /20 1 5 Fringe Benefit 42.3% + Overhead 117.7% + General Administration 00/a - Combined Indirect Cost Rate (ICR)160% (= 0% if Included in 014) (= 0% if Included in OH) FEE % = 10% U NA7riLNlcAMtimr lr71,.,r_rrrtIw CALCULATION INFORMATION NamelJob Title/Classifrcation' Hourly Billing Ratesz Effective date of hourly rate Actual or Avg. % or $ Hourly rage - S might OT(1.Sx) OT(2x) From To hourly rate' increase for classifications onl Mark LaBonte: Principal in Charge $226.88 $340.33 $453.77 01/01/2015 12131!2015 $79.33 3.0% Not Applicable Daniels Borbe: Project Manager $118.52 $177.78 $237.04 0110112015 12/3712015 $41.44 3.0% Karen Christie:Pr •Manager $89.06 $133.59 $178.12 01101/2015 1281/2015 CamermHollomam Project Support $60.06 $90.09 $120.12 0110112015 12131/2015 $21.00 3.0% Not Applicable Miguel Mmn'llo: Project Support $60.06 $90.09 $I20.12 0110112015 1213112015 $21.00 3.0% Freddie Coilazo -Crew Leader $44.33 $66.50 $88.66 01101(2015 12t31u2015 $1550 3.0% Not Applicable p Jorge Gutierrez- Crew Member I Jose Govea -Cre.v Member $37.18 $34.32 $55.77 $51A8 $74306 $68.64 Otr'01/2015 01/01/2015 12/31/2015 1213112015 $13.00 $12.00 3.0% 3.0% LadanianNable- CmivMember $28.89 1 $43.33 $57.77 0110112015 12/31/2015 $10.10 3.0% I. Names ano ciassiticanoas of cousaaam (Key stair) ream memoeas muse oe nsieu. rruvfuc scyai z¢c succu ,ua 1r�,,.,e ^,•� a.. nuua+,unw � .. +++,++�. 2. Billing rate= actual houdv rate x (1 +ICR) * (1+ Fee). Agreed upon billing rates are not adjustable for the term of contract 3. For named employees ender the actual hourlyrate. For classifications only, enter the Average Hourly Rate fordat classification. NOTES: Denote all employees satjeam pawailingwagev ifh ae asterisks (') • Fm "Oflim Direct Cosf tisfmg see page 2 offfiis Exhibit Page 1 of 5 LPP 15 -01 January 14, 2015 Local Assistance procedures Manual EXHIBIT 10-H Sample Cost Proposal Exnvm 10 -H SAmpix COST PRoposAL (ExAmpLE 42) Page2 oft SPECMC RATE OF CO WO SATION (USE FOR ON -CALL OR AS -19E®E6 CONTRACTS) (CONSTRUcwoNFx,GnNEERANGANO TNSPEcnoxCONTRACTS) Consultant or Subconsultaut Overland. Pacific & Cutler. Ina COr&act NO. On -Call Date 5 -2 -2015 SCHEDULE OF OTBER DIRECT COST ITEMS PREME CONSULTANT SUBCONSULTANT 41 SUBCOWSULTANT 92 DESCRIPTION OF t ITEMS UNIT UNIT COST TOTAL DESCRIPTION OF ITEMS UNIT UNIT COST TOTAL DESCRIPTION OF ITEMS UNIT UNIT COST TOTAL Admen Special Tooling Special Tooling A. Mail Services Actual A A. B. Title Reports Actual B. B. C. C. C. Travel Travel Travel A Mileage Actual I.A. A. B. Accommodations Actual B. 13. C. C. C. FRAME TOTAL ODCs = SUBCONSULTANT 91 ODCs = SUBCONSULTANT #2 ODCs = LMPOPTANTNOTES: 1. List direct cost items with estimated costs. These costs should be co apetil ive in their respective industries and supported will appropriate documentations. 2. Proposed items should be consistently billed directly to all clients (Commercial entities, Federal Govt., Stine Govt, and Local Govt Agency}, and not just afien the client will pay for them as a direct cost 3. Stems when incurred for The some pm'pose, in like circumstance, should not be included in any indirect cost pool or in the overhead rate. 4. Items such as special tooling, will be reimbursed at actual eostwith supporting documentation (invoice). 5. Stems listed above that weld be considered "tools of the trade" are notreimbrusable as other direct cost b. Travel related costs should be pre-approved by the contracting agency. 7. If mficage is claimed, the race should be properly supported by the consultants calculation oftheir actual costs for company vehicles. In addition, the miles claimed should be sapporQ by mileage logs. S. If a consnitamt proposes rental costs for a vehicle; the company matt demonstrate that ibis is their standard procedure for all of Hteir contracts and that they do not own any vehicles that could be used for the same purpose. Page 1 of 5 LPP 15-01 January 14, 2015 EXHIBIT C CERTIFICATIONS APPENDIX ATTACHMENT 3 -1: NON - COLLUSION AFFIDAVIT CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR PROPERTY MANAGEMENT SERVICES RFP NO.: 15 -043 NON - COLLUSION AFFIDAVIT (Title 23 United States Code Section 112 and Public Contract Code Section 7106) To the CITY OF SANTA ANA DEPARTMENT OF PUBLIC WORKS In accordance with Title 23 United States Code Section 112 and Public Contract Code 7106 the BIDDER declares that the bid is not made in the interest of, or on behalf of, any undisclosed person, partnership, company, association, organization, or corporation; that the bid is genuine and not collusive or sham; that the BIDDER has not directly or indirectly induced or solicited any other BIDDER to put in a false or sham bid, and has not directly or indirectly colluded, conspired, connived or agreed with any BIDDER or anyone else to put in a sham arid, or that anyone shall refrain from bidding; that the BIDDER has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid price of the BIDDER or any BIDDER, or to fix any overhead, profit, or cost element of the bid price, or of that of any other BIDDER, or to secure any advantage against the public body awarding the contract of anyone interested in the proposed contract; that all statements contained in the bid are true; and, further, that the BIDDER has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent thereof to effectuate a collusive or sham bid. Note: The above Non - collusion Affidavit is part of the Proposal. Signing this Proposal on the signature portion thereof shall also constitute signature of this Non - collusion Affidavit. BIDDERS are cautioned that making a false certification may subjpct-t certifier to criminal prosecution. Signed State of California County of Subscribed and sworn to (or affirmed) before me on this _ day of __, 20_, by proved to me on the basis of satisfactory evidence to be the person(s) who appeared before me. —'see 0 4ae�e4 Notary Public Signature Notary Public Seal City of Santa Ana RFP 15 -043 Page 20 JURAT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California Countyof (96-atc I Subscribed and sworn to (or affirmed) before me on this Zµ0 day of 1.44ALO 20�by Nlaxlz_ 12al afmAJ LO0.1�4e proved to me on the basis of satisfactory evidence to be the person(s) who appeared before me. A R 3054838 NOfAfl-CALIFORNIA N 00, 7E ORANOE COUNTY ^r 0 CAA lie Lie 18 iY�UUU MY 60YN. 04A P. JBe5O. Signature (seal) OPTIONAL INFORMATION INSTRUCTIONS The wordfng of all Jurats completed in California after January 1, 2015 most be in the fear as set forth within flits Jurat. Thera are no exceptions If a Juref to be completed does not follow Ibis form, the notary most correct fire verbloge by using ajurst stamp containing the coned wording or Clinching a separate jurat fora such as this one with deem contain the proper wordtng. In addfiion, the notary must require an 0001 or of inmithei from file DESCRIPTION OF THE ATTACHED DOCUMENT document signer regarding the fm@fulomis of the contents of the document. The /� ' //��QQ� tt document must be signed AFTER the sale or effirm0on. If the document was prevlously Hm4k— I30-iluk4a {rycE.�gQ9t Y& signed, limustbe tesignedin frontof thenoterypubiicdunngihejuratprooss. - (Title or descperiplo�_n of attached docum�ent'% � k m 4(S -' — iJC"f�tf 3 State and county Information must be the state and county where the h /.'!'.f document signer(s) personally appeared before the notary public. (Title or tleBcription of attached documentconlinued) . Date of notarization must be the date the signer(s) personally appeared which must also be the same date the jurat process is I I completed. iS �! JJ Number of Pacdes +� Document Date Print the name(s) of the document signer(s) who personally appear at the time of notarization. . Signature of the notary public must match the signature on file with the Additional Information office of the county clerk. . The notary seal Impression must be clear and photographically reproducible. Impression must not cover had or lines. If seal impression smudges, re -seal if a sufficient area permits, otherwise complete a different jurat form. •: Additional information Is not required but could help to ensure this jurat is not misused or attached to a different document. Indicate title or type of attached document, number of pages and date. . Securely attach this document to the signed document with astapie. 2015 Version uvww.NOtaryClasses.com 600-II73 -0865 APPENDIX ATTACHMENT 3 -2: NON - LOBBYING CERTIFICATION CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR PROPERTY MANAGEMENT SERVICES RFP NO.: 15 -043 The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her k nowledge and belief, that: 1. No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the malting of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any federal contract, grant, loan, or cooperative agreement. 2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence any officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this federal contract, grant loan, loan or cooperative agreement, the undersigned shall complete and submit a "Disclosure of Lobbying Activities ". This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for malting or entering into this transaction imposed by Section 1352, Title 31, U. S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000 and that all such sub recipients shall certify and disclose accordingly. Firm Overland, Pacific & Cutler, Inc. Signed and Printed Name; Mark La Bonte, SR /WA Title Program Manager /Principal Date 6/8/2015 City of Santa Ana RFP 15 -043 Page 21 APPENDIX ATTACHMENT 3 -3: NON - DISCRIMINATION CERTIFICATION CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR PROPERTY MANAGEMENT SERVICES RFP NO.: 15 -043 The undersigned consultant or corporate officer, during the performance of this contract, certifies as follows: The Consultant shall not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The Consultant shall take affirmative action to ensure that applicants are employed, and that employees are treated during employment without, regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Consultant agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. 2. The Consultant shall, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. 3. The Consultant shall send to each labor union or representative of workers with which he /she has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the Consultant's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. 4. The Consultant shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. 5. The Consultant shall furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his /her books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders. 6. In the event of the Consultant's non - compliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended in whole or in part and the Consultant may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Execution Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulations, or order of the Secretary of Labor, or as otherwise provided by law. 7. The Consultant shall include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, City of Santa Ana RFP 15 -043 Page 22 regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontract or purchase order as the administering agency may direct as means of enforcing such provisions, including sanctions for noncompliance; provided, however, that in the event the Contractor becomes involved in, or is threatened with, litigation with a subconsultant or vendor as a result of such direction by the administering agency, the Consultant may request that the United States enter into such litigation to protect the interests of the United States. 8. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1939, and as amended, No discrimination shall be made in the employment of persons upon public works because of race, religious creed, color, national origin, ancestry, physical handicaps, mental condition, marital status, or sex of such persons, except as provided in Section 1420, and any consultant of public works violating this Section is subject to all the pena 'e ' posed for violation of the Chapter. ail aim Signed: Title: Program Manager /Principal Firm: Overland, Pacific & Cutler, Inc. Date: 6/8/2015 City of Santa Ana RFP 15 -043 Page 23 EXHIBIT D ADDITIONAL PROVISIONS Local Assistance Procedures Manual EXHIBIT :10 -I£ Consultant Certification of Contract Costs and Financial Management System EXHIBIT 10 -Ii CONSULTANT CERTIFICATION OF CONTRACT COSTS AND FINANCIAL MANAGEMENT SYSTEM (Note: If requesting to utilize the Safe Harbor Indirect Cost Rate subnut Attachment .1 of DLA -0B 13-07- Safe Harbor Indirect Cost Rate for Consultant Contracts found at http: / /w)vw.dot eagov/hrl/LocalPrograms/DLA_OB /DLA OB.htnt in lieu of thisfora:.) Certification of Final Indirect Costs: Consultant Firm Name: Overland, Pacific & Cutler, Inc. 01/01/2013 - Indirect Cost Rate: 160% * for fiscal period 12131/2013 (mm /dd/yyyy to mm /dd /yyyy) *Fiscal period covered for Indirect Cost Rate developed (not the contract period). Local Government: City of Santa Ana Contract Number: On -Call Project Number: 15 -044 I, the undersigned, certify that I have reviewed the proposal to establish final indirect cost rates for the fiscal period as specified above and to the best of my knowledge and belief: 1. All costs included in this proposal to establish final Indirect Cost Rates are allowable in accordance with the cost principles of the Federal Acquisition Regulations (FAR) of Title 48, Code of Federal Regulations (CFR), Part 31. 1 This proposal does not include any costs which are expressly unallowable under the cost principles of the FAR of 48 CFR, Part 31. All known material transactions or events that have occurred affecting the firm's ownership, organization, and indirect Cost Rates have been disclosed as of the date of proposal preparation noted above. Certification of Financial Management System: I, the undersigned, certify to the best of my knowlccige and belief that our Financial Management System meets the standards for financial reporting, accounting records, internal and budget control as set forth in the FAR of Title 49, CFR, Part 18.20 to the extent applicable to Consultant. Certification of Dollar Amount for all A&E Contracts: I, the undersigned, certify that the approximate dollar amount of all A &E contracts awarded by Caltrans or a California local agency to this firm within the last three (3) calendar years for all State DOT and Local Agencies is $19,045,589 and the number of states in which the firm does business is 3 Certification of Direct Costs: I, the undersigned, certify to the best of my knowledge and belief that all direct costs identified on the cost proposal(s) in this contract are reasonable, allowable and allocable to the contract in accordance with the cost principles of the FAR of Title 48, CFR, Part 31. Allowable direct costs to a Government contract shall be: Page I of 2 LPP 15 -01 January 14, 2015 Local Assistance Procedures Manual EXHIBIT 10 -K Consultant Certification of Contract Costs and Financial Management System 1. Compliant with Generally Accepted Accounting Principles (GAAP) and standards promulgated by the Cost Accounting Standards Board (when applicable). 1 Compliant with the terms of the contract and is ineurred specifically for the contract. 3. Not prohibited by 23 CFR, Chapter 1, Part 172 — Administration of Engineering and Design Related Service Contracts to the extent requirements are applicable to Consultant. All costs must be applied consistently and fairly to till contracts. All documentation of compliance must be retained in the project files, Subconsultants (if applicable) Proposed Contract Amount (or amount not to exceed if on -call contract): $ Prime Consultants (if applicable) Proposed Total Contract Amount (or amount not to exceed if on -call contract): $ _ 200,000 Prime, list all subconsultants and proposed subcontract dollar amounts (attach additional page if necessary): $ $ $ Consultant Certifying (Print Name and Title): Name: Mark La Bonte Title: Program Consultant Certification Signature s' *: Date of Certification (mm /dd/yyyy): 06/09!2015 Consultant Contact Information: Entail: mlabonte @opcservices.com Phone number: 949.951.5263 **An individual executive or financial officer of the consultant's organization at a level no lower than a Vice President or Chief Financial Officer, or equivalent, who has authority to represent the financial information utilized to establish the Indirect Cost Rate proposal submitted in conjunction with the contract. Note: Per 23 U.S. C. 112(6)(2)(B), Subconsultants must comply ivith the FAR Cost Prhaciples contained in A8 CFR, Part 31. 23 CFR Part 1723 D ithritions state: Consuttant means the individuat arfirm pavvkling engineering and design related services av a party to the contract. Therefore, subconsulame, as parties of a contract must complete a certification and send ardginals to AV and keep copies in Local Agency Project Files, Distribution: I) Original to 00tmns Audits and investigations 2) Retained in Local Agency Prujeat Files Page 2 of 2 LPP 15-01 January 14, 2415 Local Assistance Procedures Manual EXHIBIT 10 -01 Consultant Proposal DBE Commitment DURBIT 10 -01 CONSULTANT PROPOSAL D11T COMMITMENT (Inclusive of all DBEs listed at hid proposal. Refer to instructions on the reverse side of this form) Ct1x1s ❑11ant td1 L 0111 1 1e (11SS Se' lion 1. Local Agency Name: City of Santa Ana 2. Project Location: Santa Ana, CA 3,11roject Description: On-Call Real Property Services 4, Consultant Name: Overland, Paclflc & Cutler, Inc. S. Contract DBE Goal %e 4 DBE Commitment Information G. Description of Services to be Provided 7, DBE Firm Contact infenmation &. DDB Celt. Number 9. DBH ^% 0 Lp�a1 Agency C onulete thisection� Claimed d ^r^ Ile. Lees( Agency Contract Number: 17. todetul -aid ProjectNurubec 18. Proposed Contract Execution Date:, Local Agency certifies that all DBE certifications are valid and the information on this form is complete and accurate: Up, oi ' at Mark La Bonte, SR /WA 12. Preparer's Name (Print) Program Manager /Principal 13. Preparers Title T 6t812015 949.951 Z263 19, Local Agency Representative Name (Print) 20, Local Agency Repre mo tative Signature 21. Date 22. Local Agency Representative Title 23. (Area Code) Tel, No. 14, Datc 15. (Area Code) Tel, No.� Disiribotlem; (1) Original- Consultant submits to local agency with proposal (2) Copy - Local Agency tilea Page 1 of 2 LPP 13 -01 May 8, 2013 w� ti�y a � G La F m aJ W y�G] y U z z z � Q zg u o g ggggd g 03 000000 rMi (A MCn M(n M M,M,M W U Atl O M� OO v0l100� • inNN V1 N N NinN q 0 0 0 'IN 0 0 of"I` ® r1 V y iD7 � ��' �f"INt�i ggq5 Nt�tL�v csry o a � Ro O NtnhNN oll N47 VIN +�O J Q O o wiw� U �N�ri O N W W O b 4 Q 0 0 0 D ~ irPte^ NN oo0ap C'�tn fA ® U W � �� V364 Up � H T 0 p SII Q\ O C'-bOM v L w OhM Ci O �O VjrM }� r, oca f N 09 n 4 0 0 O It L� so oo a;oovr�r ad m �pe R � i m aJ y�G] y z z z g ggggd g 03 000000 rMi (A MCn M(n M M,M,M W Atl O M� OO v0l100� • inNN V1 N N NinN q 0 0 0 'IN 0 0 of"I` U U �b0 N W vet ��' �f"INt�i ggq5 Nt�tL�v csry NtnhNN oll N47 VIN +�O J ao o wiw� �h �N�ri -1 1010 W P O d b 4 Q 0 0 0 irPte^ NN oo0ap C'�tn fA ® bd9� �� V364 M�%%Q1 SII Q\ O C'-bOM V�1 w OhM Ci O �O VjrM oca p." C N 09 n 4 0 0 to w N e� M M W so oo a;oovr�r ad H w N .a p p •� _ ;� fy �Q °J I o � H N y rMi W Atl O pa, U U �b0 N W vet ��' ggq5 v3 a5 oll �h �N�ri z1. a a F N N 9 O qqO� 1� I±1 O ti d 4 PI G Y 4 N W Q �p yV F I O LJ d"+ I W�kn W 'R G U dU 9 O yjlJ R Tl O J v Uo8 Z �y �1 p rn O O ao U °7 W p�,4U w Asap "AN �y ROB {�{yy f� ❑nj to m A`��yJ', y�, �Fp�y.'�S V I ri fV N1 tl'hW h � � Qd E PPP U Gad 4 -� PQ. U 4n Q II �j' aOa �C � z P4 U d"+ I W�kn W 'R G dU 9 O yjlJ R Tl O J v Uo8 �y �1 W Asap "AN �y ROB {�{yy f� ❑nj to m A`��yJ', y�, �Fp�y.'�S V I ri fV N1 tl'hW h � � Qd 1 6 AC C>R"" b CERTIFICATE OF LIABILITY INSURANCE DATE (MMY00,IYYYYy 1 Oi2/2015 THIS CERTIFICATE is ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND', EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the pohcy(ies) must be endorsed. If SUBROGATION IS WAlVED, subject to the terms and conditions of the policy, certain policies may require an endorsement, A staternent on this certificate does Inot confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Venbrook Insurance Services CA Lic OD80832 6320 Canoga Avenue, 12th Floor Woodland Hills, CA 91367 CONTACT NAME PHONE FAX (AM � NQ, Ems: fNDI: 818,-598-8910 E-MAIL ADDRESS' ..... ........ INSURER(SV AFFORDING COVERAGE NANO; 0 COMMERCIAL GENERAL LIABILITY INSURER A Hartford Accident and ldt.rnnify Coni.aDy 22357 wws,,,.venbrock.coal INSURED Overland Pacific & Cutler Inc. INSURER E Hartford Fire Insurance CoLnp- 1 "19682 INSURER C Hartford CaSualt�.12s_urance C2m any 29424 3750 Sdiaufele AvellUe, INSURER ID Sentinel Insurance Company, Limited 11000 Suite '150 Long Beach CA 90808 INSURER E Twin City Fire Insuranre Company 29459 INSURER F: Western World Insurance Company 13'196 ✓ =1111 a I a rovilli 111MMUS .1tinLififln THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PEMOD INDICATED, NOTWITHSTANDING ANY REQUIREMENT TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMEN"r WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, 'THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN 6 SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSIR .UTR' TYPE OF INSURANCE ADDLSUBR RTSD WVD POLICY NUMBER POLICY EFF (MWDD1YYYYj POLICY EXP (MMiDD/YYYYj LIMITS A COMMERCIAL GENERAL LIABILITY ✓ 721JUNTR7859 611/2015 6/1/2016 EACH OCCURRENCE CLAINIS-MADE OCCUR —IDAMAG TLL -'D IREIIe E , E�� 3 300,000 ✓ ME D EXP (Any one ppr5w) 3 10,000 $10,000 BI&PD Ded. PERSONAL & ADV INJURY S 1,000,000 Per Claim .......... GENERAL AGGRLGATF 5 2,000,000 GFN'L AGGREGATE LIMIT APPLIES PER POLICY [7 J,E,(,- ED LOC ,T PRODUCTS - COMP�01` AGG 5 2,00'O',000 [ETnc Ben. Liab. Occ. S 1,000,'000 OTHER: B AUTOMOBILE LIABILITY 72UUNTR7859 6/1/2015 6/1 /2016 COMBINED SINGLE IT0,1111 I fEa acdch rt) 1,000.000 BODILY INJURY(Per pefsm� A iTo �`NED SCHEDULED �t L OV JS AUTOS F30DILY INJURY (Por amai�nt) S ✓ V NO� -O�ANED I IH ED AU I O'S ALH PROPERTY DANIAOF WcderiL� $ ............ I ✓ ornp "9'1,000 V Coll $1.000 C UIMERELLA LIAS y OCCUR 72RHIJTR7849 6/12015 6/112016 EACHI OCCURRENCE 2,000,000 AGGREGAIE 2,000,000 EXCESS LTAB CIT. NVISAIADE ... .... ...... . L . . . ........ S DLEDJLE'IEUI-ION3 D E WORKERS COMPENSATION AND EMPLCYCRS'LIA8[LITY Y�N ANY 1:1 imandatory in NH) NfA 72WED043001 6/1/20'15 6/11270-16 FF E L. EAC11-1 ACCIDENT S 1,000 000 L.L. DISEASE- FA EMPLOYE E -- $ 1,000,000 ffyes desutbaundLF Dr'SCRiiprjo i or OPERATiONS bebw EL.DOEASE-POLICYUM11 'S 1,000,000 F Profpssbnal Liab. DR]-0009 L06 6M/2015 6112016 $2,000,00O Each Claim clainis Made $2,000,000 Aggregate Retro Date: (5/30/03 $50,000 DeduclIbIo DESCRPTION OF OPERATIONS f LOCATIONS t VEHICLES AC ORD 101, Add i honM Rpmark 5 Schud0a, may ba attach od if nacre space, Is veq WrPd rF'E:P�-opr,,rtyAcqi.iisitXoii,Rel!oc,g ion &Man,,.ageriic-, lit S� i-vice.sAgrraLr7ieii.t A-201:1-055-01,A-20,15-162,A-201 °, -'16;-P Cty of Santa Ana, its offirers, empIoyo- .,-s agents, vokwitf�,,rsand representatives are riained as additaonal insured on a prii-nary & rif.-m-contributory basis where reqt&ed by written contract. Subject w Policy temns Conditions and excluskws. 10 Day�s Notice of Cancellation for Non-Payrnent of Prem l[jrm 30 Days All Others. IE TEl I-- D BY: rf)MCE kIEREDIA wc� CERTIFICATE HOLDER CANCELLATION Cit of � Santa Aria RK Box 1988 20, Civic Center Plaza (M-36) Santa Aria CA 92702 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE VVITHTHE POLICY PROVISIONS. AUTHORIZED REPIRFSENTATNE (WH I Wei idy Fifice (K) 1988-2014 ACORD CORPORATION, All rights reserved ACORD 25 (2014jor4), ThPACORD name sir' -Id logo are registered marks, of ACORD ADDITIONAL NSURED ENDORSEMENT FOR COMMERCIAL GENERAL LIABILITY POIJQY Insurance Company H&*r(A Am dem- arN6 CO - This endorsement modifies SUCII insurance as is afforded by the provisions of Policy # '11W K\TR-'I 95A - relating to the following: I. The City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701; its officers, employees, agents, volunteers and representatives are named as additional insureds ("additional insureds " ") with regard to liability and defense Of suits arising from the operations and uses performed by or on behalf of the named insured. 2. With respect to claims arising out of the operations and uses performed by or on behalf of the named insured, such insurance as is afforded by this policy is primary and is not additional to or contributing with any other insurance carried by or for the benefit of the additional insureds. 3, This insurance applies separately to each insured against whom claim is made or suit is brought except with respect to the company's limits of liability. The inclusion of any person or organization as an insured shall not affect any right which such person or organization would have as a claimant if not so included. 4. With respect to the additional insureds, this insurance shall not be cancelled, or materially reduced in coverage or limits except after thirty (30) days written notice has been given to the City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 9270.1. (Completion of the following, including countersignature, is required to make this endorsement effective.) Effective (-0) 1 I 15 Policy # JILQ U( NTR--j 9 � Issued to OXrkand 'no this endorsement form as a part of Named Insured CoLintersigned by t- horiz, Representative o REVIDNED BY� //4. /,# Z / 'k, ' OR'E.LHA (IDG,,S OF :2, AeC RhP CERTIFICATE OF LIABILITY INSURANCE ' DATE(MM /DD /YYYY) 1 llk 6/16/2016 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Venbrook Insurance Services CA Lic OD80832 6320 Canoga Avenue 12th Floor Woodland Hills, CA 91367 NAME: PHONE FAX /c o E t • 818- 598 -8900 Alc Not: 818_598 -8910 _ E -MAIL ADDRESS: INSURER(S)AFFORDING COVERAGE NAIC# 72UUNTR7859 www.venbrook.com _ INSURER A: Hartford Accident and Idemnity Company 22357 _ _ INSURED Overland l C &Cutler Inc. 3750 Schaufeufele Avenue, Suite 150 Long Beach CA 90808 INSURER B : Hartford Fire Insurance Company 19682 INSURERC: Hartford Casualty Insurance CompgDy Company 29424 INSURER D: Sentinel Insurance Company, Limited 11000 INSURER E: Twin City Fire Insurance Company 29459 INSURER F: Western World Insurance Company 13196 �w�►ra�en�na �r�rauarr����01�11g1_��S�ei LL /e4i , wl efUlV /mil \�d1�LLler�i� THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS, - INSR LTR TYPE OF INSURANCE ADDL J= SUBR WVD POLICYNUMBER POLICY EFF MMIDD/YYYY POLICY EXP MM /DD /YYYY LIMITS A �/ COMMERCIAL GENERAL LIABILITY CLAIMS -MADE 1:21 OCCUR ✓ 72UUNTR7859 6/1/2016 6/1/2017 EACH OCCURRENCE $ 1,000,000 PREMIS S E)�sLo�cctIDnce)_ 300,000 ✓ —_S MED EXP (Any one person) — $ 10,000 $10,000 BI &PD Ded. Per Claim PERSONAL & ADV INJURY $ 1,000,000 AGGREGATE LIMIT APPLIES PER: POLICY ✓❑ E� ❑✓ LOC GENERAL AGGREGATE $ 2,000,000 GENT PRODUCTS - COMP /OPAGG $ 2,000,000 Em p. Ben. Liab. Occ. $ 1,000,000 OTHER: B AUTOMOBILE LIABILITY 72UUNTR7859 6/1/2016 6/1/2017 /EOacccidentSINGLELIMIT $ 1_,_0_00_,_0_0_0_ BODI LY INJURY (Per person) ANY AUTO 1� OWNED SCHEDULED AUTOS ONLY ✓ AUTOS ar accent ( ) BODILY INJURY Pid $ HIRED NON -OWNED AUTOS ONLY ✓ AUTOS ONLY PROPERTYDAMAGE __(Per accidgat___., $ :/Comp $1,000 ✓ Coll $1,000 1 1 C `/ UMBRELLA IJAB ,/ OCCUR 72RHUTR7849 6/1/2016 6/1/2017 EACH OCCURRENCE $ 2,000000 AGGREGATE $ 2,000,000 EXCESS LIAR CLAIMS-MADE DED I I RETENTION $ $ D E WORKERS COMPENSATION AND EMPLOYERS' LIABILITY YIN AN`fPROPRIETOR /PARTNER /EXECUTIVE ❑ OF F ICER/M EM HER EXCLUDED? NIA 72WEDQ4300 611/2016 6/1/2017 ✓ PER ER-1 __.._.....------. -- ..--- _._..._.....---......_.. E.L EACH ACCIDENT -- --- —' --- $ 1,000,000 - - E.L. DISEASE - EA EMPLOYEE $ 1,000 000 (Mandatory in NH) If yes, describe under DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT I $ 1,000,000 F Professional Liab. BRL0011689 6/1/2016 6/1/2017 $2,000,000 Each Claim Claims Made $2,000,000 Aggregate Retro Date: 6/30/03 $50,000 Deductible DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (ACORO 101, Additional Remarks Schedule, may be attached if more space Is required) RE: Property Acquisition, Relocation & Management Services Agreement. A -2011- 055 -01, A- 2015 -162, A -2015 -165 City of Santa Ana, its officers, employees, agents, volunteers and representatives are named as additional insured on a primary & non- contribUtory basis where required by written contract. Subject to policy teens, conditions and exclusions. "10 Days Notice of Cancellation for Non - Payment of Premium, 30 Days All Others. ✓ r REVIEWED WED B ' �'r � � �r ..._.. -._ t UNl(t l it R EAA (PG OF ) t Cr%l lr'lVM I C r1ULIJCR I,H fV IrCLLH I IUIV City of Santa Ana P.O. Box 1988 20 Civic Center Plaza (M -36) Santa Ana CA 92702 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE (WH) Wendy Filice C/ (0 1988 -2015 ACORD CORPORATION. All rights reserved. ACORD 25 (2016103) The ACORD name and logo are registered marks of ACORD 30446384 1 00000019 1 16 -1? GL Ail WC Me PROF I (WH) Linda Doyc.— 1 6/16/ ?.016 2:46:16 PM (POT) I Page L of 5 Overland Pacific & Cutler Inc. 72UUNTR7859 'nave al] your, rjdV1q.a*-dtXes under ar Unname(j Sogidiary Any sul3sldlary, and subsidiary thereof, of yqqrs which Is a legally Incorporated entity of wbich you own a financial Interest of more than SMA of the_ ,voting stock on the effectlyeA ate the Coverage Part, The, 'insurance afforded herein for any isobsidiary not �nq.rned In this Coverage Port, as a fjjmpa. .insured does not apply to lnjtlryor damage with respect I to which an insured under I this Coverage Pad Is at so an Insured under 11 another Policy or: would be An Insured under such policy but for its termination or be, Ohau� .Jjorl of its limits tai )Mlrb nce. t-, No.wly Ac.quirvo or Formod Organl2ation Any organization yoti.:11awly Acquire or fault, otherthart o partnarshill) join. ventur e Or limited It d liability company, And over.whiob you maintain financial interest of more -,(hall 50% PrAhe vofinq:sI,"%— will q(talify. as, 0 Na I meo Insurod,if there is no other sirrillar insurance Availabi♦ .10 that drganlzalllcn..However: o. Coverage tnid6i, this provision is afforded only unflf the 180th day after you acquire or form "le, oroarrilzation or the end of the policy poriodl whichever Is earlier; :,Coverage A does 116t apply to "bodily jhjury" or properly, 4arnage". that occurred before "You! acquired or formed the organization, and ,P, Coverage B 'does not apply to "perRonpl' arid advertlsing lnjuiry"' arising out of An offense , .committed b Uore you aequifed or -formed the ,organization. 4 It bile Equlprn erit With respect to I'moblie P-quIPMent" registered In your flarrie under any rr16tor vehicle registration law, <any person is an insured white drivOij such ectolpmlef1t alono avubliplillghWoy with your permission. Any other person ot-organiza,tion responsible for the conduct of I ph person is also -an Insured, but only with respect to Ifablitty arlsIng out of the operation of the uquipmonj And only if no other Insurance of any kind is available to that person or organization for this liability, Vi . owevor. no person or orgArilaotion is at) insured with respect to: A. "Bodily 14).try" 11) A Co-"Ofhfiloyee" of life person drivina.thO equipment; or -b, "Property da Mdqe" to property owned by, rented to, in.the tharge of or occ0pled by you or the employer 'Of any person who 18 an insured under (his., ;piovlsiort page Toaf'U 6/1/2016 6/1/2017 -8, Wonowned Wotercraili With respect to watercraft You do not own t1hot is togs thttil 51 feet long and Is not being us..ed to carry person for a. chargej any person is on insured white OPuratiN suet, watercraft with Your 1)ernilsslloa. ArLy ,other person or organiz-allon responsible for (fie conduct of such person is also an insured, 01 . 11 . 11 11 . I :�O ogly with respect to liability arising out of the operation of the Watatcraft, arid only if no other insurance of any kind Is available to that person 00 prganrzatior5 for lfil,� liability, However, no persbri, or ofoojilzotion Is aif MILli,ed."WIth iiesooc( to a� "Bodily Injury" 'to a co-tlernployeell of #le pef$oti operating the watercrAfti or, h, "Property damag.01' IP PFOP00y owned by, rented 1b, fn of or Occupied by you or' I (he employer of any person who is an Ins, of0d under this proy1slon. 4, ;Add.ltIo.n6l Insureds When Required By -"VVFIttp op IV ra. 0, Writtenhgroemdrit OtIOermit T146 rollowirig person (s) 61, or04rlj1iMjorj(s) Are ant ,Atdclitional Insured when you have agreedp in a written contract,, written agreement of beoause of a perfirlit issued by a stair~ or political SubdlvC; ion, that such person or orphization be added, as an . additibrial' ,!psuted on yotir policy,, provided the 'Injury or darts e ,occurs ,subsequent to the execution of the contract or 40roement. Aporson car organization Is anad , ditionalJn4urod under this prwisi6nonly for that period of time required by the cont. ra c , t or Agreement, However, W), such person or organ1' Z allon Is.41T IDSUred Under this PI-Ovision If $11611 Orson or organization 'is hicht died as an insured b .y an eildorsOment issued by kis' rid r6adb a part of this; pvof age Part" a.. Vendors Any iaerson(s)'or OrganizatibnO) (referred to berow as Vendor, but only witli respect, to ` 'bodhy injury' or " "property dg,magell arising out of 4your products" .which are'dIsIriblited or sold .11 til 1 e regular course of the veridoes, business and only if this coverage Part provides cioverage, tor "bodily injury"' or "properly damage" Included, Within tha Uproducts- corl.1pleted operations hazard". The.inquronce afforded the vqncloris subjadl to the following additional excltf8lons; This llnsurv=6 does not Apply to (a), "Bodily injury" Of "Property damage" l for Which the vendor Is obligated to pay damages by reason of the assumption of llabilit , y It) a contract or agreement. This exclusion does not apply to liability for, damages that file vendor would have in the abse nbe of the contract or agreement,n, Ay 30446304 1 00000019 1 16-17 GL AU WC UMB PROF I (WH) ld.da L.y—rt 1! 6/16/2016 2:46:16 PM (PDT) I Page 2 5 -7 --- -- - ------- - ----- REVEVVED �Y� EUNICE HDREMA (PC; ;;?OF Overland Pacific & Cutler Inc. 72UUNTR7859 H 14 'H� CID v4 co cx ,,(b) Any express warranty unauthorized by you; (c) Any physical or (,.hernloal chAnga In the product made. Intentionally by the vendor; (d) Repackaging, except when unpacked solely. "for the purposo of Irlisippet : I on., dernonstratinn, or the substittition of pads under Insiractions tram the manufa&jurer, and file air, repackaged In the original container; (b) Any fillure to viral such lnsp6ctians; adjustments, tests or servicing as the vendor, ha's agreed to Make or normally undedakes to make in the usual course of business, in co , rinedtion with the distribution o r.oja. 0. (.-the Products, Derrionstratlon, :Insiblinif.on, *sqrvlcing or repair operations, except such oporatiqris perfqqT,ied al the vendor's promises ift, corInaction wlih the sale or:fhe producl: `(n) Products Mich, oftor distribution or sale by Y : , hove ; been : I ­, . I OU, ve been labeled at relaboled, or used As a containor, part or Ingredient Of any Other thing of suDs tance I Y b or forr the',. vendor; or (h) ,'Bodily Itijutyl or "pi'dpert Y d amage ing: Ans , but of" the s010 ndOligondb Of the ubndor tar Its own >acts or omissions Ot 1116se of Its ernployees Or anyone else aelling on its behalt Floweverk, this exclusion does no(- apply to- (I) The exceptions contalned in 'uba paragraphs (d) or (f); or '(1f) Such inspections, adjustments; tests or servicing as the vendo I r has agreed to Make or nonnally undertakes to make In the usual course Of business, In connection willa the distribution 'or sale of the pr6dubt8. ( i) This insurance. does not. apply to arty Insured person or organj;_ation, rrorn whore You have acquired such,products, or any ingredient, part of container, ontering into'. accompanying or containing surh;producls- b. Leissors of Elt� "uipnrioff -,(I) Any Person or orgarlikation frorn whom you lease eciOlprnent, 'but only Will i,espedl tca their liability for "bodilly Injury", "Ofoperty damage" or "personal and advertfiflng ln�iry" Caused, In wliolo or In P80,: by your mal'iritortance, operation or use of equipment leased to yoo by sitch, poison or organiza , Oon. f2) With respect to th,p Insurance afforded to these '4doill0ral fU1SL1Jred§ this Insurance does not apply to ally ".occurrence" which takes place .6filer (66 equiprilentJease expires. :H43— 00A .tom DA 30446384 1 00000019 1 16 17 GL AU WC UMB PROF' I (WH) Linda Doyenait 6/1/2016 6/1/2017 vt, Lossors of Land or Premy'ses Any person Or orgarf 1 lZa f , ton from whom you lease land or prenillses, but only with rest ect in Ilahii1ty arising out of the Ownership, malptenance or use of that Pail at the land or Premises leased you, With haspeqt jo tfve Insurance afforded these additional 'insureds the fallowing add . 41briat excfunioMs ­apply* This. Insurance does hot apply to: 4,, Any "occufrencb" which takes place, kfteirl you'r cease to lease 1that land; or �_x Structural alterations, new construction or deenblitloh operations performed by or on bellal( of Such person ter organizAt' Jan. d. Architects, J n.gfneers:or Svirvtyors Any archltocl, engineer, or surveyor, but only wit"4f rdspe,cl hifillity to 4600 11. y , Injury 11, propr, . d . y darnngel� or "personal and advej I twilig Injury, cause.q,, In whole or In pa11, fly your acts or' omissions or the acts o,,r orn4;sjons Of those acting onyoqjr behalf, -(I) I.I.T..connection with your pirprnises, or ,(2) M the, if, f I Pq 011`110"00 0 yo4r ongoing operations performed by Voit Or a . n"your behalf. With respect to file 10stjirance afforded these additional insureds. the 011OW1119 adritictnal exc, fusfbilappilet, This insurance does not apply to "bod"ily 'Injury's,, "propehy damage, or "personal aild advartising injItiry" adsing out of the rendeTin.9 of or the lallure to render any professional services : by oi; -,,for yo!r, Including: ,j, The preparing, apprQyjrjg, or laifing to.preparre- or approve, Friaps; 'shop drawvlhgs, opinions, reports, surveys, field orders, change orofqspe drawings and 2. Supervisory, Inspection, afelittewural engineering activities. 6. Peoilits issued Ely 8 tafe (fir Po(jtfdjj Stjbdivislonit Any state or political s.t0divislon, but only will) respect to Operations putformed, by you 0 1 1, Oil Your behalf for Which the state, Or political subdivision has issued a permit. With mpect to .1110 ins4rance afforded these additional Insureds, this Insurance, does not apply kqi (i) ' "Bodily injury", "property damage" oi- "personal and advertising injury' arising out or operations performed tot the state at Municipality; or (2) "Bodily injury" or'"proporty damage" Included' within the "prodL1rtS-0O1TjpIe'tbd' operactions, hazard", 6/11/7,016 2:46:16 PM (PIT,) P,9?/ ,3 uL 5 REVIEWED BY� ELUCE HEFO_AA.(�-IuS oF S' Overland Pacific & Cutler Inc. 72UUNTR7859 L Ariy Other Party Any othor porson or or ,gan)zAtion who Is Ile[ an Jttsured Under P',11119raphS a, thlOUgh e. above, but only With respect to liability for "Ibodlly Injury", ''property dqtflqge" or "persoRAI and ad-vertising injury" caused, in whole or in part, by Your qoA8 or omissions of': the clels, or ooijWorjor of those acting on your baholf 11) In tile petfort4,<1nee of yuur ongol,fig.operations, (2) In C6111ledtiOn with your prerrilsos owned by' or rented to you.; or In collneotto.ii with "your work" and Included within th.e "prorittals-completed operations hazard ", but orily if ,;Q) 1'he written contract or agroempht requires you, to provide such povexAge to sqph. RWRIO!Ial 111SUred, and (0) This Coverag*e Part provides coverage fori, "bodily hijury" or "Oroperty darna kicluded Within the oper6flons hazard'. 'With rospect to the insurairce aff&dbd to these additional lifistireds, 'this insurance toes riot appl�i- 113,qdllyjltkify'', "pyoperty dainA.ge" or "persoital and J: Iiijur �Aclverrqlng y" Arising out of the rendering of .or' the failure to render, any et gine.eldrig or surveying sorvioes, Inakiding; (4) The prep dog, qpprovi.rig, oi- failing to prepare or ap prove, rilaps, ..shop draWllnos, oplillons, ys ropofts, surreys, field Order$, Orange orders or, drawlings aitd .. sPeolficatilo its; or dnpineedn 0 actiViffe"S. The Ilmlis of to rance that apply to additional Instireds urider this provislort is-described In 8edlon Ill Unnits How this insurance appIles wbeir other instiranco Is available to the additional. in-itired l.q. described in the Other 111SUMFIC0 Cotidiflon In Section IV- Gonlrn rdal deneral Liability Conditions. No person Oralganizallon Is an InsuNdwlith respect to the zof-idud of any Current or past partriership, joint verituto or Urnited liability company that Is n6t,Mq#q as a Nailie� Insured In: the Declarations. SECTION III - LIMITS OF INSURANCE I_ The Most We will Pay The UITIRS of Insurance shown bi the Desclaf-ations And the 111103 below fix the mast we will pay regardless of 'tile number of,, ;i, Insureds; P� qe 12,of-TW, 30446384 1 00000019 1 I6 -17 01, AU 'AC WD PROP f N11) Ll,_d. D.),­- 6/1/2016 6/1/2017 ;0, Persbnq or o ti "stilts". 2. General Aggregate Urnit The General Aggregate Urnit Js I lie roost we will pay foie the 30111 of a. Medical expenses under Coverage t; b. Damages uoder,Covorage A, except d4nia.05 becatow of "bodily initiTy" or "property damage" InGloded In Ifte 1tprqduldN,6011`11 . PlOted OPefatiotis hazartl";:orld c.­ 10amages under Coverage B. ,4. Products,-Cornpletled Operations AgBre.gate Unlit The Prod ucts-Porrip] el ad Operallorits Agg-re0ate Limit' ,;Is the rinost we will pay under Covera go A for darnaps becau I sp or "IbridIty '41jury " 'arid "property damage" Inctudled in the Rproduct&:jcOmplet6d 00e.Aions hazard'. .4. Personal and Advertising Injury Ujinit' Subject to 2, above, the Peiftnal and Advarlisin g jury Urnit, is the most we will pay uIlde ' C r overage B 'for the surn, of all daiiiages because of all "porsortal and Advertising it su� talned by p1ly-opo pe'!,soll 01"' 5. Each Occurrence Limit SUbjeof to 2, or 3. above, whichever applies, the Each Oc,orrence Urnit Is the most we 4NIfi pay for tile sure of: a. Damages under Coverage A; irid h. Medioa I exPatises under 0 overage c because of all "bodily Inl(O" and "property, do lipga" Z-10siq out of Ifty,orle 'oeourrefice", 6, Damage To Premises Rente'dTo You Urtilt Sq*dUlo .6, Abovo, the Darnage To Premises Rented; To You Urnit Is the Most we will -pay undor Coverage A ford.annapes because of "property damagel"to arty arse premi I ses., white refilled to, -You, or 16 the case of d In rage by fire, lighbibW or explosion, while rented (6 YOU 01-temporarily occuple'd by You with pr rrillssiorl of the Wier, In the case of damage by tire, lightiono or exploslorl, the Dainage to Promises Rented To Yo ' u Limit, applies to all diarnage proximately caused by the sarne evurit, whether such :dani ge results from fire, lightrililp or eXPIOSIdn Or 8119 corrINW10off'of these, J; Medical Expense remit Subject to 5, above, I - lie Medidal Expense Lifnit is the most we will pay under Coverage G for All inedical expenses beotvso of "bodily Injury" sustained 'by any one person, How Unift Apply To Additional Insureds It you have agreed in a written contract or wriftoll 'a.greprt erit that q!li()ther perso I p or organircl i1qr] lib 01;06 - 0" 6/:1.6/2016 2A G:16 PM (PDT) 5 .. . . ............ ............. REVE err D E3Y 7 E U N C E FORMA (PG �/'3 F S) . ......... ............ ---------- ------ _ -- - ------- 1hat arp in excess oftfie applicable limit of liisurandet Ali agreed settlement means a softlemcrit and relcase of lialbillty.signed by usi Jhe insured and the claimant-or 'the. claimant's , log alrepresentailve, 10ther Insurance ,If other valid and collectible lAsurance is av,111able to IhO , Insured for o loss we covortiociftr Coverages A or of this Coverage Part, our obligia0ons fire firnite, I d as fol[ows; ,a,. Primary triouran"Ge, This inSUVaMe! IS pilma.ry ' excepil Wfien b, L)efow, applies. If other insurance is also primary, VVC1 VdR share m6 A that otter Insurance by the method Exces'q hmran6e This insueMn4 Is OYMla 5 o-Vot' oily -of the other insurnfice, whether primary, excess, contingent or oil any other basis. f1l) Your Work That is Fire, Extended Covatigoi Builder's Risk. 1051.61141(an Risk or similar overage for your, viark'; (2� Premfsds"Rdnted Td, du Thal is fire, lightning or explosi6d J1TsurPbc6 for premises rented to you. or temporarily btt4pied. by you Witt), permission of the owner; 1) To nant Liability That ra.Insurance purchased by you to cover YbUr,16,16111fy as a tellant, for "property daniagoll to prerhfts rented to You Of temporarily occupied by you with perinissloil of the DWher,! 14) Aircraft, Auto Or Watercraft If the toss arises out of the maintenance or' use e, of aircraft, "autos" or watercraft 40 the extent not Subject to EX611luSitin g. of Section I - C01116rboe A - Bodilly Injury And Property Darinclige Llablllty"; (6) Property Damage to 13Qrrowed Eq ulpmerit Or Use Of Elevators If tile loss arises out OT "property daing4e" to borrowed eclOpMent or the use 61 eleMors to the oxterit not subject to - Exclusion j, of Section I � coverage �A - Bodily h1jqry And property DarN ge Liabill , ity; 16,) Whein You Are Added As An Additional Insured To Other Insui-4nde Any other "insurance available to YOU 0ov6rino llablifty for,dama0es arising out of the pt6fills6s operations, or products and completed operations'. f0l"WhiCh You. have been added as all additional Insured by that insurance;, Or Pqgp 144f48 :[7,j; VVben You Add Others As 'Aft AVtfq* Ins.urod To Thls'lhiyuraribe •Any other Inswance available to A'a 11stifed, Rawaver, thelfollowing- pm V ps ' 'o app to other`, , isl , apply insurance available -to aqy. person or- prgarfiza*flon who is an,40dilioniiiinsured Linder this coverage part. (0) Primary Insuralleel Whou jr r+5d 'Contract This insurance I� •imU'ry if you have agreed Ir � written contract or written agree me ill 4hal this 111SUrobor, bo primary, If other InsLUMICe IS also primary,, We Will share with all that other insurance 1 ' by, the method .described in c. beloW. ,40) Primary Ald Non - Contributory iributory To Other Insurance When I Required By Contract If you have agreed irr or Witten contract., written 80roembilt, or' ptaiiii. that ttlis, 41SUM1100 is pliniafy and rlan�ooniributor y With the additional hisore&s own =insurance, this Insurance Is pC . frilary and we, WIN not: n other I , risL)ranIm Paragraphs (a) and (b) do riot apply to,oth&- insurance to Whicill the additional insurer( 4,q§, beery added as an addition.aYinsured, When this Insurance is excess, we will have no, duty under CoVer*406s A or B to'ddiend tile frislired vadalrlst any lsuW' it any other insurer has 'a, duty to defend the Insured against that If no other insurer defefids, W.ewJlI undertake to do so, but We will be entitled to tho Instirods rights , list aV those other, insurers. When this his Insurance is excess over other Jinsurall)co, vie will p ay only our sharo of the amothit, cif 1he loss, If all I y. I , hat exceeds the sum o(, (f) The total amount that all sych other Insurance would pay for the loss In -the absence of this Insurance; and (2) The total of all deductible :and seiN , nsorp.0 amounts under 911 that other I , nsurancb. We will share the remaining, loss, if any, with any other insurance that is not described In 'this Excess Insuranr I oprovision and was,not . bought specifically to apply in excess of the Limits of Insurzince shown inthe Declarations of this Coverage Part. c, Method Of Sharin_q If all ref the other insurance permits contribution by equal shares,me will follow this method also. Und'er "this upproach each insurer contributes equpl arnounts until it has paid its applicable 1414 of Insurance or none 6r-the loss remains, whichever ,comes first. 30446304 1 00000019 116 -17 GL AU WC Ubq PROF I (WH) Lind. D.yel­t 1 6/16/2016 2:46:16 "..r bo 0 P 8 oo PK (PUP) I page 5 ­4 REVEWED BY./,,/,,`/` FUMCE a HEREMA (PG 0�-