HomeMy WebLinkAbout2016-004 - The Proposition 218 Omnibus Implementation ActRESOLUTION NO. 2016-004
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA, CALIFORNIA, ESTABLISHING LOCAL
PROCEDURES TO IMPLEMENT REQUIREMENTS OF
ARTICLE XIIID OF THE CONSTITUTION OF THE STATE
OF CALIFORNIA AND THE PROPOSITION 218 OMNIBUS
IMPLEMENTATION ACT APPLICABLE TO ASSESSMENT
BALLOT PROCEEDINGS
WHEREAS, Proposition 218 was approved by the voters of the State of
California on November 6, 1996 and thereby adopted adding Article XIIIC ("Article
XIIIC") and XIIID ("Article XIIID") to the Constitution of the State of California; and
WHEREAS, Article XIIID imposes certain procedural and substantive
requirements applying to the levy of a new assessment (as defined), the increase of an
existing assessment or the extension of an existing assessment; and
WHEREAS, the legislature subsequently enacted the Proposition 218 Omnibus
Implementation Act (Government Code Sections 53750 and following) (the "Proposition
218 Omnibus Implementation Act) to prescribe specific procedures and parameters for
local jurisdictions in complying with Article XIIIC and XIIID; and
WHEREAS, the City Council believes it to be in the best interest of the
community to establish local procedures applicable to the City of Santa Ana (the "City")
to implement the requirements of Article XIIID and the Proposition 218 Omnibus
Implementation Act applicable to assessment ballot proceedings.
NOW, THEREFORE, be it resolved by the City Council of the City of Santa Ana
as follows:
Section 1. Statement of Legislative Intent. It is the intent of the City Council in
adopting this resolution to adopt local procedures for conducting assessment ballot
proceedings that implement and supplement the requirements of Article XIIID and the
Proposition 218 Omnibus Implementation Act in order to facilitate the undertaking of
such assessment ballot proceedings. It is the further intent of the City Council that such
local procedures be consistent and in compliance with such requirements. These
procedures are not intended to supersede or circumvent the requirements of Article
XIIID and the Proposition 218 Omnibus Implementation Act.
Section 2. Scope of Procedures. The procedures established by the adoption
of this Resolution apply to any assessment ballot proceeding undertaken by the City to
consider the levy of an "assessment' as such term is defined in Section 2(b) of Article
XIIID and Government Code Section 53750(b), the increase of an existing assessment
or the extension of an existing assessment.
Resolution No. 2016-004
Page 1 of 7
Section 3. Assessment Ballot Proceedings. The following procedures shall
apply to assessment ballot proceedings as described in Section 2 above:
A. Notice of Public Hearing and Assessment Ballot Proceedings. The following
procedures shall apply to any notice of public hearing and assessment ballot
proceedings (the "Notice") required to be given pursuant to Article XIIID and the
Proposition 218 Omnibus Implementation Act:
1. The "record owner" of each "identified parcel' shall be determined. A
"record owner" means the owner of an identified parcel whose name and address
appears on the last equalized secured property tax assessment roll (the "Tax
Roll'), or in the case of any public entity, the State of California, or the United
States, means the representative of that public entity at the address of such
entity as known to the City Manager of the City (the "City Manager") or the Clerk
of the Council of the City (the "City Clerk"). An "identified parcel' means a parcel
of real property that the City has identified as having a special benefit conferred
upon it and upon which an assessment reflecting such special benefit is
proposed to be levied or an existing assessment reflecting such special benefit is
proposed to be increased or extended.
2. Prior to levying a new assessment or increasing an existing
assessment, Notice shall be mailed, postage prepaid, to each record owner at
least forty five (45) days prior to the date set for the public hearing. If an identified
parcel has more than one record owner, a Notice shall be sent to each such
record owner.
3. The Notice given in any assessment proceedings pursuant to this
section and in accordance with Article XIIID and the Proposition 218 Omnibus
Implementation Act shall supersede and be in lieu of any statutory provisions
requiring notice to levy a new assessment or to increase or extend an existing
assessment, including but not limited to the notice required by the state statute
authorizing the City to levy an assessment or increase or extend an existing
assessment and Government Code Section 54954.6.
4. A Notice shall be given through a mailing, postage prepaid, deposited
in the Unites States Postal Service and shall be deemed to have been given
when such Notice is so deposited. Failure of any record owner to receive Notice
given pursuant to this section and in accordance with Article XIIID and the
Proposition 218 Omnibus Implementation Act shall not invalidate the assessment
ballot proceedings for which such Notice was given.
5. The cost of giving Notice may be included as a cost of the assessment
district for which such Notice is provided.
Resolution No. 2016-004
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B. Assessment Ballots. The following procedures shall apply to any assessment
ballot required to be provided in any assessment ballot proceeding pursuant to Article
XIIID and the Proposition 218 Omnibus Implementation Act:
1. Any assessment ballot shall comply with the requirements of Article
XIIID, the Proposition 218 Omnibus Implementation Act and this section. An
assessment ballot required to be provided in any assessment ballot proceeding
shall be mailed, together with the Notice of such proceeding, to all record
owners.
2. All assessment ballots must be sealed in the assessment ballot
envelope provided with the assessment ballot and returned in such assessment
ballot envelope.
3. Each assessment ballot envelope must contain a statement thereon to
be signed under penalty of perjury by the person completing the assessment
ballot declaring that such person is a record owner or a legally authorized
representative of a record owner of the parcel to which the assessment ballot
applies. Examples of legally authorized representatives include, but are not
limited to, a trustee for a parcel that is owned in trust, a corporate officer
authorized pursuant to corporate by-laws or resolution to act on behalf of a
corporation as to a parcel owned by such corporation, a general partner
authorized pursuant to a partnership agreement to act on behalf of a partnership
as to a parcel owned by such partnership. Assessment ballots that are not signed
shall not be tabulated.
Only assessment ballots with original signatures will be accepted and
tabulated. Photocopies of assessment ballots without an original signature will
not be accepted and will not be tabulated.
4. All assessment ballots must be sealed in the assessment ballot
envelope provided with the assessment ballot and returned in such assessment
ballot envelope.
All assessment ballots must be returned by mail or otherwise delivered to
the Clerk of the Council at the address (the "Return Address") specified on the
assessment ballot or at the site of the public hearing pertaining to the
assessment ballot proceedings. Regardless of the method of delivery, all
assessment ballots must be received by the Clerk of the Council not later than
the date and time specified in the Notice (the "Assessment Ballot Receipt
Deadline"). The Assessment Ballot Receipt Deadline shall be the date and time
of the conclusion of the public testimony at the public hearing pertaining to such
assessment ballot proceedings. The Notice shall provide that if the public hearing
is continued to a date and subsequent to the date and time set forth in the Notice
that the Assessment Ballot Receipt Deadline shall also be continued to such
subsequent date and time without further notice to the record owners.
Resolution No. 2016-004
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Assessment ballots received by the Clerk of the Council after the
Assessment Ballot Receipt Deadline shall not be tabulated. This rule applies to
assessment ballots returned by mail in an envelope that is postmarked prior to
the Public Hearing Closure but are actually received by the Clerk of the Council
after such date and time.
All assessment ballots shall remain sealed and in the custody of the Clerk
of the Council until such assessment ballots are tabulated. The contents of an
assessment ballot are not subject to inspection or disclosure until the tabulation
of the assessment ballots. At any time prior to the Assessment Ballot Receipt
Deadline, however, an assessment ballot may be withdrawn or changed and
resubmitted by the person who signed the assessment ballot.
5. The Clerk of the Council may issue a replacement assessment ballot
to any record owner whose original assessment ballot is lost or destroyed. Any
such replacement assessment ballot shall be clearly marked as a replacement
ballot and shall be accompanied by sufficient information to enable the
Tabulation Official (defined below) to verify the location and ownership of the
property in question and the identity of the person completing and signing the
replacement assessment ballot in order to verify its authenticity.
6. If a person other than the record owner of a parcel claims to be the
legal owner of such parcel, such person may submit a current preliminary title
report, current policy of title insurance or court order evidencing such person's
ownership interest in such parcel to the Tabulation Official prior to the time and
place of the public hearing pertaining to the applicable assessment district
proceeding. The Tabulation Official shall be under no duty to obtain or consider
any other evidence of ownership of such parcel. The Tabulation Official shall
make a determination of the ownership of such parcel and the decision of the
Tabulation Official shall be final and conclusive. If the Tabulation Official
determines that such person is the legal owner of such parcel, the Tabulation
Official shall mail a replacement assessment ballot to such person or, if the
Tabulation Official is not the Clerk of the Council, the Tabulation Official shall
direct that the Clerk of the Council mail a replacement ballot to such person.
7. The failure of a record owner or legal owner, if other than the record
owner, of an identified parcel to receive an assessment ballot mailed pursuant to
the provisions of Section B. above shall not invalidate the assessment ballot
proceedings.
8. An assessment ballot procedure does not constitute an election or
voting for purposes of Article II of the California Constitution or of the Elections
Code.
Resolution No. 2016-004
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C. Tabulation of Assessment Ballots. The following procedures shall apply to the
tabulation of assessment ballots in any assessment ballot proceeding pursuant to
Article MID and the Proposition 218 Omnibus Implementation Act:
1. The City Council shall designate an impartial person to tabulate the
assessment ballots ("Tabulation Official'). An impartial person is a person who
does not have a vested interest in the outcome of the proposed assessment and
may include, but is not limited to, the Clerk of the Council.
2. The tabulation of the assessment ballots shall take place in an open
and public area.
3. The Tabulation Official shall determine the validity of all assessment
ballots. The Tabulation Official shall accept as valid all assessment ballots
except:
a. A photocopy of an assessment ballot which does not contain an
original signature;
b. An unsigned assessment ballot;
c. An assessment ballot received by the Clerk of the Council after
the Assessment Ballot Receipt Deadline;
d. An assessment ballot which is not marked with an identifiable
"yes" or "no"; or
e. An assessment ballot which appears tampered with or
otherwise invalid based upon its appearance, method of delivery or other
circumstances known to the Tabulation Official.
The decision of the Tabulation Official, made following consultation with
the City Attorney and bond counsel, if any, shall be final and shall not be subject
to appeal to the City Council.
4. In the event that the Tabulation Official receives an assessment ballot
from more than one of the record owners of an identified parcel the amount of the
assessment proposed to be levied upon such parcel shall be allocated by the
Tabulation Official to each assessment ballot received in proportion to the
respective record ownership interests or, if the ownership interests are not shown
on the record, as established to the satisfaction of the Tabulation Official by
documentation provided by those record owners.
5. During and after the tabulation of the assessment ballots, the
assessment ballots shall be treated as disposable public records, as defined in
Government Code Section 6252.
Resolution No. 2016-004
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6. The City Council may, in its sole discretion, designate an impartial
observer or observers to observe the tabulation and may request that such
impartial observers report to the Tabulation Official any irregularities observed in
the tabulation of the assessment ballots. The Tabulation Official shall consider
any reports of such irregularities and may consult with the City Attorney and bond
counsel, if any, regarding such reports. The decision of the Tabulation Official
regarding any reports of such irregularities shall be final and conclusive.
7. Following the completion of the tabulation of the assessment ballots,
the Tabulation Official shall report the results of the tabulation to the City Council.
If there is a majority protest to the levy of a new assessment or the increase or
extension of an existing assessment, the City Council shall not levy, increase or
extend such assessment. Unless otherwise defined by applicable law, a "majority
protest" exists if the assessment ballots received by the Clerk of the Council prior
to the Assessment Ballot Receipt Deadline, and not withdrawn, in opposition to a
proposed assessment exceed the assessment ballots received by the Clerk of
the Council prior to the Assessment Ballot Receipt Deadline, and not withdrawn,
in favor of such assessment, weighting those assessment ballots by the amount
of the proposed assessment to be imposed upon the identified parcel for which
each assessment ballot was received.
D. Public Hearing. The following procedures shall apply to the public hearing
required to be conducted in any assessment ballot proceeding pursuant to Article MID
and the Proposition 218 Omnibus Implementation Act:
1. The City Council shall conduct a public hearing at the time, date and
place specified in the applicable Notice. At such public hearing, the City Council
shall consider all objections or protests, if any, to the proposed assessment.
2. At such public hearing, any interested person shall be permitted to
present written and/or oral testimony. The City Council may impose reasonable
time limits on both the length of the entire public hearing and the length of each
interested person's oral testimony.
3. The City Council may continue the public hearing from time to time.
Section 4. Effective Date. This resolution and the procedures contained
herein shall become effective immediately upon the passage of this resolution and shall
apply to any assessment ballot proceeding initiated on or after the date of the adoption
of this resolution, including but not limited to the assessment ballot proceedings
pertaining to proposed Assessment District No. 2015-01 (Warner Industrial Community).
Resolution No. 2016-004
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ADOPTED this 191h day of January, 201E
APPROVED AS TO FORM:
Sonia Rj ParvaAho, City Attorney
0
Citi Attorney
AYES: Councilmembers: Benavides, Martinez, Pulido, ReVna,
Sarmiento, Tinaiero (6)
NOES: Councilmembers: None (0)
ABSTAIN: Councilmembers:
NOT PRESENT: Councilmembers: Amezcua (1)
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, MARIA D. HUIZAR, Clerk of the Council, do hereby attest to and certify the attached
Resolution No. 2016-004 to be the original resolution adopted by the City Council of the
City of Santa Ana on January 19, 2016.
Date: ` .D-'
Clerk of the Council
City of Santa Ana
Resolution No. 2016-004
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