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HomeMy WebLinkAbout75L - PH - RESO NECESSITY 2240 S BRISTOLREQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: JUNE 20, 2017 TITLE: PUBLIC HEARING — RESOLUTION DETERMINING PUBLIC INTEREST AND NECESSITY FOR THE ACQUISITION OF REAL PROPERTY AT 2240 SOUTH BRISTOL STREET (PROJECT NO. 116741) (NONGENERAL FUND) (STRATEGIC PLAN NOS. 6, 1G; 3, 2C) CITY kfAWAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ❑ As Recommended ❑ As Amended ❑ Ordinance on 1" Reading ❑ Ordinance on 2nd Reading ❑ Implementing Resolution ❑ Set Public Hearing For CONTINUED TO FILE NUMBER Adopt a resolution authorizing the condemnation of the entire real property located at 2240 South Bristol Street (APN 408-471-06) declaring the public necessity and interest therefore. DISCUSSION Bristol Street is a major north -south transportation facility which is designated as a major arterial highway in the City's Circulation Element of the General Plan. Improving the 3.9 -mile Bristol Street segment from Warner Avenue to Memory Lane has been a long-term priority project that is being constructed in several phases. Improvements include widening the street from two to three lanes in each direction, raised landscape medians, and bike lanes. Public Works Agency staff is acquiring properties for the development of Phase 4, bounded by Warner Avenue and Saint Andrew Place. Property acquisitions for this phase are expected to be completed by spring 2018, and construction is anticipated to begin in summer 2018. To accommodate the improvements and widening for Phase 4, acquisition of the parcel at 2240 South Bristol Street is required (Exhibit 1). The Public Works Agency has made a diligent effort to negotiate with the property owners and their representatives for the past 15 months. A good faith offer was made on January 30, 2017, in the amount of $2,035,695 (Exhibit 2). The Public Works Agency has made, and will continue to make, every effort to reach a settlement with the property owner. However, to maintain the Bristol Street Improvements project schedule and meet the funding requirement to commence construction in summer 2018, staff is requesting adoption of a Resolution of Necessity (Exhibit 3) and initiation of condemnation proceedings while negotiations continue. 75L-1 Public Hearing — Resolution Determining Public Interest and Necessity of Property at 2240 S. Bristol Street June 20, 2017 Page 2 STRATEGIC PLAN ALIGNMENT Approval of this item supports the City's efforts to meet Goal #6 — Community Facilities & Infrastructure, Objective #1 (establish and maintain a Community Investment Plan for all City assets), Strategy G (develop and implement the City's Capital Improvement Program in coordination with the Community Investment and Deferred Maintenance Plans). Approval of this item also supports the City's efforts to meet Goal #3 — Economic Development, Objective #2 (create new opportunities for business/job growth and encourage private development through new General Plan and Zoning Ordinance policies), Strategy C (support business development and job growth along transit corridors through the completion of critical transit plans/projects). ENVIRONMENTAL IMPACT In 1990, City Council approved the Bristol Street Final Environmental Impact Statement/Environmental Impact Report (FEIS/EIR No. 89-01). Due to several minor design modifications in Phase 4, which lies between Warner Avenue and St. Andrew Place, an Addendum to the FEIS/EIR was prepared and adopted pursuant to the California Environmental Quality Act by City Council on April 7, 2015. FISCAL IMPACT Funds in the amount of $2,035,695 are appropriated in the Bristol Street Improvements Project (No. 116741), Select Street Construction Fund (Account No. 05917661-66100), for transfer to the State Treasurer's Office Condemnation Deposits Fund in FY 2016-2017. 4 Al )I FreMousavipour Executive Director Public Works Agency FM/EWG/JG/ML Exhibits: 1. Location Map 2. Offer Letter 3. Resolution of Necessity APPROVED AS TO FUNDS & ACCOUNTS: Francisco Gutierrez Executive Director Finance & Management Services Agency 75L-2 MATCHLINE SEE BELOW RIGHT I 1 1 i I I I h06.736 -i7 I • 1 ..1_.1._1..-.. _-• ST GERTRUDE PL --T------T----� I 1406-471-01 I I I R 408.471.17 111 V! 1016.19441x ------I o0o I ----.--i o15no-I.23: .0,15-104 z4• I'Rffi-f94.2°J, Yom%:01 3 `h`--15.194-25; •015.194 30. i WARNER AVENUE SNC04Ep, -$O5JLC7 PPL1PLPr(- FULL -MUISIT1011 -+',COWPELI PPSIPLrIIrJ SANTA ANA CITY COUNCIL FIW AOEN 2 D� DATE; 177 PUBLIC WORD APEIIG+APEPI01 I o I ST ANDREW PL I I I .. _........ CARLTON PL ,.T_,T.- , 47 I I I GLENWOOD PL CAMDEN PL �ST ANNE PLS �J EXHIBIT 1 N/Jj�j'NFJ MATCHLINE SEE TOP LEFT RESOLUTION DETERMINING PUBLIC INTEREST AND NECESSITY FOR THE ACOUISITION OF REAL No. 6. 10; and 75L-3 PAGE 1 OF 1 V I I I J ar Q� ! NI I I I d11 • N/Jj�j'NFJ MATCHLINE SEE TOP LEFT RESOLUTION DETERMINING PUBLIC INTEREST AND NECESSITY FOR THE ACOUISITION OF REAL No. 6. 10; and 75L-3 PAGE 1 OF 1 I RNA ' s "224 � ' Bristol Street Improvements -Warner Avenue to Saint Andrew place Parcel File No, 408.471-00 Owners of Record: Aida South, LLC, a limited liability company, as to an undivided Y7, Interest and Vicale, LLC, a limited liability company as to an undivided !z interest Additional Owner(s) of Record: NIA, Property Address: 2240 S, Bristol Street, Santa Ana, CA 92704 This is to acknowledge receipt of the offer package containing the following Items: Offer letter dated January 30, 2017 which includes: • Fair Market Value of the Subject Property (Cxhiblt A) • Preliminary Report Issued by Title, Company (Attachment 1) • Property Legal Description {Attachment 2) • Statement of Just Compensation (Attachment 3) Summary Explanation Statement (Attachment 4) a City of Santa Ana Handbook on Acquisition (Attachment 5) Statement of Ownership (Attachment 6) List of Improvements (Attachment 7) Your Rights Under Title VI (Attachment 8) W-9 Form (Attachment 9) Please return the SIGNED Receipt of Offer Package in the envelope enclosed:. Vitale LLC Aida South, LLC By: By: Its: - Its: Date, _ Date: m 4 7 January Sq; 2017 Vitale, LLC Attm Bob Adler 6625 Zumirez Dr. Malibu, CA 90265 CITY OF SANTA ANA 20 civic center Plaza o P.O. Box 1988 Santa Ana, California 927D2 714-047-5013 yymu santa-ana AYq. ACTING CITY MANAGER Gerardo Mouet CITY ATTORNEY Sonia R,'Ga€vathd CLERK Or THE COUNCIL Marie D. War Via Certified Mail SUBJECT: REVISED OFFER TO ACQUIRE PROPERTY AND IMPROVEMENTS PERTAINING TO REALTY AT: 2240 S. E;RisToLSTREET, SANTA ANA, CA 92704 APW 408-471.05 Dear Property Owner, This Offer supersedes all previous Offers to Acquire, The City of Santa Ane ('City') is proceeding with its plans to construct Phase 4 of the Bristol' Street Improvements Project between Warner Avenue and Saint Andrew Place. The City obtained a preliminary title report that lists Aida South, LLC, a limited liability company, as to an undivided % interest; and Vicale, LLC, a limited liability company as to an undivided f interest to be the vested owners of the above-mentioned property as shown in Attachment 4. The City seeks to acquire the :property located at the above-mentioned address, which consists of the underlying real property as described in Attachment 2, The area to be acquired is referred to herein as the "Property". No final determination has been made as to the ownership of the Property, This offer is contingent upon presentation of conclusive evidence of title, if more than one person has an interest in the Property that the. City is seeking to acquire, all parties with such interest must accept this offer, As you know; the City had your Property appraised by certified appraisers for the real estate as well as improvements pertaining to the realty to determine its fair market value The appraisals were conducted in accordance with commonly accepted appraisal standards and included consideration of the highest and best use of the land. Based on the appraisals, the City offers you a total compensation of $2,035,695.00, The Fair Market Value of the Subject Property, which serves as the basis of this offer is attached as Exhibit A. This offer is conditional upon the City Council ratifying this offer by a formal action taken at a regular public meeting authorizing the execution of a Purchase and Sale Agreement or adopting a resolution of Necessity, or both. 75L-5 2240 S. Bristol Street January 30, 2017 Page 2 If you are not satisfied with the City's offer, you are encouraged to present to us any material you believe to be relevant to the value of the Property, which material will be carefully considered by the City. If, in the City's opinion, the additional Information warrants a change in the offer, the City's offer will be adjusted accordingly. If a voluntary agreement cannot be reached, the City may consider formal condemnation proceedings against the Property through its power of eminent domain or abandon its intention to acquire the Property, giving proper notice to you in either event, The City has made no decision to exercise its power of eminent domain to acquire the Property and can only do so after it holds a hearing, at which all affected Property owners have had an opportunity to appear and be heard. The Purchase Price is the full amount established by the appraisal as the fair market value of the Property and the just compensation for such acquisition. A written statement and a summary of the basis for the amount established as the Purchase Price Is set forth in the attached Statement of Just Compensation, identified as Attachment 3. The City of Santa Ana Handbook on Acquisition provides that each Owner from whom the City purchases real property or an interest therein, or each tenant owning improvements on said Property, be provided with information relating to the acquisition procedures pursuant to the Government Code, Paragraph 7267.2(a), This information is provided in Attachment 5. Please also be advised that under Code of Civil Procedure Section 1263.025, the City of Santa Ana will reimburse an owner of property, up to the amount of $5,000 for the owner to secure an independent appraisal of property subject to a potential acquisition. Please let us know prior to March 2, 2017 if the City's offer is acceptable. A written agreement concerning the acquisition of the Property will be provided to you for your review and approval. It is the desire of the City to acquire private property through voluntary purchase, if possible. While the City has the power of eminent domain, condemnation has not yet been authorized with respect to your property, and no decision has yet been made to use the power of eminent domain to acquire your property. 75L-6 2240 S. Bristol Street January 30, 2017 Page 3 If for any reason you should see fit riot to accept the City's offer, please be advised that this letter, the offer made herein, the enclosed summary statements, and all matters stated herein are made under the provisions of California Evidence Code §§1152 and 1154 and shall not be admissible in evidence in any eminent domain proceeding which may subsequently be instituted for acquisition of the Property, or in any other action. If you need additional information, please call the City's acquisition consultant, Kathy Cabanilla from Epic Land Solutions, Inc. at (310) 626-4841. Sincerely, /` /`7 Jason Gabriel, Principal Civil Engineer cc: Christopher D. Peterson, Esq. 75L-7 CLIA Preliminary Report Form (Rev. 11/06) ATTACHMENT Order Number: O -SA -4443317 Page Number: 1 Amended/ Updated O8120/2015 `*}1 A F.,, C9 Fr°stAmerican rifle 4 First American Way Santa Ana, CA 92707 Customer Reference: Order Number: O -SA -4443317 (bdaa) Title Officer: Bob Davies / Ashley Aegerter Phone: (714)250-3094 Fax No.: (714)913-6388 E -Mail: octitle2@flrstam.com Property: 2240 South Bristol Street Santa Ana, CA PRELIMINARY REPORT In response to the above referenced applkation for a policy of title insurance, this company hereby reports that It Is prepared to Issue, or cause to be issued, as of the date hereof, a Policy or Policies of Title Insurance describing the land and the estate or Interest therein hall set forth, Insuring against loss which may be sustained by reason of any defect, lien or encumbrance not shown or referred to as an Exception below or not excluded from coverage pursuant to the printed Schedules, Conditions and Stipulations of said Policy forms. The printed exceptions and Exclusions from the coverage and Limitations on Covered Risks of said policy or policies are set forth In Ekhlblt A attached. The policy to be issued may contain an arbitration clause, When the Amount oflnsurance is less than thatset/c th in the arbitration clause, all arbitrable matters shall be arbitrated at the option of either the Company or the Insuredas the exclusive remedy of the parties. Limitations on Covered Risks applicable to the CLTA and ALTA Homeowner's Policies of Title Insurance which establish a Deductible Amount and a Maximum Dollar Limit of Habllky for certain coverages are also set forth In exhibit A. Copies of the policy forms should be read. They are available from the office w*h Issued this report. Please read the exceptions shown or referred to below and the exceptions and exclusions set forth in Exhibit A of this report carefully, The exceptions and exclusions are meant to provide you with notice of matters which are not covered under the terms of the title insurance policy and should be rarefudly considered. It is important to note that this preliminary report is not a written representation as to the condition of title and may not list all liens, defects, and encumbrances affecting title to the land. This report (and any supplements or amendments hereto) is issued solely for the purpose of facilitating the Issuance of a policy of title Insurance and no liability Is assumed hereby. if It Is desired that Ilablllty be assumed prior to the Issuance of a policy of title Insurance, a Pincer or Commitment should be requested. FirstAmerican Title Page 1 of 14 75L-8 Order Number: O••SA^4443317 Page Number: 2 Dated as of August 26, 2015 at 7:30 A.M. The form of Policy of title insurance contemplated by this report is: To Be Determined A specific request should be made if another form or additional coverage is desired. Title to said estate or interest at the date hereof Is vested in: ALDA SOUTH, LLC, A LIMITED LIABILITY COMPANY, AS TO AN UNDIVIDED 1/2 INTEREST; AND VICALE, LLC, A LIMITED LIABILITY COMPANY AS TO AN UNDIVIDED Y2 INTEREST The estate or interest in the land hereinafter described or referred to covered by this Report is: A fee. The Land referred to herein is described as follows: (See attached Legal Description) At the date hereof exceptions to coverage in addition to the printed Exceptions and Exclusions in said policy form would be as follows: 11 General and special taxes and assessments for the fiscal year 2015-2016, a lien not yet due or payable. 2. The lien of supplemental taxes, if any, assessed pursuant to Chapter 3.5 commencing with Section 75 of the California Revenue and Taxation Code. 3. The effect of a map purporting to show the land and other property, filed March 12, 1954 in Book 27, Page 35 of Record of Surveys. 4. The effect of a map purporting to show the land and other property, filed December 23, 1955 in Book 30, Page 24 of Record of Surveys. 5. The Terms, Provisions and Easement(s) contained in the document entitled "Agreement" recorded January 18, 1956 in Book 3358, Page 495 of Official Records. Document(s) declaring modiflcations thereof recorded June 22, 1960 in Book 5298, Page 21 of Official Records. 6. An unrecorded lease dated June 30, 1980, executed by Victoria Leslie Deutsch and Alexis Lee Deutsch, each as to an undivided one-half (1/2) Interest as lessor and Conroy's, Inc. as lessee, as disclosed by a Memorandum of Lease recorded August 4, 1980 as Instrument No. 3285 In Book 13688, Page 1734 of Official Records. First American Title Page 2 of 14 75L-9 Order Number O -SA -4443311 Page Number; 3 Defects, liens, encumbrances or other matters affecting the leasehold estate, whether or not shown by the public records. Y. An easement for public street purposes and incidental purposes, recorded February 5, 1981 as Instrument No. 7042 in Book 13940, Page 161 of Official Records. In Favor of: City of Santa Ana, a Municipal Corporation Affects: As described therein B. An easement for utilities and Incidental purposes, recorded April 6, 19BI as Instrument No. 5531 in Book 14009, Page 1040 of Official Records. In Favor of: The Pacific Telephone and Telegraph Company Affects: As described therein 9. Rights of the public in and to that portion of the land lying within any Road, Street, Alley or Highway. 10. Water rights, claims or title to water, whether or not shown by the public records. 11. Rights of parties in possession. Prior to the Issuance of any policy of title insurance, the Company will require: 12. With respect to Alda South, LLC, a limited liability company: a. A copy of its operating agreement and any amendments thereto; J. If it is a California limited liability company, that a certified copy of Its articles of organization (LLC -1) and any certificate of correction (1-1-C-11), certificate of amendment (LLC -2), or restatement of articles of organization (LLC -10) be recorded In the public records; c. If it is a foreign limited liability company, that a certified copy of Its application for registration (LLC -5) be recorded in the public records; d. With respect to any deed, deed of trust, lease, subordination agreement or other document or Instrument executed by such limited liability company and presented for recordation by the Company or upon which the Company is asked to rely, that such document or instrument be executed in accordance with one of the following, as appropriate: (i) If the limited liability company properly operates through officers appointed or elected pursuant to the terms of a written operating agreement, such document must be executed by at least two duly elected or appointed officers, as follows: the chairman of the board, the president or any vice president, and any secretary, assistant secretary, the chief financial officer or any assistant treasurer; (ii) If the limited liability company properly operates through a manager or managers identified In the articles of organization and/or duly elected pursuant to the terms of a written operating agreement, such document must be executed by at least two such managers or by one manager if the limited liability company properly operates with the existence of only one manager. e. Other requirements which the Company may impose following its review of the material required herein and other Information which the Company may require FirstAmeriean Title Page 3 of 14 75L-10 Order Number: O -SA -4443317 Page Number: 9 13. With respect to Vicale, LLC, a limited liability company: a. A copy of Its operating agreement and any amendments thereto; b, If it Is a California limited liability company, that a certified copy of its articles of organization (LLGi) and any certificate of correction (1-1-C-11), certificate of amendment (LLC -2), or restatement of articles of organization (LLC -10) be recorded in the public records; c. If it is a foreign limited liability company, that a certified copy of Its application for registration (LLC -5) be recorded in the public records; d. With respect to any deed, deed of trust, lease, subordination agreement or other document or Instrument executed by such limited liability company and presented for recordation by the Company or upon which the Company is asked to rely, that such document or instrument be executed In accordance with one of the following, as appropriate: (i) If the limited ]]ability company properly operates through officers appointed or elected pursuant to the terms of a written operating agreement, such document must be executed by at least two duly elected or appointed officers, as follows: the chairman of the board, the president or any vice president, and any secretary, assistant secretary, the chief financial officer or any assistant treasurer; (II) If the limited liability company properly operates through a manager or managers Identified In the articles of organization and/or duly elected pursuant to the terms of a written operating agreement, such document must be executed by at least two such managers or by one manager if the limited liability company properly operates with the existence of only one manager. e. Other requirements which the Company may impose following its review of the material required herein and other information which the Company may require FirstAmerican Title Page 4 of 14 75L-11 Order Number: o-SA•4443317 Page Number: 5 ----- J INFORMATIONAL NOTES Note; The policy to be Issued may contain an arbitration clause, When the Amount of Insurance is less than the certain dollar amount set forth In any applicable arbitration clause, all arbitrable matters shall be arbitrated at the option of either the Company or the Insured as the exclusive remedy of the parties. If you desire to review the terms of the policy, Including any arbitration clause that may be Included, contact the office that issued this Commitment or Report to obtain a sample of the policy jacket for the policy that is to be issued in connection with your transaction. 1. General and special taxes and assessments for the Fiscal year 2014-2015. First Installment: $5,136.20, PAID Penalty: $0,00 Second Installment: $5,136.20, PAID Penalty: $0.00 Tax Rate Area; 11-102 A. P. No.: 408-471-06 2, According to the latest available equalized assessment roll In the office of the county tax assessor, there is located on the land a(n) Commercial Structure known as 2240 South Bristol Street, Santa Ana, California. 3. According to the public records, there has been no conveyance of the land within a period of twenty-four months prier to the date of this report, except as follows: None 4, We find no open deeds of trust. Escrow please confirm before closing. The map attached, if any, may or may not be a survey of the land depicted hereon. First American expressly disclaims any liability for loss or damage which may result from reliance on this map except to the extent coverage for such loss or damage is expressly provided by the terms and provisions of the title Insurance policy, if any, to which this map is attached. FirstAmellcan Me Page 5 of 14 75L-12 .Tyl AAIAp, First Amcrica a Trio Order Number: e•SA4443317 Page Number: 6 First American Title Company 4 First American Way Santa Ana, CA 42707 (719)250-3000 Fax - WIRE INSTRUCTIONS for First American Title Company, Demand/ Draft Sub -Escrow Deposits Orange County, California First American Trust, FSB 5 First American Way Santa Ana, CA 92707 Banking Services: (877) 600-9473 ABA 122241255 Credit to First American Title Company Account No. 3012500000 Reference Title Order Number 4443317 and Title Officer Bob Davies / Ashley Aegerter Please wire the day before recording. FlrstAmerican Title Page 6 of 19 75L-13 order Number O -SA -44433 7 Page Number: 7 LEGAL DESCRIPTION Real property in the City of Santa Ana, County of Orange, State of California, described as follows: THAT PORTION OF SECTION 23, TOWNSHIP 5 SOUTH, RANGE 10 WEST IN THE LAND ALLOTTED TO F,W. KOLL IN DECREE OF PARTITION OF THE RANCHO SANTIAGO DE SANTA ANA, RECORDED IN BOOK B OF JUDGEMENTS OF THE 17TH JUDICIAL DISTRICT COURT OF CALIFORNIA, IN THE CITY OF SANTA ANA, COUNTY OF ORANGE, STATE OF CALIFORNIA, DESCRIBED AS FOLLOWS: BEGINNING AT A POINT ON A LINE PARALLEL WITH AND NORTHERLY 52.00 FEET FROM THE SOUTH LINE OF SAID SECTION 23, AS SHOWN ON A MAP TRACT NO. 2207, RECORDED IN BOOK 62 PAGES 23 AND 24, OF MISCELLANEOUS MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, SOUTH 890 48'45" WEST 192.00 FEET THEREON FROM THE EAST LINE OF SAID SECTION AS SHOWN ON SAID MAP; THENCE NORTH 00 10'45" EAST 150.00 FEET PARALLEL WITH SAID EAST LINE; THENCE NORTH 890 48' 45" EAST 150,00 FEET PARALLEL WITH SAID SOUTH LINE TO A LINE PARALLEL WITH AND WESTERLY 42.00 FEET FROM SAID EAST LINE; THENCE SOUTH 00 10',15" WEST 125,16 FEET ALONG SAID LAST MENTIONED PARALLEL LINE TO THE BEGINNING OF A TANGENT CURVE CONCAVE NORTHWESTERLY AND HAVING A RADIUS OF 25.00 FEET; THENCE SOUTHWESTERLY 39.11 FEET ALONG SAID CURVE THROUGH A CENTRAL ANGLE OF 890 38'00" TO THE POINT OF TANGENCY WITH SAID FIRST MENTIONED PARALLEL LINE; THENCE SOUTH 890 48'45" WEST 125.16 FEET TO THE POINT OF BEGINNING. EXCEPT THEREFROM THE INTEREST RESERVED TO THE CITY OF SANTA ANA OF THE ADJOINING STREETS BY GRANT DEED RECORDED JUNE 13, 1980 AS INSTRUMENT NO. 13622 IN BOOK 13634, PAGE 170 OF OFFICIAL RECORDS, ALSO EXCEPT THEREFROM ALL OIL, GAS, WATER AND MINERAL RIGHTS WITHOUT, HOWEVER, THE RIGHT TO USE THE SURFACE OF SAID LAND OR ANY PORTION THEREOF TO A DEPTH OF 500 FEET BELOW THE SURFACE THEREOF FOR THE EXTRACTION OF SUCH OIL, GAS, WATER OR MINERALS, AS RESERVED TO THE CITY OF LOS ANGELES BY GRANT DEED RECORDED JUNE 13, 1980 AS INSTRUMENT NO. 13622 IN BOOK 13634, PAGE 170 OF OFFICIAL RECORDS. APN: 408-471-06 Rl-stAmerlcan Title Page 7 of 14 75L-14 _._*O -SA -4443317 ee =w � . - 71� e ! (@ . : `2 ))W)! \! � . \ \ � me «r Page e, 75L.15 Order Number: OSA-4443317 Page Number: 9 NPTXCE Section 12413.1 of the California Insurance Code, effective January 1, 1990, requires that any title insurance company, underwritten title company, or controlled escrow company handling funds In an escrow or sub -escrow capacity, wait a specified number of days after depositing funds, before recording any documents in connection with the transaction or dlsbursing funds. This statute allows for Funds deposited by wire transfer to be disbursed the same day as deposit. In the case of cashier's checks or certified checks, funds may be disbursed the next day after deposit. In order to avoid unnecessary delays of three to seven days, or more, please use wire transfer, cashier's checks, or certified checks whenever possible. If you have any questions about the effect of this new law, please contact your local First American Office for more details. F1rstAme1'ican Title Page 9 of 14 75L-16 Order Number; O -SA -4443317 Page Number: 10 EXHIBIT A LIST OF PRINTED EXCEPTIONS AND EXCLUSIONS (BY POLICY TYPE) CLTA/ALTA HOMEOWNER'S POLICY OF TITLE INSURANCE (02-03-10) EXCLUSIONS In addition to the Exceptions in Schedule B, You are not Insured against loss, costs, attorneys' fees, and expenses resulting from: 1, Governmental police power, and the existence or violation of those portions of any law or government regulation concerning (a) building; (d) Improvements on the Land; (b) zoning; (e) land division; and (c) land use; (f) environmental protection. This rxcluslon does not Ilmit the coverage described In Covered Risk 8,a„ 14, 15, 16, 18, 19, 2123 or 27. 2. The failure of Your existing structures, or any part of them, to be constructed In accordance with applicable building codes. This Exclusion does not limit the coverage described in Covered Risk 14 or 15, 3. The right to take the Land by condemning it, This Exclusion does not limit the coverage described in Covered Risk 17, 4. Risks: (a) that are cleated, allowed, or agreed to by You, whether or not they are recorded In the Public Records; (b) that are Known to You at the Policy Date, but not to Us, unless they are recorded In the Public Records at the Policy Date; (c) that result in no loss to You; or (d) that first occur after the Policy Date -this does not limit the coverage described In Covered Risk 7, 8.e„ 25, 26, 27 or 28. 5. Failure to pay value for Your Title. 6. Lack of a right: (a) to any land outside the area spedflcally described and referred to In paragraph 3 of Schedule A; and (b) In streets, alleys, or waterways that touch the Land. This Exclusion does not limit the coverage described in Covered Risk 11 or 21. 7. The transfer or the Title to You Is invalid as a preferential transfer or as a fraudulent transfer or conveyance under federal bankruptcy, state Insolvency, or similar creditors' rights laws. LIMITATIONS ON COVERED RISKS Your Insurance for the following Covered Risks Is limited on the Owner's Coverage Statement as follows: For Covered Risk 16, 18, 19, and 21 Your Deductible Amount and Our Maximum Dollar Limit of Liability shown In Schedule A. Your Deductible Amount Our McXilmum Dollar Limit of Liability Covered Risk 16: 10A of Policy Amount or $2,500,00 (whichever Is less) $10,000.00 Covered Risk 18; 10h 0f Policy Amount or $5,000.00 (whichever Is less) $25,000.00 Covered Risk 19: 19/b of Policy Amount or $5,000.00 (whichever is less) $25,000.00 Covered Risk 21: 1% of Policy Amount or $2,500.00 (whichever is less) $5,000.00 ALTA RESIDENTIAL TITLE INSURANCE POLICY (6-1-87) EXCLUSIONS In addition to the Exceptions In Schedule B, you are not Insured against loss, costs, attorneys' fees, and expenses resulting from: 1. Governmental police power, and the existence or violation of any law or government regulation. This Includes building and zoning ordinances and also laws and regulations concerning: (a) and use (b) Improvements on the land (c) and division (d) environmental protection This exclusion does not apply to violations or the enforcement of these matters which appear In the public records at Policy Date. This exclusion does not limit the zoning coverage described in Items 12 and 13 of Covered Title Risks. 2. The rlghtto takethe land by condemning It, unless: First American Title Page 10 of 14 75L-17 OrderNumber: O -SA -4443317 Page Number: 11 (a) a notice of exercising the right appears In the public records on the Policy Date (b) the taking happened pilot to the Polley Date and Is binding on you If you bought the land without knowing of the taking 3, Title Risks: (a) that are created, allowed, or agreed to by you (b) that are known to you, but not to us, on the Policy Date -- unless they appeared In the cable records (c) that result In no loss to you (d) that First affect your title after the Policy Date -- this does not limit the labor and material lien coverage in Item 8 of Covered Title Risks 4. Failure to pay value for your title. 5, lack of a right: (a) to any land outside the area specifically described and referred to In Item 3 of Schedule A OR (b) In streets, alleys, or waterways that touch your land This exclusion does not limit the access coverage In Item 5 of Covered Title Risks. 2006 ALTA LOAN POLICY (06-17-06) EXCLUSIONS FROM COVERAGE The following matters are expressly excluded from the coverage of this policy, and the Company will not pay loss or damage, costs, attorneys' fees, or expenses that arise by reason of: 1. (a) Any law, ordinance, permit, or governmental regulation (Including those relating to building and zoning) restricting, regulating, prohlblting, or relating to (1) the occupancy, use, or enjoyment of the Land; (11) the character, dimensions, or location of any Improvement erected on the land; (III) the subdlvlslon of land; or (Iv) environmental protedlon; or the effect of any violation of these laws, ordinances, m' governmental regulations. This Exclusion 1(a) does not modify or limit the coverage provided under Covered Risk 5. (b) Any governmental police power. This Exclusion 1(b) does not modify or limit the coverage provided under Covered Risk 6.. 2. Rights of ernment domain. This Exclusion does not modify or Ilmit the coverage provided under Covered Risk 7 or 8, 3. Defects, liens, encumbrances, adverse claims, or other matters (a) created, suffered, assumed, or agreed to by the Insured Claimant; (b) not Known to the Company, not recorded In the Public Records at Date of Policy, but Known to the Insured Claimant and not disclosed In wriling to the Company by the Insured Claimant prior to the date the Insured Claimant became an Insured under this Polley; (c) resulting In no loss or damage to the Insured Claimant; (d) attaching or created subsequent to Date of Polley (however, this does not modify or Ilm@ the coverage provided under Covered Risk 11, 13, or 14); or (e) resulting in loss or damage that would not have been sustained if the Insured Claimant had paid value for the Insured Mortgage, A. Unenforceablllty of the lien of the Insured Mortgage because of the Inability or failure of an Insured to comply with applicable doing - business laws of the state where the Land Is situated. 5. Invalidity or unenforceability In whole or In part of the lien of the Insured Mortgage that arises out of the transaction evidenced by the Insured Mortgage and Is based upon usury or any consumer credit protection or truth -in -lending law. 6. Any claim, by reason of the operation of federal bankruptcy, state Insolvency, or alai creditors' rights laws, that the transaction creating the lien of the Insured Mortgage, Is (a) a fraudulent conveyance or fraudulent transfer, or (b) a preferential transfer for any reason not stated In Covered Risk 13(b) of this policy, 7, Any lien on the Title for real estate taxes or assessments Imposed by governmental authority and created or attaching between Date of Policy and the data of recording of the Insured Mortgage in the Public Records. This Exclusion does not modify or limit the coverage provided under Covered Risk 11(b). The above policy form may be Issued to afford either Standard Coverage or Extended Coverage. In addition to the above Exclusions from Coverage, the Exceptions from Coverage in a Standard Coverage policy will also include the following Exceptions from Coverage: EXCEPTIONS FROM COVERAGE This policy does not Insure against loss of damage (and the Company will not pay costs, attorneys' fees or expenses) that arise by reason of: 1. (a) Taxes or assessments Lhat are riot shown as existing liens by the records of any taxing authority that levies taxes or assessments on real property or by the Public Records; (b) proceedings by a public agency that may result in taxes or assessments, or notices of such proceedings, whether or not shown by the records of such agency or by the Public Records. 2. Any facts, rights, interests, or claims that are not shown by the Public Records but that could be ascertained by an Inspection of the Land or that may be asserted by persons in possession of the Land. 3. Easements, liens or encumbrances, or claims thereof, not shown by the Public Records, FirstAtnerlcan iit(e Page 11 of 14 75L-18 Order Number: OSA-4443317 Page Number: 12 4. Any encroachment, encumbrance, violation, variation, or adverse circumstance affecting the Title that would be disclosed by an accurate and complete land survey of the Land and not shown by the Public Records, 5. (a) Unpatented mining claims; (b) reservations or exceptions In patents or In Ads authorizing the Issuance thereof; (c) water rights, claims or title to water, whether or not the matters excepted under (a), (b), or (c) are shown by the Public Records, 6, Any lien or right to a lien for services, labor or material not shown by the public records. 2006 ALTA OWNER'S POLICY (06.17.06) EXCLUSIONS FROM COVERAGE The following matters are expressly excluded from the coverage of this policy, and the Company will not pay loss of damage, costs, attorneys' fees, or expenses that arise by reason of; I, (a) Any law, ordinance, permit, or governmental regulation (including those relating to building and zoning) restricting, regulating, prohibiting, or relating to (1) the occupancy, use, or enjoyment of the Land; (II) the character, dimensions, or location of any improvement erected on the Land; (III) the subdivision of land; or (Iv) environmental protection; or the effect of any violation of these laws, ordinances, or governmental regulations. This Exrluslon L(a) does not modify or limit the coverage provided under Covered Risk 5. (b) Any governmental police power. This Exclusion f(h) does not modify or limit the coverage provided under Covered Risk 6. 2. Rights of eminent domain. This Exclusion does not modify or limit the coverage provided under Covered Risk 7 or 8. 3. Deposits, liens, encumbrances, adverse claims, or other matters (a) created, suffered, assumed, or agreed to by the Insured Claimant; (b) not Known to the company, not recorded in the Public Records at Date of Policy, but Known to the Insured Claimant and not disclosed in writing to the Company by the Insured Claimant pilar to the date the Insured Claimant became an Insured under this policy; (c) resulting In no loss or damage to the Insured Claimant; (d) attaching or created subsequent to Date of Policy (however, this does not modify or limit the coverage provided under Covered Risk 9 or 10); or (e) resulting in loss or damage that would not have been sustained If the Insured Claimant had paid value foe Che Title, 4. Any claim, by reason of the operation of federal bankruptcy, state Insolvency, or similar creditors' rights laws, that the transaction vesting the Title as shown In Schedule A, Is (a) a fraudulent conveyance or fraudulent transfer, or (b) a preferential transfer for any reason not stated in Covered Risk 9 of this policy. 5, Any lien an the Tide for real estate taxes or assessments Imposed by governmental authority and created or attaching between Date of Policyand the date of recording of the deed or other Instrument of transfer In the Public Records that vests Mile as shown in Schedule A. The above policy form may be Issued to afford either Standard Coverage or Extended Coverage. In addition to the above Exclusions from Coverage, the Exceptions from Coverage In a Standard Coverage policy will also Include the following Exceptions from Coverage: EXCEPTIONS FROM COVERAGE This policy does not Insure against loss or damage (and the Company will not pay costs, attorneys' fees or expenses) that arise by reason of: 1. (a) Taxes or assessments that are not shown as existing liens by the records of any taxing authority that levies taxes or assessments on real property or by the Public Records; (b) proceedings by a public agency that may result in taxes or assessments, or notices of such proceedings, whether or not shown by the records of such agency or by the Public Records. 2. Any facts, rights, Interests, or claims that are not shown by the Public Records but that could be ascertained by an Inspection of the Land or that may be asserted by persons In possession of the Land, 3. Easements, liens or encumbrances, or claims thereof, not shown by the Public Records. 4. Any encroachment, encumbrance, violation, varladon, or adverse circumstance affecting the Title that would be disclosed by an accurate and complete land survey of the Land and not shown by the Public Records, 5. (a) Unpatented mining claims; (b) reservations or exceptions in patents or in Acts authorfArg the Issuance thereof; (c) water rights, claims or title to water, whether or not the matters excepted under (a), (b), or (c) are shown by the Public Records, 6. Any lien or right to a lien for services, labor or material not shown by the public records. ALTA EXPANDED COVERAGE RESIDENTIAL IRAN POLICY (07.26-10) EXCLUSIONS FROM COVERAGE The following matters are expressly excluded from the beverage of this policy, and the Company will not pay loss or damage, costs, attorneys' fees, or expenses that arise by reason of: FirstAmarican T!tla Page 12 of 14 75L-19 Cider Number; O -SA -4443317 Page Number; 13 1. (a) Any law, ordinance, permit, or governmental regulation (including those relating to building and zoning) restricting, regulating, prohibiting, or relating to (1) the occupancy, use, or enjoyment of the Land; (II) the character, dimensions, or location of any improvement erected on the Land; (III) the subdivision of land; or (Iv) environmental protection; or the effect of any violation of these laws, ordinances, or governmental regulations. This Exclusion 1(a) does not modify or limit the coverage provided under Covered Risk 51 6, 13(c), 13(d), 14 or 16. (b) Any governmental police power. This Exclusion 1(b) does not modify or limit the coverage provided under Covered Risk 5, 6, 13(c), 13(d), 14 or 16. 2. Rights of eminent domain. This Exclusion does not modify or limit the coverage provided under Covered Risk 7 or S. 3. Defects, liens, encumbrances, adverse claims, or other matters (a) created, suffered, assumed, or agreed to by the Insured Claimant; (b) not Known to the Company, not recorded In the Public Records at Date of Policy, but Known to the Insured Claimant and not disclosed In writing to the Company by the Insured Claimant prior to the date the Insured Claimant became an Insured under this policy; (c) resulting in no loss or damage to the Insured Claimant; (d) attaching or created subsequent to Date of Policy (however, this does not modify or limit the coverage provided under Covered Risk 11, 16, 17, 18, 19, 20, 21, 22, 23, 24, 27 or 28); or (e) resulting In loss or damage that would not have been sustained If the Insured Claimant had paid value for the Insured Mortgage. 4. Unenforceabllity of the lien of the Insured Mortgage because of the Inability or failure of an Insured to comply with applicable doing - business laws of the state where the Land Is situated. S. Invalidity or unenforceability In whole or In part of the lien of the Insured Mortgage that arises out of the transaction evidenced by the Insured Mortgage and Is based upon usury or any consumer credit protectlon or truih-In-lending law. This Exclusion does not modify or Ilmlt the coverage provided In Covered Risk 26. 6. Any claim of Invalidity, unenforceability or lack of priority of the lien of the Insured Mortgage as to Advances or modifications made after the Insured has Knowledge that the vestee shown In Schedule A Is no longer the owner of the estate or Interest covered by this policy. This Exclusion does not modify or limit the coverage provided In Covered Risk 11. 7. Any lien on the Title for real estate taxes or assessments Imposed by governmental authority and created or attaching subsequent to Date of Policy. This Exclusion does not modify or limit the coverage provided In Covered Risk 11(b) or 25. 8. The failure of the residential structure, or any portion of It, to have been constructed before, on or after Date of Policy in accordance with applicable building codes. This Exclusion does not modify or limit the coverage provided In Covered Risk 5 or 6. 9. Any claim, by reason of the operation of federal hanks uptcy, state Insolvency, or similar creditors' rights laws, that the transacuon creating the lien of the Insured Mortgage, Is (a) a ri audulent conveyance or fraudulent transfer, or (b) a preferential transfer for any reason not stated in Covered Risk 27(b) of this policy. RmtAmerican Title Page 13 of 14 75L-20 Order Number: O -SA -4443317 Page Number; 14 FirstAmerican True Privaq Information Wo Are Committed to Safegrmrding Customer Informatinn In order he better serve your needs now and in the future, we may ask you to provide us with certain Information. We i ndestand that you may be confound about what we Will do with such Information - particularly any personal or flnandal information. We agree that you have a Hght to know ImVr we will uttlze the personal information you provide to us. Therefore, together With our subsidiaries we leave adopted this Privacy Policy to govern the use and handling of your parsonal Information. Applicability This Privacy Paltry govem; our use of the Information that you provide to us. It does not govern the manner In which we may use Information we have atoned from any other source, such as Information cletoded from a public record or ions another person or entity. First American has also adopted broader guidelines that govern our use of persart Information regamuse of its some. FirstAmeman mils these guldtlines its Fair fnficann ion Values. Types of Informatinn Depending upon which of our services you are utilizing, the types of aanpublic personal informal'on mat we may collect Include: • Information we receive mon you on applications, forms and In other communications to us, whether rn writing, In person, by telephone many other means; • Information aboatyour transactions vain us, our affillated compei or others; and • information we receive from a consumer reporting agency. Use of information We request Information from you for our own IeglWnale business purposes and not or the benefit of say nocaffirated party. Therefore, we will not release your Information to noreffiliatel parties except: (I) as necessary for us to provide the product ar service you have requested of us; or (2) as permitted by law. We may, however, stare such Information indefinitely, Including the period afterwhich any customer relationship has coined. Such informatlun may to used for any internal purpose, such as quality control efforts or ammamor analysis. We may also provide all of the types of torten ip personal information listed crew, to one or mare of our neff.ted companies. Such durRab'od companies includo financial sai providers, such as Its Insurers, property, and casualty, Insurers, and trust and Investment advisory companies, or companies Involved In real estate services, such as appraisal companies, home warranty companies and escrow companies. Furthermore, we may also provide all the Information we called, as described above, to comisales that perform marketing services Da our behalf, on behalf of our affiliated companies or No other I' andal institutions wins whom we or our affiliated companies have joint marketing agreements. Far mer Custonaere - Fwen If you are no longer our customer, err Pdrary Policy will continue to apply W you, Confidentiality and Security We will use our but clfods to ensure that no unanlhorized parties have access to any of your informahan. We nutold access m nonpublic personal Information about you to these millviduals and entitles who need her know that Inforradon to provide products or services m you We wil use our but efforts to train and oversee our employees and agents to ensure that your Information will be handled responsibly and in accordance with this Privacy Policy and First American's Fair Information Values, We currently malnteln physeal, alactmnk, and procedural safeguard, that comply with federal regularl to guard year nonpublic personal Information. Infmmatmit Obtained Through Our Web Sita first American financial Carpard ion Is sensitive to privacy Issues on tlse Internet. We believe It Is important you know haw We treat the information about you we Iwelve on the Internet. In general, you con visit First American or Its of bei Web often on the World Wide Web without telling us who you are or reveaing any Information about yourself. Our Web servers coiled the domain names, nut the e-mail addresses, of visitors. This Information is agmaji to measure the number of visits, average time spent on the site, pages vlewnd and similar Information. First American uses this information to measure the use of air site and to develop Ideas an Improve the content of our elm. There are times, however, when we may need Information from you, such as your name and email address. When information is needed, we will use our Ix+st efforts to let you knave at the time of collection how we will use the percent Integration. Usually, the personal information via coiled Is used only by us to respond to your Inquiry, process an order or allow you to access specific account/profile Information. If you choose to share any personal information with us, we will any use put accordance with be policies outlined above. Rnaitresa Relationships First American Financial Wrpomttn's site and Its af011ates' clean may mnlaln links In other Web sites. While we try to link only he sites that share or high standards and respect for privacy, we are cwt responslhle for the content or the privacy practices employed by other sites. Cookies Some of First American's Web sites may make use of "cookie" term arty to measure site activity and to debaters Information to your personal tastes. A cookie is an element of data that a Web site on send to your browser, which may Men store the cookie on your hard drive. genmm mm uses stared cookies. The goal of this lechnolo9y is to better serve you when visiting our site, save you hue when you are here and to but you with amore meaningful and productive Web site experience. fair Information Values Fairness We consider consumer expectations about their privacy in all our businesses, We only offer produces and scrAces that assure a ravomble balance between container benefits and consumer privacy. Public Retard We hellos. that an open public record castes signmcant value for society, enhances consumer choice and creates consumer opportunity. We iii support an open public record and emphasize its Imrribnm and contribution to our ,cart OF" We believe we should behave responsibly when vie use information about a consumer In our business. We will obey the laws governing the collection, use and dieseminatlon of data. Amuracy We All take reasonable some to help assure the anduecy of the data we called, use and disseminate. Where possible, we will bake reasonable steps to comet inaccurate Information. When, as With the i uelc record, we cannot correct Inaccurate Information, we will take all reasonable steps to assist consumers In Identifying the source of the erroneous data so that the consumer can secure the required corredlons. Education We endeavor to educate the users of our products and services, our employees and others In our Industry about the Importance of consumer privacy, We will Instruct our employees on our fair information values and on the responsible collection and use of data. We will rearrange others In car industry to caller and use Information In a responsible manner. Security We will malntaln appropriate facllitles and systems to protect against mautfarized access to and corruption of the data we maintain. Form 50 -PRIVACY (9/1/10) Page I of 1 Privacy Informatee (2001-2010 First American Financial Corporation) FlistAmencan Title Page 14 of 14 75L-21 ATTACHMENT LEGAL DESCRIPTION THE LAND REFERRED TO HEREIN IS SITUATED IN THE STATE OF CALIFORNIA, COUNTY OF ORANGE, CITY OF SANTA ANA, AND IS DESCRIBED AS FOLLOWS: THAT PORTION OF SECTION 23, TOWNSHIP 5 SOUTH, RANGE 10 WEST IN THE LAND ALLOTTED TO FW. KOLL IN DECREE OF PARTITION OF THE RANCHO SANTIAGO DE SANTA ANA, RECORDED IN BOOK B OF JUDGEMENTS OF THE 17TH JUDICIAL DISTRICT COURT OF CALIFORNIA, IN THE CITY OF SANTA ANA, COUNTY OF ORANGE, STATE OF CALIFORNIA, DESCRIBED AS FOLLOWS: BEGINNING AT A POINT ON A LINE PARALLEL WITH AND NORTHERLY 52.00 FEET FROM THE SOUTH LINE OF SAID SECTION 23, AS SHOWN ON A MAP TRACT NO. 2207, RECORDED IN BOOK 62 PAGES 23 AND 24, OF MISCELLANEOUS MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, SOUTH 890 48'45" WEST 192.00 FEET THEREON FROM THE EAST LINE OF SAID SECTION AS SHOWN ON SAID MAP; THENCE NORTH 0" 10'45" EAST 150.00 FEET PARALLEL WITH SAID EAST LINE; THENCE NORTH 89'48'45" EAST 150.00 FEET PARALLEL WITH SAID SOUTH LINE TO A LINE PARALLEL WITH AND WESTERLY 42,00 FEET FROM SAID EAST LINE; THENCE SOUTH 9`10'45" 45" WEST 125.16 FEET ALONG SAID LAST MENTIONED PARALLEL LINE TO THE BEGINNING OF A TANGENT CURVE CONCAVE NORTHWESTERLY AND HAVING A RADIUS OF 25.00 FEET; THENCE SOUTHWESTERLY 39.11 FEET ALONG SAID CURVE THROUGH A CENTRAL ANGLE OF 89'38'00" TO THE POINT OF TANGENCY WITH SAID FIRST MENTIONED PARALLEL LINE; THENCE SOUTH 890 48'45" WEST 125.16 FEETTO THE POINT OF BEGINNING. EXCEPT THEREFROM THE INTEREST RESERVED TO THE CITY OF SANTA ANA OF THE ADJOINING STREETS BY GRANT DEED RECORDED JUNE 13, 1980 AS INSTRUMENT NO. 13622 IN BOOK 13634, PAGE 170 OF OFFICIAL RECORDS. ALSO EXCEPT THEREFROM ALL OIL, GAS, WATER AND MINERAL RIGHTS WITHOUT, HOWEVER, THE RIGHT TO USE THE SURFACE OF SAID LAND OR ANY PORTION THEREOF TO A DEPTH OF 500 FEET BELOW THE SURFACE THEREOF FOR THE EXTRACTION OF SUCH OIL, GAS, WATER OR MINERALS, AS RESERVED TO THE CITY OF LOS ANGELES BY GRANT DEED RECORDED JUNE 13, 1980 AS INSTRUMENT NO. 13622 IN BOOK 13634, PAGE 170 OF OFFICIAL RECORDS, APN: 408-471-06 75L-22 ATTACHMENT 3 STATEMENT OF VALUE AND SUMMARY OF THE BASIS FOR APPRAISAL Code of Civil Procedures § 1255.010(b) THE AMOUNT ESTABLISHED AS JUST COMPENSATION Government Code § 7267.2(a) OWNERSHIP Aida South, LLC, a Limited Liability Company, as to an undivided!12 interest, and Vicale, LLC, a Limited Liability Company as to an undivided % interest. The following is a Statement of Value and Summary of the Basis for Appraisal and the Amount that the client established as Just Compensation ("Summary") required by the California Eminent Domain Law. The appraisal on which this summary is based was made in connection with establishing the amount of compensation as required by Code of Civil Procedure section 1255.010(b). The appraisal on which this surnmary is based was made in accordance with accepted appraisal principles, consistent with California Valuation Law. A statement and summary described the basis for the appraisal from which the client established compensation. There follows the Statement of Value and Summary of the Basis for Appraisal and the Amount Established as Just Compensation ("Summary"): BASIS OF VALUATION The fair market value is based upon an appraisal prepared in accordance with accepted appraisal principles and methodologies. Code of Civil Procedure Section 1263.320 defines Fair Market Value as follows: (a) The fair market value of the property taken is the highest price on the date of valuation that would be agreed to by a seller, being willing to sell, but under no particular or urgent necessity for so doing, nor obliged to sell; and a buyer, being ready, willing and able to buy but under no particular necessity for so doing, each dealing with the other with full knowledge of all the uses and purposes for which the property is reasonably adaptable and available. (b) The fair market value of property taken for which there is no relevant comparable market is its value on the date of valuation as determined by any method of valuation that is just and equitable. Section 1263.330 provides that the fair market value shall not include an increase or decrease in the value attributable to the project for which the property is to be acquired. 75L-23 The property is being appraised for the possible full acquisition by the City of Santa Ana to assist in negotiations with the property owner for the possible full acquisition of the subject property as a part of the Bristol Street Widening Improvement Project. DESCRIPTION OF THE SUBJECT PROPERTY Ownership: Alda South, LLC, a Limited Liability Company, as to an undivided % interest; and Vicale, LLC, a Limited Liability Company as to an undivided '/z interest. Location: 2240 South Bristol Street, Santa Ana, California 92704 Assessor's Parcel No.: 408-471-06 Date of Value: November 29, 2016 Property Rights Appraised: Fee simple Site Area: Approximately 21,300 square feet, or 0.49 acre, according to public records. Zoning: The parcel is zoned C-2 (General Commercial) and O (Park) within the Bristol Street Corridor Specific Plan designated by the City of Santa Ana. Only the 10 feet along Bristol Street is zoned O, while the remainder is zoned C-2. Prior to 1991, the entire site was zoned C- 2. The General Plan designation is GC 0.5 (General Commercial). Present Use: Highest and Best Use (As Vacant): Highest and Best Use (As Improved): Commercial Retail development Continue the existing use Improvements: According to information obtained from public records and verified by physical measurements of the building, the building has a gross building area of 2,894 square feet. It was originally constructed in 1980, and is in average condition for its age. 75L-24 Description of Acquisition: A full acquisition is proposed SALES COMPARISON APPROACH The estimated fair market value of the subject property is based on improved sales data for other properties with essentially the same utility and amenities. The subject property is located on a primary arterial street and the property benefits from good access and visibility. To analyze the value of the subject property, a search was conducted of the market area for similar improved office building sales. Very few transactions were found in Santa Ana. The search was expanded to surrounding areas and included small commercial buildings that sold throughout Orange County since January 2015, between 1,000 and 10,000 square feet in size. Of the comparables discovered, the six most similar properties were chosen for comparison. The comparables reflect selling prices ranging from approximately $513 to $1,169 per square root of building area. The sales comparison approach is developed to provide an indication of the fee simple market value. The comparable sales are analyzed using the price per square foot method, which is the typical basis used by buyers in this market. This unit of measure provides a reliable basis of comparison for the assignment. Included on the following page is a Comparable Improved Sales Summary. 75L-25 75L-26 COMPARABLE IMPROVED SALES SUMMARY Location CDE Date Bldg Sze SF Year Built Sales Price APN Doc No, land Area SF Site Cov. Price PSF7131dq Comments Subject Property 2240 5 Bristol Bract WApp 2,894 1980 NI/App subject property has good frontage Santa Ana, CA 92704 WApp 21,300 14% NI/App on Bristol Street and Warner Avenue, 408-471.06 asi nalized Intersection. Comparable No. 1 25109 Bristol Bract 3/202015 2,750 1970 $1,410,630 The purchasaof a single-tenant retail Santa Ana, 0492704 144982 11,853 23% $512.96 pad building, as a portion of the Fbrtlon of 412-191.05 larger Bristol Brest Fstail Siops Buyer: 2430 South W slol, LLC transaction, The total purchase price Sailer: Bristol Central, LP Is reported to be $10.847,500, or $526/sf. The sale pricy shown for this property is the allocated price Comparable No. 2 2502 S Bristol Brest 3/20/2015 2,000 1970 $1,025,913 The purchase of a single- tenant retell Santa Ana, M 92704 144982 8,621 23% $512-96 pad building, as a portion or the Portion of 412.191.05 larger Bristol areet F etail 9iops Buyer: 2430 South Bristol, LLC transaction. The total purchase price isreported to be$10,847,500, or $526/of. The sale price shown for this properly is the allocated price sailer: &Istel Central LP perbullding. Mldblocklocatlon. Comparable No. 3 24309 Bristol arcet 3/20/2015 2,775 1970 $1,423,454 The purchamof a dngle-tenant retail BrntaAna, O992704 144982 11,962 23% $512.96 pad building, as a portion of the Pbrtion of 412-191-05 larger Bristol Brest Flatall Slaps Buyer: 2430 south Bristol, LLC transaction. The total purchase price Is reported to be $10,847,500, or $5261sf, The sale prim shown for thisproperty, is the allocated price Seiler: Bristol Cartral LP par bulldin . Midblock location. Comparable No. 4 1310S Euclid Street 7110/2015 2,400 1960 $1,400,000 Bala of asingle-tenant commercial Fullerton, CA 92832 362419 6,600 36% $583.33 building, operated asabar.The 073-310-18 and 073-310-06 broke reports that $25,000 was Buyer: 1310 SEuclid Brest, LLC allocated for the liquor license. Mid- 'Alar: ,bhn H.,bhnson and Dolette.bhnson. Trustees blocklocatlon. Comparable No. 5 17991 Euclid Sreet 428/2016 2,870 1990 $2,350,000 Rurchass of a commercial building, Fountain Valley, 0492708 187715 21,854 13% $818.82 formerly utilized ase restaurant. 169.201.04 &od signalized intersection Buyer: Krystal Fham, LLC location. adler: Csor iocR as asTrustm Comparable No, 6 101 W. Ketella Avenue 91/1612015 2,640 1999 $3,085,000 :Bile of adngle-lenant retail building, Anaheim, CA 92802 589530 18,905 14% $1,168.56 occupied by 7-11, Sgnsllzed corner 082.432-25 location. Buyer: Todd 1. Sahlffman, as trustee S41er: The Equities 111 LLC 75L-26 Conclusion After adjustments for market conditions, the comparables establish a fair market value range for the subject property between $572 and $1,245 per square foot as shown in the following table. Comparable Nos. 1 through 4 are rated inferior, while Comparable Nos. 5 and 6 are rated superior. Based on the subject property's size, location and condition, a value above $622, but below $852 is indicated for the subject property. A fair market value of $670 per square foot is concluded. Based on the preceding investigation and analysis, the fair market value of the subject property, as of November 29, 2016, is calculated as follows: INDICATED VALUE - SALES COMPARISON APPROACH 2,894 SF X$670PSF= $1,938,980 ROUNDED 75L-27 $1,940,000 Indicated Values Comparable Overall Indicated $ISF No. Comparability 1 Inferior $572 2 Inferior $572 3 Inferior $572 4 Inferior $622 Subject ..... $670 6 Very Superior $852 5 Very Superior $1,245 A fair market value of $670 per square foot is concluded. Based on the preceding investigation and analysis, the fair market value of the subject property, as of November 29, 2016, is calculated as follows: INDICATED VALUE - SALES COMPARISON APPROACH 2,894 SF X$670PSF= $1,938,980 ROUNDED 75L-27 $1,940,000 INCOME APPROACH The subject property is a commercial building utilized as a florist shop. As such, the fee simple value is analyzed using market rent and expenses. Market Rent Analysis A survey of Santa Ana and the surrounding cities for recently executed leases and asking rents for office space ranging from 500 to 5,000 square feet in size is used in the analysis. The important factors considered during selection of the comparables include location, building area, visibility and access. The search focused on properties with arterial street visibility, but data for such properties was found to be somewhat limited; however, sufficient data was available to estimate a market rental rate for the subject property. The survey properties indicate that rents are written on a triple -net basis, which will be utilized. For triple -net leases, the tenants pay operating expenses such as property taxes, insurance, tenant utilities and janitorial, common area maintenance and utilities, building repairs and maintenance, security, parking and sometimes management (or a portion of management). These expenses are normally recouped by the landlord in the form of an expense reimbursement charge. The landlord is still responsible for non -reimbursed management (collecting the check and watching over the property) miscellaneous expenses such as those incurred between tenancy, accounting, legal, and replacement of short-lived items such as the roof, air-conditioning units and exterior walls, if applicable. Based on the review of the rental data and after consideration for differing property characteristics, it is concluded that a rental rate of $3.10 per square foot per month, triple -net, for the subject property is reasonable for the analysis and is used in the direct capitalization analysis. The estimated market income for the subject property is calculated in the following table: CONCLUDED MARKET RENT Building Market Rent/SF Market Annual Market Size Mo. Rent/Mo. Rent 75L-28 2,894 Sr $3.10 $8,971 $107,657 Vacancy and Collection Loss Single -tenant buildings are typically valued assuming no vacancy or collection loss. However, from the perspective of an investor, a stabilized vacancy and collection loss within the historical range is usually applied, assuming a five- to 10 -year holding period. An estimated stabilized vacancy and collection loss of 3% is considered appropriate for the direct capitalization analysis. Expense Analysis The subject property is an owner -user office building. Typically, leases for similar buildings in this market are written on a triple -net lease basis, where the tenant is responsible for operating expenses for the property including: taxes, insurance, utilities, common area maintenance, building repairs and maintenance. The owner is responsible for management, miscellaneous expenses, and administrative costs. The capital value analysis has been analyzed on a typical triple -net basis. Overall Capitalization Rate A review of sales and listings of commercial properties found that reported OARS reflect rates from 4.3% to 5.5%. These sales are considered the best evidence of an appropriate capitalization rate for the subject property. 75L-29 DIRECT CAPI TALI ZATI ON ANALYSIS 2240 S Bristol Street Santa Ana, California INCOME: Rental Income Annual Market Fbntal Income Monthly Rental Income $3.10 PSF x 12 Months $107,657 Total LeaseableArea 2,894 SIF Total Potential Gross Income $102,049 Capitalization Fete $107,657 Vacancy 3% $1,943,793 ti()t lmnPn 3230 Effective Coss I name $104,427 REIMBURSABLE EXPENSES: $/SF Management 2.0% ($0.72) ($2,089) Ives = 101 .4$289) Total RAmbursable Expenses (,$0.82) ($2,378) $2378 Net operating Income $102,049 Capitalization Fete 5.25°/ Indicated Value at Market Fent $1,943,793 ti()t lmnPn G4 OdF nnn *Difference may ho duoto rounding. Income Approach Conclusion The direct capitalization analysis and resulting indication of market value via the income approach is shown on the following page. The indicated fair market value, as of November 29, 2016, is as follows: INDICATED VALUE - INCOME APPROACH $1,945,000 75L-30 CONCLUSION OF VALUE The sales comparison approach is based on the premise that a purchaser will not pay more for an existing property than for a comparable property of similar utility. This approach directly reflects the actions of buyers and sellers and is the approach most often used by owner -users in this market. The subject would primarily appeal to an owner -user or small investor, and the most likely buyer would be an owner -user or investor. There is a sufficient quantity of comparable sales data with adequate quality of information. The sales comparison approach is considered to be a reliable indicator and is given weight in the final reconciliation. The income approach is predicated on the principle of anticipated economic benefits. The information available regarding market rents,.vacancy, expenses and investor return requirements is sufficient and adequate to determine a reliable indicator of value. The income approach has been given weight in the final value conclusion. APPRAISAL CONCLUSION Considering the data and analyses presented, the opinion has been formed that as of November 29, 2016, the fair market value of the subject property is: INDICATED VALUE Sales Comparison Approach $1,940,000 Income Approach $1,945,000 Reconciled Value (Rounded) $1,945,000 The above is a summary of my appraisal prepared at the request of, and to be used by, the client to comply with Code of Civil Procedure Section 1255.010(b). My appraisal is the basis for this summary and was made in accordance with accepted appraisal principles, consistent with California Valuation Law. Stephanie L. Kavanaugh, Certified General Real Estate Appraiser, Certificate No. AG030565, provided assistance in this assignment. BY: Elizabeth M. LAI, AI-GRS Certified General Real Estate Appraiser Certificate No, AG005391 Expiration Date: April 13, 2018 75L-31 CERTIFICATION We certify that, to the best of our knowledge and belief: 1. The statements of fact contained in this report are time and correct. 2. The reported analyses, opinions, and conclusions are limited only by the reported assumptions and limiting conditions and are our personal, impartial, and unbiased professional analyses, opinions, and conclusions. 3. We have previously appraised the subject property in our File No. 15-5298, dated December 5, 2015. 4. We have performed no services, as appraisers or in any other capacity, regarding the property that is the subject of this report within the past three-year period immediately preceding acceptance of this assignment. 5. We have no bias with respect to the property that is the subject of this report or to the parties involved in this assignment. 6. Our engagement in this assignment was not contingent upon the developing or reporting predetermined results. 7. Our compensation is not contingent on the development or reporting of a predetermined value or direction in value that favors the cause of the client, the amount of the value opinion, the attainment of a stipulated result, or the occurrence of a subsequent event directly related to the intended use of this appraisal, 8. Our analyses, opinions, and conclusions were developed, and this report has been prepared, in conformity with the Uniform Standards of Professional Appraisal Practice, 9. Stephanie Kavanaugh has made a personal inspection of the property that is the subject of this report. Elizabeth M. Kiley has not made an inspection of the subject property, bill has fully participated in the analyses, opinions and conclusions concerning real estate contained in this report and firlly concurs with the conclusions expressed herein. 10. No one provided significant real property appraisal assistance to the persons signing this certification. 11. The reported analyses, opinions and conclusions were developed, and this report has been prepared in conformity with the Code of Professional Ethics and Standards of Professional Appraisal Practice of the Appraisal Institute. 12. The use of this report is subject to the requirements of the Appraisal Institute relating to review by its duly authorized representatives. 13. As of the date of this report, Elizabeth M. Kiley has completed the continuing education program for Designated Members of the Appraisal Institute. Elizabeth M. Kiley, MAI, AI-GRS Certified General Real Estate Appraiser Certificate No. A0005391 Expiration Date: April 13, 2018 Stephanie L. Kavanaugh Certified General Real Estate Certificate No. AG030585 Expiration Date: April 12, 2017 75L-32 ATTACHMENT 4 8UAI ARY EXPLANATION STATEMENT You are entitled to receive full payment prior to vacating the real property being purchased unless you have heretofore waived such entitlement. You are not required to pay recording fees, transfer taxes, or the pro rata portion of real property taxes which are allocable to any period subsequent to the passage of title or possession. 1. The holders of liens, deeds of trust or other security interests in year property and/or any leases or tenants of your property may be entitled to all or a portion of the consideration to be paid by the City of Santa Ana ("City") for your property in accordance with the particular contract(s) existing between you and the lien holder or lessee/tenant. 2. All buildings, structures, and other improvements affixed. to 'the land described in the reference documents covering this transaction and owned by the grantor herein or, if applicable, owned by you as a tenant are being conveyed unless other disposition of these improvements have been made. The interest acquired is fee title. 3. The amount determined to be just compensation was determined after consideration of an appraisal of the fair market value of the Parcel. The basis for the amount determined to be just compensation is summarized on. the attached Appraisal Summary Statement (Statement of Just Compensation) and the amount of the Purchase Price; a. Is the full amount believed by the City to be just compensation for the property taken; Is not less than the approved appraisal of the fair market value of the property as improved; c. Disregards any decrease or increase in the fair market value of the public improvement for which the property is to be acquired for such public improvement, other than that due to physical deterioration within the reasonable control of the owner or occupant; and d. Reflects the definition of"fair market value" as defined in Eminent Domain Law (California Code of Civil Procedure Section 1263.320) which is "the highest price on the date of valuation that would be agreed to by a seller being willing to sell but under no particular or urgent necessity for doing so, nor obliged to sell, and a buyer, being ready, willing and able to buy but under no particular necessity for so doing, each dealing with the other will full Imowledge of all the uses and purposes for which the property is reasonably adaptable and available." e. Does not reflect any consideration of or allowance for any relocation assistance and payments or other benefits which the owner is entitled to receive under an agreement with the public entity. 4. If you ultimately elect to rej cot the offer made by the City of Santa Ana for your property, you are entitled to have the amount of compensation determined by a court of law in accordance with the laws of the State of California. 75L-33 ATTACHMENT 5 CITY OF SANTA ANA Public Works Agency 20 Civic Center Plaza M-36 Santa Ana, CA 92702 75L-34 Dear Property Owner Our State and Federal Constitutions recognize the need for public agencies to purchase private property for public use. The Uniform Relocation Assistance and Real Property Acquisitions Policies Act of 1970 (Uniform Act), or similar State Legislation and eminent domain law of the State of California authorize purchase of private property for public use and ensure that owners of real estate (real property) to be acquired are treated fairly and consistently. This Handbook provides a brief summary of the City's acquisition procedures and various laws it is not intended to give a complete statement of all state or federal laws and regulations pertaining to the purchase of your property for a public use, technical legal definitions or any form of legal advice. Recipients of offer letters from the City should be aware that such laws and procedures are subject to change by future legislation and/or court decisions. In the event the City decides to proceed with the proposed acquisition, City's acquisition consultant will contact you. 75L-35 TABLE OF CONTENTS PAGE WHY IS MY PROPERTY REQUIRED? I WHAT RIGHT DOES THE CITY RAVE TO ACQUIRE MY PROPERTY? I WHO MAKES THE DECISION TO BUY MY PROPERTY? I HOW WILL THE CITY DETERMINE HOW MUCH TO OFFER ME FOR MY PROPERTY? I WHAT IS FAIR MARKET VALUE? I HOW DOES AN APPRAISER DETERMINE THE FAIR MARKET VALUE OF MY PROPERTY? 2 WILL I HAVE A CHANCE TO TALI{ TO THE APPRAISER? 2 ONCE THE CITY DETERMINES THAT MY PROPERTY IS NECESSARY FOR A PUBLIC PROJECT, HOW SOON WILL THE CITY GIVE ME A WRITTEN PURCHASE OFFER? 2 WHAT IS IN THE CITY'S STATEMENT OF THE BASIS FOR ITS DETERMINATION 2 OF NST COMPENSATION? CAN I GET AN APPRAISAL? 3 MUST I ACCEPT THE CITY'S INITIAL OFFER? 3 MAY I HAVE SOMEONE REPRESENT ME DURING NEGOTIATIONS? 3 IF I AGREE TO ACCEPT THE CITY'S OFFER, HOW SOON WILL I BE PAID? .4 WHATHAPPENS IF I DO NOT AGREE TO THE FINAL P'URC'HASE OFFER? 4 WHAT HAPPENS IF THE CITY CONDEMNS MY PROPERTY? 4 WHAT IS AN ORDER OF POSSESSION? 4 WILL I RAVE TO PAY ANY SETTLEMENT COSTS? 5 MAY I KEEP ANY OF THE BUILDINGS OR OTHER IMPROVEMENTS ON MY PROPERTY? 5 CAN THE CITY TAKE ONLY A PART OF MY PROPERTY? 6 WILL I HAVE TO PAY RENT TO THE CITY AFTER MY PROPERTY IS ACQUIRED? 6 How SOON MUST I MOVE? 6 AM I ENTITLED TO RECOVER L08S OF BUSINESS GOODWILL? 6 I AM A VETERAN, HOW ABOUT MY GI LOAN? 7 MY PROPERTY IS WORTH MORE NOW THAN WHEN I BOUGIIT IT. MUST I 7 PAY CAPITAL GAINS TAX ON THE INCREASE? WHAT IF I HAVE. OTIIER QUESTIONS ABOUT THE PROCESS? 7 75L-36 WHY IS MY PROPERTY REQUIRED? The City of Santa Ana, Public Works Agency ([he City), has determined that your property May be required for the improvements of Bristol Sheet. WHAT RIGHT DOES THE CITY HAVE TO ACQUIRE MY PROPERTY? Every public agency has certain powers that are necessary for it to operate effectively. For example, States have the power to levy taxes and the power to maintain order. Another power is the power to acquire private property for public purposes. This is known as the power of the eminent domain. The lights of each of us are protected by the Fifth and Fourteenth Amendments of the U.S. Constitution, the State Constitution and em neat domain laws which guarantee that if a public agency takes private property it must pay "just compensation" to the owner. Further, under the California Government Code and Title 25 of the California Code of Regulations, the owner has additional protections, some of which are explained in this brochure. WHO MAKES TAE DECISION TO BUY MY PROPERTY? The decision to acquire specific property for a public project usually involves many persons and many decisions. The final decision to proceed with a project is made by the Santa Ana City Council atter a thorough review that includes public hearings to obtain the views of interested citizens. HOW WILL THE CITY DETERMINE HOW MUCII TO OFFER ME FOR MY PROPERTY? Before making you an offer, the City will obtain an appraisal of your property. A qualified, licensed, professional appraiser who is familiar with local property values will do the appraisal. The appraiser will inspect your property and state his or her professional opinion of its current fair market value in an appraisal report, The City is required to offer you "just compensation" for your property. This amount cannot be less than the fair market value of your property, as determined by the City on the basis of its approved appraisal. WHAT IS FAIR MARKET VALUE? The fair market value of real property being taken for a public project is the highest price on the date of valuation that would be agreed to by a seller, being willing to sell but under no particular or urgent necessity for so doing, nor obliged to sell, and a buyer, being ready, willing, and able to buy but under no particular necessity for so doing, each dealing with the other with full knowledge of all the uses and purposes for which the property is reasonably adaptable and available, 75L-37 HOW DOES AN APPRAISER DETERMINE TILE FAIR MARKET VALUE OF MY PROPERTY? Each parcel of real property is different and therefore no single formula can be devised to appraise all properties. Among the factors an appraiser typically considers in estimating the value of real property are: I -low it compares with similar properties in the area that have been sold recently. I -low much it would cost to reproduce the buildings and other structures, less any depreciation. How much rental income it could produce after expenses and Trow investors typically value that income. WILL I HAVE, A CHANCE TO TALI{ TO THE APPRAISER? YES. You must be contacted and given the opportunity to accompany the appraiser on the inspection of your property, You may then inform the appraiser of any special features that you believe may add to the value of your property. It is in your best interest to provide the appraiser with all the useful information you can in order to insure that nothing of allowable value will be overlooked. If you prefer, you may designate a representative in writing for this purpose. ONCE THE CITY DETERMINES THAT MY PROPERTY IS NECESSARY FOR A PUBLIC PROJECT, HOW SOON WILL THE CITY GIVE ME A WRITTEN PURCHASE OFFER? The timing of a purchase offer depends on the following factors: • The amount of work required to appraise you property, • The availability of funding; and • Possible project delays caused by factors outside the control of the City. Typically, when there are no finding issues or other project delay factors, you can expect a written purchase offer within 60 days of completion of the appraisal. The appraisal for business or industrial property can take several months to complete due to the much greater complexity involved. The City will give you a written offer to acquire your property for the full amount determined to bejust compensation, and it will do so promptly. Along with the offer you will receive a written statement explaining the basis for the determination of just compensation. The City will not initiate negotiations until the purchase offer is sent out and your receipt of the offer is acknowledged. WHAT IS IN THE CITY'S STATEMENT OF THE BASIS FOR ITS DETERMINATION OF JUST COMPENSATION? The City's "statement of the basis for its determination of just compensation" will be provided to you with the written pu'cbaso offer. Among other things, this statement will include: The recognized definition of the term "fair market value" or the equivalent term. 75L-38 • The date of valuation, highest and best use, and applicable zoning of property. • An accurate description of the property to be acquired. • A list of the improvements covered by the offer, • The principal transactions, reproduction or replacement cost analysis, or capitalization analysis, supporting the determination of value, • The amount of the offer. • Where appropriate, the just compensation for the real property acquired and for damages to remaining real property shall be, separately stated and shall include the calculations and narrative explanation supporting the compensation, including any offsetting benefits. • An indication that the offer does not reflect any relocation payments or other relocation assistance that you may receive under other regulations. CAN I GET MY OWN APPRAISAL? YES. Pursuant to the California Code of Civil Procedure Section 1263.025 should you elect to obtain an independent appraisal, the City will pay for the actual reasonahle costs up to $5,000 subject to the following conditions; • You may order you own independent appraisal. Should you enter into a contract with the selected appraiser, the City will not be a party to the contract. • The selected appraiser you select must be licensed with the California State Office of Real Estate Appraisers (OREA). • At the time the City makes its offer to you, it will offer to pay you the reasonable cost, not to exceed $5,000 of the cost of your independent appraisal. • Appraisal cost reimbursement requests must be made in writing and submitted to the City of Santa Ana, Public Works Agency, 20 Gude Center Plaza M-36, Santa Ana, CA 92702, within ninety days of the earliest of the following dates: (1) the date the selected appraiser requests payment from you for the appraisal; or, (2) the date upon which you, or someone on your behalf, remitted full payment to the. selected appraiser for the appraisal. Copies of the appraisal contract (if a contract was made), appraisal report, and invoice for completed work by the appraiser must be provided to the City concurrent with subirrission of the appraisal cost reimbursement request. All appraisal costs must be reasonable and justifiable. MUST I ACCEPT THE CITY'S INITIAL OFFER? NO. You are entitled to present your evidence as to the amount you believe is the value of your property and to make suggestions for changing the terms and conditions of the offer. The City will make reasonable efforts to consider and respond to your evidence and suggestions (including an appraisal). When fully justified by the available evidence of value, the City may make a revised offer. MAY I HAVE SOMEONE REPRESENT ME DURING NEGOTIATIONS? YES. You may have an attorney or anyone else represent you during your negotiations with the City. If you choose to have representation during the negotiations, please so inform the City in writing. You will be responsible to pay the costs of any such representation. 75L-39 IF I AGREE TO ACCEPT THE CITY'S OFFER, HOW SOON WILL I BE PAID? I£ you and the City reach an agreement for the purchase of your property by the City and your ownership (title) is clear, payment to you will be made at a mutually acceptable time. Generally, you can expect to be paid in about ninety (90) days after the City signs the Purchase Agreement. If the title evidence obtained by the City indicates that further action is necessary to show that your ownership is clear, you may be able to hasten the payment by helping the City to obtain the necessary proof. (Title evidence is a legal record of ownership of the property, It identifies the owners of record and lists the restrictive deed covenants and recorded mortgages, liens and other instruments affecting your ownership of the property.) WI4AT HAPPENS IF I DO NOT AGREE TO THE FINAL PURCHASE OFFER BY THE CITY? If you and the City are unable to reach an agreement through negotiations, the City will then either institute formal eminent domain (condemnation) proceedings to acquire the property or abandon its intention to acquire the property, In the latter case, the City will give you notice of its decision as provided by law. WHAT HAPPENS IF THE CITY CONDEMNS MY PROPERTY? The power of eminent domain may only be exercised if: 1) the public interest and necessity require the project; 2) the project is planned or located in the manner that will be most compatible with the greatest public good and the least private injury; and 3) the property sought to be acquired is necessary for the project. Eminent domain proceedings are often referred to as condemnation actions. The City may only file a condemnation action after the adoption of a Resolution of Necessity by its Board of Directors. Such resolution must be adopted at a public hearing, of which the owner(s) of the property will receive written notice at least 15 days in advance of the hearing. After the hearing, assuming need and necessity has been substantiated and deterrntned, the City can file a condemnation suit. During the condemnation action, you will be provided an opportunity to introduce your evidence as to the value of your property. The City will have the same right. After hearing the evidence of all parties, the court or a jury will determine the amount of just compensation to which you arc entitled. In the State of California, a property owner and the City have a constitutional right to have a jury determine the value of the property in question. If the owner and the City decide to waive their right to a,jury trial, a judge can determine just compensation. To help you in presenting your case in a condemnation proceeding, you may wish to consider employing an attorney and an appraiser. However, the costs of these professional services and other costs that you incur in presenting your case to the court are your responsibility unless the court orders that you are to be reimbursed for your litigation expenses. WHAT IS AN ORDER OF POSSESSION? An order of possession is a process within a condemnation action that allows the City to have the possession of your property prior to a negotiated settlement or an award of just compensation in 75L-40 court. This procedure is used typically where the possession of your property is necessary to accomplish timely construction of the project for which your property is being acquired. To obtain an order of possession, the City must deposit with the comm an amount not less than its appraisal of the fair market value of the property. Ordinarily, the owner or lessees are then permitted to withdraw their share of this amount, LESS any amounts necessary to pay off any mortgage or other liens on the property and sums necessary to resolve any special ownen5hip problems. A withdrawal of the deposit by the property owner results in a waiver by the owner of the right to challenge the City's authority to take the property, but does not waive the owners right to seek additional compensation. Early withdrawal of your share of the money will not affect your right to seek additional compensation for your property. Should the negotiated settlement or court award exceed the amount deposited by the City, you will be paid the difference plus any interest and costs as provided by law. WILL I HAVE TO PAY ANY SETTLEMENT COSTS? If you and the City enter into an agreement for the City's purchase of your property, you will not be responsible for the reasonable and necessary costs of Escrow fees and fees for other services typical in a real estate transaction, recording fees, transfer taxes and any similar expenses that are incidental to transfer ownership to the City. Penalty costs and other charges necessary to permit prepayment of an earlier recorded mortgage on the property that was entered into in good faitb. Real property taxes covering the period after the City acquires your property. Escrow or the City will identify these items in a Preliminary Closing Statement or equivalent to be given to you at the fine of settlement. Ordinarily, if you have paid any of these expenses yourself, you will be repaid at that time. If you later discover other costs for which you should be repaid, you should request repayment from the City within six months after the acquisition. City will assist you in processing your claim for these costs. If there are loans or other liens and encumbrances against the property, you will be responsible for paying them from the purchase price being paid to you by the City. MAY I KEEP ANY OF THE BUILDINGS OR OTHER IMPROVEMENTS ON MY PROPERTY? Sometimes improvements may exist on a property, which are not required by the City. If you wish to keep any of the improvements, please let your Acquisition Agent know. If you do arrange to keep any improvement(s), the City will deduct its salvage value from the purchase price you would otherwise receive. (The salvage value of an item is its probable selling price if offered for sale on the condition that the buyer will remove it at his or her own expense,) If you arrange to keep any improvement pertaining to the property, you will not be, entitled to receive a relocation payment for the cost of moving it to a new location. 75L-41 CAN THE CITY TACE ONLY A PART OF MY PROPERTY? YES. But, if the purchase of only a part of your property reduces the value of the remaining part(s), you must be paid for the loss in value (offset by any special benefits accruing to the remainder resulting from the new public improvements). Also, under those circumstances, if any remaining part would have little or no utility or value to you, the City will offer to buy that remaining part if you so desire. WILL I HAVE TO PAY RENT TO THE CITY AFTER MY PROPERTY IS ACQUIRED? If you (or your tenant) wish to remain in the property after acquisition for a short term or for a period subject to termination by the City on short notice, you will be required to sign a rental agreement or similar document. The rent will not exceed the lesser of the fair rental value of the property to a short-term occupier or the prorated portion of the fain rental value for a typical rental period, However, the amount of rent to be paid by your or your tenant shall be within your financial means or your tenant's financial means, as the case may be. HOW SOON MUST I MOVE? If you reach a voluntary agreement to sell your property, you cannot be required to move before you receive the agreed purchase price. In the case of a condemnation, you cannot be required to move before the estimated fair market value of the property has been deposited with the court so that you can withdraw your share. Every reasonable effort will be made to give you ample time to relocate after the acquisition of your property. in most cases, a mutually satisfactory arrangement can be worked out. You cannot be required to move without at least 90 days advance written notice of the date by which your move is required, In addition, if you are being displaced from your residence, a decent, safe and sanitary replacement property must be available before you can be required to move. AM I ENTITLED TO RECOVER LOSS OF BUSINESS GOODWILL? The offer of compensation made by the City does not include any consideration for loss of business goodwill, which may be claimed by an owner of a business if one is being conducted on the property or on the remainder if the property being acquired is part of a larger parcel. Code of Civil Procedure Section § 1263.510 Loss of Goodwill Compensation Basis: (a) The owner of a business conducted on the property taken, or on the remainder if such property is part of a larger parcel, shall be compensated for the loss of goodwill if the owner proves all of the following: (1) The loss is caused by the taking of the property or the injury to the remainder, (2) The loss cannot reasonably be prevented by relocation of the business or by taking steps and adopting procedures that a reasonably prudent person would take and adopt in preserving the goodwill. (3) Compensation for the loss will not be included in payments under Section 7262 of the Government Code. 75L-42 (4) Compensation for the loss will not be duplicated in the compensation otherwise awarded to the owner. (b) Within the meaning of this article, "goodwill" consists of the benefits that accrue to a business as a result of its location, reputation for dependability, skill or quality, and any other circumstances resulting in probable retention of old or acquisition of new patronage I AM A VETERAN, IOW ABOUT MY GI LOAN? After your GI home mortgage loan has been repaid, you will be permitted to obtain another GI loan to purchase another property. Check on such arrangements with your nearest VA office. MY PROPERTY IS WORTH MORE NOW THAN WIZEN I BOUGHT IT. MUST I PAY' CAPITAL GAINS TAX ON THE INCREASE? In most cases when the City acquires real property by condemnation or the threat of condemnation, the property owner may defer the payment of Federal capital gains taxes on profit from the sale under certain circumstances. Internal Revenue Service (IRS) Publication 544, "Sales and Other Dispositions of Assets" is available from the IRS. It explains how the Federal income tax would apply to a gain or loss resulting from the condemnation of real property or its sale under the threat of condemnation for public purposes. To fully understand the income tax consequences relating to the condemnation of your property, you should consult with your personal tax advisor. 75L-43 ATTACHMENT STATEMENT OF OWNERSHIP PERSONAL PROPERTY, TENANT IMPROVEMENTS, FIXTURES AND EQUIPMENT PARCEL NO,: PROJECT: TENANT'S NAME: ADDRESS: CITY/STATE/ZIP CODE: CCU: The undersigned tenant agrees thatthe items listed on the attached inventory are owned by him or her. Date: Tenant PROPERTY OWNER'S NAME: ADDRESS: CITY/STATF,/7.IP CODE: The undersigned tenant agrees that the items listed on the attached inventory are owned by him or her. Property Owner Date: Please have each signature on this document notarized. 75L-44 CITY OF SANTA ANA CIO SOURI AMIRANI CIVIL SOURCE ENGINEERING { ATTACHMENT 7 CONROYS FLOWER 2240 S, BRISTOL FAIR MARKET VALUE IN-PLACE DATE OF VALUE: OCTOBER 7, 2015 1 T DESCRIPTION: o U -a FMV IN N Y TENANT IMPROVEMENTS PERTAINING TO THE REALTY N A, PLACE ❑ ❑ L 1 1 CONSTRUCTION, HANDICAP PARKING C/O G A $ 2,915 (624)SF OF OVERLAY (1) STRIPING, (1) HANDICAP PARKING SPACE, (1) ADA BLUE CROSS HATCH, (3) HANDICAP SIGNS AND POSTS, (3) CEMENT4' WHEEL STOPS 4 1 ELECTRICAL CONSTRUCTION, C/O 4,725 (1) 50 AMP CIRCUIT RUN (1) MAIN METER E 6 1 SPRINKLER SYSTEM INCLUDING CONTROL TIMER A A 260 7 8 1 WALL ORNAMENTATION (90)LF CURTAIN VALANCE A A 40 9 10 1 LADDER, FIXED, ATTIC ACCESS, WOOD FOLDING A A 245 11 12 1 INSTALLATION OF IT/POS/COMPUTER SYSTEMS 2,400 INCLUDING NETGEAR ROUTER SWITCH, FIREWALL/VPN, AT&T MODEM, ARRIS NVG610, WIRELESS ROUTER, CISCO, E-100 LINKSYS ` 13 (3) PHONES, PANOSONIC KXT773-1 OR SIMILAR 14 15 1 SURVEILLANCE SYSTEM VG A 6,255 16 (1) DVR RECORDER, 20 CHANNEL 17 (5) CAMERAS, EXTERIOR, 1 -11 -DEF COLOR " 18 (9) CAMERAS, INTERIOR, HI -DEF COLOR 19 (2) FLAT SCREEN MONITOR, ACER, 19" AND 17" 20 21 FLOWER ARRANGEMENT AREA 22 23 OFFICE F A 1,360 24 (1B) LF COUNTER, WOOD/LAM, OPEN BASE 25 (15) LF WALL CABINETS, WOOD, PAINTED, 3.5'H 26 27 1 COOLER, (308)SF, 2 FAN COOLING COIL, (680)SF PVC A A 2485 7,300 WALL COVER, INCLUDES ROOF TOP REFRIGERATION COMPRESSOR, PLUMBING, AND ELECTRICAL, (WALL STRUCTURE NOT INCLUDED -ROOM WAS CONVERTED TO COOLER WITH EXISTING WALLS) INCLUDES (1)1OFT WALL MOUNTED ALUM LADDER 28 29 1 FLOWER FEED SYSTEM 0/0 G A 2487- 8 30 (1) DOSAGE CONTROL INJECTER, DOSATRON, 1,520 31 (2OLF .5" COPPER PIPE 32 (50) LF 3/4" PVC PIPE Hjelmstrom Associates Page Al 75L-45 CITY OF SANTA ANA CONROYS FLOWER 2240 S. BRISTOL C/O SOURI AMIRANI FAIR MARKET VALUE IN-PLACE CIVIL SOURCE ENGINEERING DATE OF VALUE: OCTOBER 7, 2015 L Q C 4 1 T DESCRIPTION: 0 U v FMV IN N Y TENANT IMPROVEMENTS PERTAINING TO THE REALTY N A 0 PLACE E INCLUDES 30 TRAY PLASTIC PULL CUT TRAYS ❑ L 33 (3) VALVES, NOZZLES 40 1 SCULLERY SINK, 6', DBL BASIN SGF 34 41 35 1 LOT C/O SHELVING AND WORK BENCH (COULD BE A/F A 2489 4,765 Hjelmstrom Associates Page A2 75L-46 MOVEABLE IF NEW LOCATION ACCOMODATES) 3B (66)LF WALL SHELVING, WOOD PAINTED 37 (75)LF COUNTERTOPS, SS, FORMED EDGES 38 (75)LF BASE SHELVING, WOOD, ADJ SHELVES INCLUDES 30 TRAY PLASTIC PULL CUT TRAYS 39 40 1 SCULLERY SINK, 6', DBL BASIN SGF A A 960 41 42 1 LOT C/O FLOOR COVER F G 2499 11,400 43 (2247)SF OF FULL BRICK FLOOR COVER, INTERIOR OF BUILDING 44 (600)SF OF FULL BRICK ENTRY COVER, EXTERIOR OF BUILDING(PARTIAL REPLACEMENT BY TENANT) 45 46 1 FLOWER COOLER CIO 15,830 47 (266)SF XB,5'H COOLER AREA A A 48 (2) GLASS SLIDER DOORS, WITH DEFROST, FULLVUE, G G 7'X6.5'1-1 49 (2) GLASS SLIDER DOORS, WITH DEFROST, FULLVUE, G G 8'X6.5'H WALLS/DOOR FRAMING (USES PARTIAL BUILDING EXTERIOR WALL) 50 51 1 LOT C/O LIGHT FIXTURES A A 2,645 52 (3) 8' QUAD FLUOR LIGHT FIXTURE -COOLER 2500 53 (1) 4' QUAD FLUOR LIGHT FIXTURE -COOLER 54 (4) 8' QUAD FLUOR LIGHT FIXTUE-ARRANGEMENT E5 (4) DBL BULB FLOOD LIGHT FIXTURE -SHOWROOM 2501 56 (1) 8' DBL FLUOR LIGHT FIXTURE -EXTERIOR 57 (5) 8' QUAD FLUOR LIGHT -EXTERIOR 58 (9) EXTERIOR SECURITY LIGHT 2516 59 (3) DBL BULB WASH ACCENT LIGHT FIXTURES 2509 60 _ 61 1 LOT C/O MISC IMPROVEMENTS A A 2506 2,620 62 (163)LF LATTICE, WOOD, PAINTED 63 (5) MIRROR, TOTAL OF 98SF-COOLER 64 (32)LF X 8'W TILE CERAMIC ON 4 TIER WOOD STEP DISPLAY (COULD BE MOVEABLE IF NEW LOCATION ACCOMO DATES) 65 (4) HALF DIAMETER, WINDOWS, 4' RADIUS FAUX A G 2508 LEADED STAIN GLASS, INCLUDING SURROUND LATTICE 66 67 1 SIGNAGE, DECAL GRAPHICS A A 18,030 68 (2) 4'X6' MTL CAB, SINGLE SIDE, PLASTIC FACE 2510 Hjelmstrom Associates Page A2 75L-46 CITY OF SANTA ANA CONROYS FLOWER 2240 S. BRISTOL C/O SOURI AMIRANI FAIR MARKET VALUE IN-PLACE CIVIL SOURCE ENGINEERING DATE OF VALUE. OCTOBER 7,201B. L Q C Q I T DESCRIPI'ION: O U `W FMV IN N Y TENANT IMPROVEMENTS PERTAINING TO THE REALTY N A PLACE E D L 69 (1) 6X12' MTL CAB, SINGLE SIDE, PLASTIC FACE 70 71 72 73 74 (2) 10'X12', MTL CAB, SINGLE SIDE, PLASTIC FACE 2516 (1) WINDOW GRAPHICS 1 SECURITY GATES (102)LF X T FOLDING, STL, CANOPY)TRACK WITH OVERHEAD (UNDER 75 76 TOTAL TENANT IMPROVEMENTS Hjelmstrom Associates 75L-47 F A 2512 7,42.5 $ 90,695 Page A3 Epic Land Solutions, Inc® 2601 Airport Drive, Suite 130 Torrance, CA 90505 Phone: (310) 986-2960 Fax: (310) 891-3348 CITY OF SANTA ANA TITLE VI INFORMATION PACKAGE The project proposed by the agency listed above will be receiving federal financial assistance. Pursuant to Title VI of the Civil Rights Act of 1964, no person in the United States sball, on the grounds of race, color, or national origin, be excluded from participation in, be denied the benefits of or be subjected to discrimination under any program or activity receiving Federal financial assistance. Other statutes provide protection against discrimination on the basis of sex, age or disability. The enclosed Title VI Package is being provided for your information to further explain year rights. The Package includes the following documents: • Title VI Booklet • Title VI. of the 1964 Civil Rights Act and Related Statutes • Right of Way Title VI Survey Form with Self -Addressed Stamped Envelope • Right of Way Title VI Discrimination Complaint Form • The U.S, Department of Commerce Census Bureau, Language Identification Flashcard It is requested the Right of Way Title VI Sirrvey form be completed and returned in the self- addressed stamped envelope. If you read or speak a language different than English, please write your name and address on the top of the page and check the appropriate box. an the Language Identification Flashcard; or, if you believe you have been subjected to discrimination, please fill out the Right of Way Title VI Discrimination Complaint form and return to the following: Jason Gabriel Principle Civil Engineer City of Santa Ana 20 Civic Center Plaza IVT -36 Santa Ana, CA 92702 CREATING LAND SOLUTIONS FOR THE PUBLIC GOOD www.EpicLandxorn 75L-48 LU 4 LUvt __ r® ® B J Va ® a E 04 v > I~- !LI iJ C9 mo d r- c M LL °® Q I® b CL EF- L IV {N Q Q U O Q.0 z ° 0 O N V W O � v ¢ h bUv .0 Ltn O N G1 u uwu m Ew 4O /�ULrs QO o Jo O O- o O Cu� fO✓^��'_ ^ O IIY � M p W NN m P k L m N W ai N1 eqms[ <9' chi of n M l9 6 r^n N K c� vrni F, 'n Q p U �` o`<<n U ,°iUJi uc, ai N u rvUtmJ U u Lnpu �yU C O N Q j U `$ LL U .� N a' vl-i Qo.'a�o �nOm �o ,�O moo vFi Q.z�vF^i4ry Cm y4w .moo �o Oo v 00 v OO O by Qo rvm 4�•-,v� ® W Wv LI W v K C W C< O W C D 75L-49 0 0 N o c b.2p •upo v -,y O I"b N N A 'C 9-0 v TJ E v a c ,u b U u . Fr- v M s K a E v A O A ° .a,,,� nro E'er„�= wN W da'N 'Nv : UU Zvi r G„d N o L6 S °° N_ o° v- > G W U b u rt O O' u •� :' W w° W a'. r� N.:DDL- N v Q E a O �,•.0 L) 3 NU � 3 '.� v Q b r L° .Nc E .'a � c W .G LL 3 E ttl y V ° °1 a Q 0,1 ti LU v 4 o d ry n' b ".:. .....d_ c, b r E c p09 96 L a> w N U L s p o o �i o b s� N v �- � p .� a w T O = A m b a u 3 b •a cE E u E V 'G 3 — :p Y •3 X C b O° b Y -.1 N m b N T O N p-0 p 'U H d 9 U N N c ° a mt." o w ,b O b U Nb T O O M v ° N W ° U u y ro d ^ E q U � •E o c b.2p •upo v -,y O I"b N N A 'C 9-0 v TJ E v a c ,u b U u . Fr- v M s K a E v A O A ° .a,,,� nro E'er„�= wN W da'N 'Nv : UU Zvi r G„d N o L6 S °° N_ o° v- > G W U b u rt O O' u •� :' W w° W a'. r� N.:DDL- N v Q E a O �,•.0 L) 3 NU � 3 '.� v Q b r L° .Nc E .'a � c W .G LL 3 E ttl y V ° °1 a Q 0,1 ti LU v 4 o d ry n' b ".:. .....d_ c, b r E c p09 96 L a> w N U L s p o o �i o b s� o En u O = G a 3 b •a cE E u E t O C b O° b Y -.1 N m H d 9 U N N O Nb T rM m ti N W N a U � O N • s •� z 3 W •> o w Q u rs L t3 a G b m o b s� o a cs -.1 N m ? m ti m a O N • s •� z 3 W t m R rs t3 C. 75L-50 TITLE VI OF THE 1964 CIVIL RIGHTS ACT AND RELATED STATUTE Pago I of 2 NONDISCRIMINATION STATUTES Title VI of the 1964 Civil Rights Act, 42 U.S.C. 2000, provides in Section 601 that: "No person in the United States shah, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be. subjected to discrimination under any program or activity receiving Federal financial assistance." (PROHI.BITS DISCRIMINATION IN IMPACTS, SERVICES, AND BENEFITS OF, ACCESS TO, PARTICIPATION IN, AND TREATMENT UNDER A FEDERAL -AID R'ECIPIENT'S PROGRAMS OR ACTIVITIES) The Age Discrimination Act of 1975, as amended 42 U.S.C. 6101, provides: "No person in the United States shall, on the basis of age, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance." (PROHIBITS DISCRIMINATION BASED ON AGE) • The Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970,42 U.S,C. 4601, provides: "For the fair and equitable treatment of persons displaced as direct result ofprograms or projects undertaken by a Federal agency or with Federal financial assistance." (PROVIDES FOR FAIR TREATMENT OF PERSONS DISPLACED BY FEDERAL AND FEDERAL -AID PROGRAMS AND PROJECTS) • The Federal -aid Highway Act, 49 U.S.C. 306 Outlines the responsibilities of the U.S, Department of Txansportation and, at (c) outlines the Secretary's authority to decide whether a recipient has not compiled with applicable Civil Rights statutes or regulations, requires the Secretory to provide notice of the violation, and requires necessary action to ensure compliance. • The 1973 Federal -aid highway Act, 23 U.S.C. 324, provides: "No person shall on the ground of sex be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal assistance under this Title or carred on under this title," (PROHIBITS DISCRIMINATION ON THE BASIS OF SEX) • The Civil Rights Restoration Act of 1987, P.L. 100-209, provides: Clarification of the original intent of Congress in Title VI of the 1964 Civil Rights Act, Title IX of the Education Amendments of 1972, the Age Discrimination Act of 1975, and Section 504 of the Rehabilitation Act of 1973. (RESTORES THE BROAD, INSTITUTION -WIDE SCOPE AND COVERAGE OF THE NON-DISCRLMINATION STATUTES TO INCLUDE ALL PROGRAMS AND ACTIVITIES OF FEDERAL -AID RECIPIENTS, SUB -RECIPIENTS AND CONTRACTORS, WHETHER SUCII PROGRAMS AND ACTIVITIES ARE FEDERALLY ASSISTED OR NOT) • The Uniform Relocation Act Amendments of 1987, P.L. 101.246, provides: "For fair, uniform, and equitable treatment of all affected persons; ...(and) minimizing the adverse impact of displacement ... (to maintain)... the economic and social well-being of communities; and ... to establish a lead agency and allow for State certification and implementation," (UPDATED THE 1970 ACT AND CLARIFIED THE INTENT OF CONGRESS IN PROGRAMS AND PROJECTS W1410H CAUSE DISPLACEMENT) 75L-51 TITLE VI OF THE, 1964 CIVIL RIGHTS ACT AND RELATED STATUTES Page zof2 The Americans with Disabilities Act, P.L. 101-336, provides: "No qualified individual with a disability shall, by reason of such disability, be excluded from the participation in, be denied benefits of or be subjected to discrimination by a department, agency, special purpose district, or other instrumentality of a State or a local government," (PROVIDED ENFORCEA13LF STANDARDS TO ADDRESS DISCRIMINATION AGAINST PEOPLE WITH DISABILITIES) The Civil Rights Act of 1991, in part, amended S cetion 1981 of 42 U.S.C. by adding two new sections that provided: "(b) For the purposes of this section, the temr'make and enforce contracts' includes the making, performance, modification, and termination of contracts and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship. (c) The rights protected by this section are protected against impairment by non-governmental discrimination and impairment under color of State law." • Title VIII of the 1968 Civil Rights Act, 42 U.S.C. 36CI, provides that: "(1) It shall be unlawful.., to refuse to sell or rent after the making of a bona fide offer, or to refuse to negotiate for the sale or rental of, or otherwise make unavailable or deny a dwelling to any person because of nate, color, religion or national origin." (PROHIBITS DISCRIMINATION IN THE SALE OR RENTAL OF HOUSING — I -IUD is the primary interest agency, but FHWA and States under Title VI me responsible for preventing discrimination in the function of Right -of -Way) • The National Environmental Policy Act of 1969, 42 U.S.C. 4321 Requires the consideration of alternatives, including the "ne-build" alternative, consideration of social, environmental and economic impacts, public involvement, and use of a systematic interdisciplinary approach at each decision making stage of Federal -aid project development. • Title IX of the Education Amendments of 1972 Makes financial assistance available to institutions of higher education to: (1) strengthen, improve and, where necessary, expand the quality of graduate and professional programs leading to an advanced degree; (2) establish, strengthen, and improve programs designed to prepare graduate and professional students for public service; and (3) assist in strengthening undergraduate programs of instruction in certain instances. • Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 790, provides that: "(N)o qualified handicapped person shall, solely by reason of his handicap, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity that receives or benefits from Federal financial assistance." (PROHIBITS DISCRIMINATION BASED ON PHYSICAL OR MENTAL. HANDICAP) Source: U.S. Department of Transportation Federal Highway Administration Title VI Handbook Title VI Nondiscrimination in the Federal -Aid Highway Program FHWA Publication No. FHWA-HCR-06-006 75L-52 TITLE VI SURVEY PERSONAL INFORMATION NOTICE Pursuant to the Federal Privacy Act (P.L. 93-579) and due Information Practices Act of 1977 (Civil Code Sections 1798, or seq.), notice is hereby given for the request of personal information by this form. The requested personal information is voluntary. The principal purpose of the voluntary information is to facilitate the processing of this form. The failure to provide all or any part of the requested information may delay processing of this form. No disclosure of personal information will be made unless permissible under Article 6, Section 1798.24 of the IPA of 1977. Each individual has the right upon request and proper identification, to inspect all personal information in any record maintained on the individual by an identifying particular. Direct any inquiries on information maintenance to your IPA Office. Expenditure Authorization (EA) NON-DISCRIMINATION All persons affected by State transportation projects are requested to provide information with regard to race, color, national origin, sex, disability, age or income status. Please check the items below which best describe you and return this form in the enclosed envelope. The furnishing of this information is voluntary. Head of household: Male _Female Age; _ Under 40 41-65 Over 65 Race/Ethnicity: _ White — American Tribe Black Pacific Islander _Hispanic _ Other Asian Language spoken, if other than English: Specify: Are you or any member of your household suffering any physical disability or medical condition? —Yes —No Are you a low-income family? Enclosure —Yes _No 75L-53 TITLE VI DISCRIMINATION COMPLAINT PERSONAL INFORMATION NOTICE Pursuant to the Federal Privacy Act (P,L. 99-579) and the Informalien Pmdlcse Act of 1977 (Civil Code Seddon, 1798 , at seq.), noilm Is hereby given for the request of cro ponsl ln(orecatien by [his form. The requested personal lnformallonlavoluntary. The principal purpose of the volunfary Information is to hardiest the processing of this form. The failure to provide all or any pad of the requested ]nfarmalien may delay processing of this form. No disebsure of personal Intreardbe v411 be used. unleas pmmlealble under Anne fi, Scotian 1798,24 of the NA of 1977. Each individual has the right upon request and proper Identification, to Inspect all personal Information In any record Inalnlainad on the Individual by an identifying patlicular. olrect enY Inauidas on InOnnalba neird.nence to Your IPA once. Name Dist CO BASIS OR DISCRIMINATION Rte Post ❑ RACE ❑ COLOR ❑ NATIONAL ORIGIN ❑ SEX ❑ Diability ❑ Low-bacome ❑ Non-English Speaker Provide dates) and place of alleged discrimination Describe the nature of the action, decision, or conditions of the alleged discrlmination (Attach Extra page. If Necessary) Name of individuals (il'Known) responsible for the action, decision or condition of alleged discrimination Provide supporting information known to complainant in support ofhia/ her allegation Identify possible witnesses whom the complainant believes can provide gusto linformation about this allegation State the action requested by complainant NOTE,: The usn of thc't'itle Vl Discrlminotleu Complaint form is not mandatory. You may submit your cmnpialnt in any form that contains your signature 75L-54 D6-3300 75L-55 U.U. utPARTMENT VP LUMMEH6F Econumim end Stn Ustlw Admin6Uation U.B. GENSUE BUREAU 1, Arabic 2. Armenian 3. Bengali 4. Cambodian 5. Chamorro 6. Simplified Chinese ZTraditional Chinese 8.Croatian 9. Czech 10. Dutch 11. English 12. Farsl ® �1.P.LAt• 6*SU,V Sb Zn0xr ttwurtwCh,p wJu ,gwnwlpu.un�f, h�h �inunuP ltwd' Itwrrtn�f h,g �wJhr17`n: yl� -v 11� � �I � vl <l"'I �.1� Yll"t •�1'I �("1 �— {l uiHSS6u11fi�t1�tffSTSSSa SSSS�fiiB"IS CSSiSS11Ufi1FJ'1 T2S `I El Motka i kahhon ya yangin flntt>ngnu' manaitai pat Unttingnu' knmentos Chamorro. ®pjlte�jL�X' ® Ozna6lte ovaj kvadrati6 ako Mate ili govorite hrvatski jezik. F] Za9krtnete tato kolonku, pokud 6tete a hovoffte 6esky. 7-1 Ms dit vakje Ban als u Nederlands knot lezen of spreken. Mark this box if you read or speak English. D6-3300 75L-55 U.U. utPARTMENT VP LUMMEH6F Econumim end Stn Ustlw Admin6Uation U.B. GENSUE BUREAU 1, Arabic 2. Armenian 3. Bengali 4. Cambodian 5. Chamorro 6. Simplified Chinese ZTraditional Chinese 8.Croatian 9. Czech 10. Dutch 11. English 12. Farsl Cocher ici si vous lisez ou Parlez le frangais. Kreuzen Sic dieses Kastchen an, wenn Sie Deutsch lesen oder sprechen. ❑ ZTIµEubam auto to TrXaiato av 8ta(1&KFTF' pX&•re EXXgvu<&. ❑ Make kazye sa a si ou li oswa on pale kreydl ayisyen. ❑ 37R -TW FF-i�t Zfl� ZIT 'ff UTTr t c7? �V WFU tR ftR5 TY472 I EJ Kos lub voj no yog koj paub twm thiab hail Ins Hmoob. ❑ 7el81je meg ezt a kock4t, ha nteg@rd vagy beszeH a magyar nyelvet. ❑ Markaam daytoy nga kahon no makabasa wenno makasacka iti Rocano. Marchi questa Casella se .legge o parla italiano. :-11 7J14 �;!U -�F- 01 fl] -611 ❑ 2�nuuw2��e�u tjnsinuo�utnd�nw�a�a��. ❑ Prosimy o zamaczenie tego kwadratu, jezzli poslugujc sig Pan/Pani jgzykiem polskim. Economics and 5ta11sOm AdminkYallon 75L-56 US. CENSUS BUREAU 13. French 14, German 15. Greek 16. Haitian Creole 17. Hindi 18. Hmong 19. Hungarian 20. Ilocano 21. Italian 22.Japanese 23. Korean 24. Laotian 25. Polish ❑ Assinale este quadrado se voc81e ou Pala portugues, ❑ insemnati aceastg casula data citiji sau vorbiti rom^aueste. TIOMM,Te OTOT rceappaTlnc, ecmr sbr sirraeTe IT= rosop13Te no-pyccxx. ❑ 06enexcxze osaj tcDagpaTlfh yr<onmtm `CxTaTe mnx roziopxTe cprtcxx jearaR.) 1-1 Oznacte, tento s"tvorcek, ak viete Mafalebo hovorifpo sloveusky. De -3300 75L-57 ILJ, UCYNRI WI9141 W G V M.CA" Eaonomloa and annkIlae AdminWratIon U.S. CENSUS 6UaEAU 26. Portuguese 27. Romanian 28. Russian 29. Serbian 30. Slovak 31. Spanish 32.Tagalog 33. Thai 34.Tongan 35. Ukranian 36. Urdu 37. Vietnamese 38.Yiddish Marque esta casilla si lee o babla espanol. Markahan itong kawadradc knng kayo ay mantnong magbasa o magsalita ng Tagalog. El 1rin�tFlsoauu�uaalu{nan�v�uoauuul{un�1ns, P::Ma a 'i he puha ni kapan 'oku ke lau pe lea fakatonga. ❑ $iMATLTe tato xniTmucy, mago nx vmTaeze a6o roeopmTe yepafxct,xoto MOPOTo. ❑ �, �J Xin danh du vao 6 nay neu qui vi bidt doc va not dtttic Vi¢t NgCt. ❑ .Y)5-r)N U -W) 1*M l7)y»5 -15N 35)N 500vp oY7 17)7» NN3 De -3300 75L-57 ILJ, UCYNRI WI9141 W G V M.CA" Eaonomloa and annkIlae AdminWratIon U.S. CENSUS 6UaEAU 26. Portuguese 27. Romanian 28. Russian 29. Serbian 30. Slovak 31. Spanish 32.Tagalog 33. Thai 34.Tongan 35. Ukranian 36. Urdu 37. Vietnamese 38.Yiddish Form!1t.F1be!A&.1yse Request for Taxpayer Give Form to the (Rev. D4J Identification Number and Certification Depedm send totr„Itonot send to the IRS. Internal Revenue Service I Name (as shown on your income tax return). Name Is required an this line; do not leave this line blank. oi 2 Business name/dlaregarded entity name, If different from above m a 3 Check appropriate box for federal tax classification; check only one of the following seven boxes: 4 Exemptions (.odea apply only to ° m ❑ lndlvidual/sole proprietor or ❑ C Cor oratlon p ❑ 5 Corporation ❑ Partnership ❑ TruaVaatats certain entities, not individuals; see Safe, Instructions es page 3): m e e y, single -member LLC ❑Limited liability company. Enter the tax classification (C=C corporation, 5=S corporation, P.partnarshlp) ► Exempt payee code (if any) `o in Nate. For a single -member LLC that Is disregarded, do not check LLC; check the appropriate box In the line above far Exemption from FATCA repaving the tax classification of the single -member owner, code (If any) u: 5 ❑Other (see Instructions)► Wnre=ro a�mune mm,rcyeda„nrd•m=¢e) !: v 6 Address (number, street, and apt. or suite no.) Requester's name and address (oplbrmll m a m 6 City, state, and ZIP code m N 7 List account numbers) here (optional) Identification Number Enter your TIN In the appropriate box. The TIN provided must match the name given online Ito avoid backup withholding. For individuals, this Is generally your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part] Instructions on page 3. For other entitles, it is your employer identification number (i If you do not have a number, see Now to get a TIN an page 3. Note. If the account Is in more than one name, see the Instructions for line 1 and the chart on page 4 for guidelines on whose number to enter. Under penalties of perjury, I certify that: 1. The number shown on this form Is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and 2. 1 am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all Interest or dividends, or (c) the IRS han notified me that I am no longer subject to backup withholding; and 3. 1 am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA codes) entered on this form (if any) indicating that I am exempt from FATCA reporting Is correct. Certification instructions. You must cross out item 2 above if you have boon notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, Item 2 dam not apply. For mortgage interest paid, acquisition or abandonment of secured properly, cancellation of debt, contributions to an Individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the cerliloation, but you must provide your correct TIN. See the Instructions on page 3. algn Signature of Here u.S.person► Date► General Instructions Section references are loth. Internal Revenue Code unless olhonulas noted. Future developments. Information about developments affecting Form W-9 (such as legislation enacted after we release It) Is at www.1ncgcv//w9 Purpose of Form An individual or entity (Form W-9 requester? who Is required to file an Information return with the IRS must obtain your cahoot taxpayer Identification number (TIN) which may be your social security number ISSN), individual taxpayer identlticatlon number (]TIN), adoption taxpayer identification number (ATI N), or employer ident]flcat]an number (EIN), to report on an Information return the amount paid to you, or other amount reportable an an information return. Examples of Information returns include, but are not limited to, the following: • Form 1099 -INT (Interest earned or paid) • Form 1099 -DIV (dividends, Including those from stocks or mutual funds) • Form 1099-MISC (various types of Income, prizes, awards, or groan proceeds) • Form 1000-B (stock or mutual fund sales and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1 099-K (merchant card and third party network transactions) • Form 1098 (home mortgage Interest), '1098-E (student loan Interesl),109B-T (tuition) • Farm 1099-C (canceled debt) • Form 'I099 -A (acquisition or abandonment of secured Property) Use Form W -S only If you are a U.S. person (including a maiden alien), to provide year correct TIN. If you do not return Form W-9 to the requester with a TIN, you might be sub/cot to backup withholding. See What is backup withholding? on page 2. By signing the fllled-out form, you: 1. Certify that the TIN you are giving Is corract (or you are walling for a number to be issued), 2. Certify that you am not subject to backup withholding, .r 3. Claim exemption from backup withholding if you are a U.S. exempt payee. If applicable, you are also certifying that as a U.S, person, your allocabia share of any partnership Income from a U.S. trade or busineae Is not subject to the withholding tax on foreign partners' share of effectively connected Income, and 4. Certify that FATCA codes) entered on this form (if any) Indicating that you are exempt from the FATCA reporting, is correct. See Wharfs FATCA reporting? on papa 2 for further information. Cat. No, 10201X 75L-58 Foan W-9 (Rev. 12-2014) Farm W-9 (Rev. 12-2014) Note. If you are a U.S. person and a requester gives you aform olhor than Form W-9 to request your Tl N, you must use the requsstsr's form If It Is substantially similar to this Farm W-9. Definition of a U.S, parson. For federal tax purposes, you are considered a U u. person if you are: • Ari Individual who is a U.S. citizen or U.S. resident alien; • A partnership, corporation, company, or association created or organized In the United States or under the laws of the United Slates; • An estate (other than a foreign estate); or • A domestic trust (as defined In 19egulatlone section 301.7701-7). Spooial rules for parin ershlps. Partnerships that conduct a trade or burin ass In the United States are generally required to pay withholding tax under section 1446 on any foralgn partners' share of attentively scheme led taxable income from such business. Further, in certain cases where a Form W -e has not been received, the 81103 under section 1446 requite a partnership to presume that a partner is a foreign person, and pay the section 1446 withholding tax. Therefore, If yen are a U.S. person that is a partner In a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid section 1445 withholding on your share of partnership Income. In the cases below, the following person must give Form W-9 to the partnership for purposes of establishing Its US, status and avoiding withholding on its allocahlc share of net Income from the partnership conducting a trade or bushass In the United States: - In the case of a disregarded entity with a U.S. owner, the U.S. owner of the disregarded entity and not the entity; • In the cane of a grantor trust with a U.S. grantor or other U.S. owner, generally, the U.S. grantor or other U.S, owner of the grantor trust and not the trust; and - In the rase of a U.S. trust (other than a grantor trust), the U.S. trust (other than a grantor trust) and not the beneflefaries of the trust. Foreign person. If you are a foreign person or the U,S. branch of aforeign bank that has elected to be treated as a U.S. person, do not use Form W -g, Instead, use the appropriate Farm W -B or Form 3233 (see Publication 515, Withholding of Tax on Nonresident Aliens- and Foreign Entitias) Nonresident alien who becomes a resident alien, generally, only a nomasldenl alien Individual may use the terms of a tax treaty to reduce or eliminate U.S. tax an certain types of income. However, most tax treaties contain a provision known as a "saving clause." Exceptions specified in the saving clause may permit an exemption from lax to continua for certain types of Income even after the payee has ofherwise become a U.S, rasldant area for tax purposes. If you era a U.S. resident alien who Is retying on an exception contained in the saving clause of atax treaty to claim an exemption from U.S. tax on cattalo types of income, you must atenh a statement to Form W-0 that specifies the following five items: 1. The treaty country. Generally, this must be the some treaty under which you claimed exemption from tax as a nonracial alien. 2. The treaty article addressing the Income. 3. The article number (or location) in the tax treaty that contains the saving clause and Its exceptions. 4. The type and amount of Income that qualifies for the exemption from tax. 5. Sufficient facts to justify the exemption from tax under the terms of the treaty article. Example, Article 20 of the U.S.-China Income tax treaty allows an exemption from lax for scholarship Income received by a Chinese student temporarily present In the United States, Under Us, law, this student will become a resident alien for tax purposes If his or her stay In the United States exceeds 5 calendar years. However, paragraph 2 of the frost Protocol to the U.B.-china treaty (dated April 30, 1964) allows the provisions of Article 20 to continue to apply even alter the Chinos student becomes a resident alien of the United States. A Chinese student who qualifies for this exception (under paragraph 2 of the first protocol and Is relying on this exception to claim an exemption from tax on his or her scholarship or fellowship Income would allach to Form W-9 a statement that Includes the Information described above to support that exemption. If you are a nom'esident alien ora foreign entity, give the requester the appmpdate, completed Form W -B or Farm 8233. Backup Withholding What is backup withholding? Parsons making certain payments to you must under certain conditions withhold and pay to the IRS 28% of such payments. Thin Is called"backup withholding." Payments that maybe subject to backup withholding include Interest, tax-exempt Interest, dividends, broker and barter exchange transactions, rents, royalties, nonemployee pay, payments made in settlement of payment card and third party network transactions, and certain payments from fishing boat operators. Real estate transactions are not subject to backup withholding. You will not be subject to backup withholding on payments you receive If you give the requester your correct TIN, make the proper certifications, and report all your taxable interest and dividends on your tax return. Payments you receive will be subject to backup withholding if: 1. You do not furnish your TIN to the requeater, 2. You do not certify your TIN when required (see the Part II Instructions on page 3 for detalle), 3. The IRS tells the requester that you furnished an incorrect Tl N. 4. The IRS tells you that you aro subject to backup withholding because you did not report all your Interest and dividends on your tax return (for reportable interest and dividends only), or 5, You do not certify to the requester that you are not subject to backup withholding under above (for reportable interest and dividend accounts opened alter 1983 only). Certain payees and payments are exempt from backup withholding. See Exempt payee code on page 3 and the aepurate Instructions for the Requester of Form W-9 for more information. Alan see Special rules fofpartnerships above. What is FATCA reporting? The Foreign Account Tax Compliance Act (FATCA) requires a participating foreign financial institution to report all United States account holders that are specified United States persons. Certain payees aro exempt from FATCA reporting. Seo Exemption from FATCA reporting code on page 3 and the Instructions for the Requester of Form W-9 for more Information. Updating Your Information You must provida updated information to any person to whom you claimed to be an exempt payee if you are no longer an exempt payee and anticipate receiving reportable payments in the future from this person. For example, you may need to provide updated Information ifyou are a C corporation Thal elects to be an 5 corporation, or If you no longer are tax exempt. In addition, you must furnish a new Form W-9 it the name or TIN changes for the account; for example, if the grantor of a grantor trust dies. Penalties Failure to for TIN. If you fall to furnish your correct TIN to a requester, you are subject to a penalty of $50 for each such failure unless your failure Is due to reasonable cause and not to willful neglect. Civil penalty for false information with respect to withholding. If you make a false statement with no reasonable basis that results In no backup withholding, you are subject to a $500 penalty. Criminal penalty forialsifying information. Willfully falsifying cediflcatlons or affirmations may subject you to criminal penalties including fines and/or Imprisonment. Misuse of TINS. If the requester discloses or uses TINS in violation of federal law, the requester may be subject to cMl and criminal penalties. Specific Instructions Line 1 You must enter one of the following on this line; do not leave this line blank. The name should match the name on your tax return, It this Form W -e Is for ajolnt account, list first, and then chole, the name of the person or entity whose number you entered In Part I of Form W-9. a. Individual. Generzlly, enter the name shown on your lax return. If you have changed your last name without Informing the Social Security Administration (SSA) of the name change, enter your first name, the last name as shown on your social security card, and your new last name. Note. ITIN eppitcant: Enter your individual name as It was entered on your Fenn W-7 appllcallon, line ta. This should also be the same as the name you entered on the Form 1 D40/1040A/1040EZ you filed with your application. U, Sala proprietor or single member I.I.C. Enter your individual name as shown on your 1040/1040AII 040EZ on line 1. You may anter your business, trade, or"doing business as" (DBA) name on line 2. c, Partnership, LLC that is n of a single -member LLC, C Corporation, ora corporation. Enter the entity's name as shown an the entity's tax return on line 1 and any business, trade, or USA name on line 2. d. Other entitles. Enter your name as shown on required U.S, federal tax documents on line 1. This name should match the mama shown on the charter or other legal document creating the entity. You may enter any business, trade, or DBA name on line 2. e. Disregarded entity. For U.S. federal tax purposes, an entity that is disregarded as an entity separate from Its owner is treated as a "disregarded entity." See Regulations section 301.7701-2(c)(2)(M). Enter the owner's name on line 1. The name of the entity entered on line 1 should never be a disregarded entity, The name on line 1 should be the name shown on the Income tax return on which the Income should be reported. For example, if aforeign LLG that Is treated as a disregarded entity for U.S, federal tax purposes has a single owner that Is a U.S. person, the U.S. owner's name Is required to be provided on Ilse 1. If the direct owner of the entity is also a dlsrogarded entity, enter the first ownerthat Is not disregarded forfederal tax purposes. Enter the disregarded entity's name on line 2, "Business name/disregarded entity name." If the owner of the disregarded entity is a foreign person, the owner must complete an appropriate Form W-8 Instead of a Form W-9. This is the case even if the foreign person has a U.S. TIN. 75L-59 For W-9 (Rev. 12-2014) Line 2 If you have a business name, trade name, DBA name, or disregarded entity name, you may enter It on line 2. Line 3 Check the appropriate box in line 3 for the U,S. federal tax classification of the person whose name Is entered on line 1. Check only one box in line S. Limited Liability Company (LLC). I1 the name on line 1 Is an LLC treated as a partnership for U,S, federal tax purposes, check the "Limited Liability Company" box and enter "P" In the space provided. If the LLC has Ned Form 8832 or 2553 to be taxed as a corporation, check the "Limited Liability Company" box and In the space provided enter "C" for C corporation or "S" fors corporation. If It is a single -member LLC that Is a disregarded entity, do not check the "Limited Liability Company" box; Instead check the first box in line 3 "Individual/sole proprietor or single-membar LIC." Line 4, Exemptions If you are exempt from backup withholding and/or FATCA reporting, enter in the appropriate space In line 4 any code(s) that may apply to you. Exempt payee coda. Generally. Individuals (Including sole proprietors) are not exempt from backup withholding. 4 Except as provided below, corporations are exempt from backup withholding for certain payments, Including Interest and dividends. . Corporations are not exempt from backup withholding for payments made In settlement of payment card or third party network transactions. Pace 3 'However, the following payments made to a corporation and reportable on Form MD-MISC are not exempt from backup withholding; medical and healthcare payments, attorneys' fees, gross proceeds paid to an attorney reportable under' section 6046(f), and payments for servlcas paid by a federal executive agency. Exemption from FATCA reporting code. The following codes identify payees that are exempt from reporting under FATCA. These codes apply to persons submitting this form for accounts maintained outside of the United States by certain foreign financial Institutions. Therefore, If you are only submitting this farm for an account you hold In the United States, you may leave this field blank. Consult with the person requesting this form If you are premium if the financial Institution Is subject to these requirements. A requester may indicate that a code is not required by providing you with a Form W-9 with "Not Applicable" (or any similar indication) written or printed on the line for a FATCA exemption code. A—An organization exempt from tax under section 501(a) or any Indl i retirement plan as defined In section 7701(a)(37) S—Tire United States or any of its agencies or Instrumentalities C—A stale, the District of Columbia, a U,S. commonwealth or possession, or any of their political subdivisions or Instrumentalities D—A corporation the stock of which Is regularly traded on one or more established securities markets, as described In Regulations section 11472-1(c)(1)(I) E—A corporation that Is a member of the same expanded affillated group as a corporation described in Regulation. section 1.1472,1(c)(1)(1) F—A dealer In securities, commodities, or derivative 1lnanci.l Instruments (Including notional principal contracts, futures, forwards, and options) that Is registered as such under the laws of the United States or any state e investment trust Investment company as defined In section 051 or an entity mes during the tat year underthe Investment Company Act of • Corporations are not exempt from backup withholding with respect to attorneys' Q—A real estat fees or grass proceeds paid to attorneys, and corporations that provide medical or Hlale health care services are not exempt with re—Aregud ritegistered spect to payments reportable on Form —Ane all 1099-MISC. 140 The following codes Identity payees that are exempt from backup withholding. Enter the appropriate code in the space In line 4. 1—An organization exempt from tax under section 501(a), any IRA, or a custodial account under section 403(b)(7) if the account sallsfioe The requirements of section 401 (6(2) 2—The United States or any of Its agencies or Instrumentalities 3—A state, the DhArim of Coklmbla, a U.S. commonwealth or possessloa, or any of their political subdivisions or Instrumentalities 4—A foreign government or any of its political subdivisions, agencies, or Instrumantalltton 5—A corporation 6—A dealer In securities orwmmodltles required to registerin the United Stales, the District of Columbia, or a U.S, commonwealth or possession 7--A futures commission merchant registered with the Commodity Futures Trading Commission S—A real estate Investment trust 9—An entity registered at all times during the tax year under the Investment Company Act of 1640 10—A common trust fund operated by bank under section 584(a) 'Ii —A financial hatit"fl ri 12—A middleman known In the investment community as a nominee or custodian 13—A trust exempt from tax under section 664 or described in section 4847 The following chat shows types of payments that may be exempt from backup withholding- The chart applies to the exempt payees listed above, 1 through 13. IF the payment is for... THEN the payment is exempt far... Interest and dividend payments All exempt payees except for? Broker transactions Exempt payees 1 through 4 and e through 11 and all C corporations. S corporations must not enter an exempt payee code because they are exempt only for sales of noncovered securities acquired prior to 2012. Barter exchange transactions and Exempt payees t through 4 patronage dividends Payments river $600 required to be Generally, exempt payees reported and direct sales over$6,000t 1 through 5' Payments made In settlement of Exempt payees i through 4 payment card orthil'd party network fiewsactlWS I Sao Form 1800-MISO, Miscollaneous Income, and its instructions. I—A common trust fund as defined In section 584(a) J—A bank as defined In section 581 K—A broker L—A trust exempt from tax under aection 664 or described in section 4947(a)(1) M—A tax exempt trust under a section 403(b) plan or section 457(g) plan Note. You may wish to consult with the financial institution requesting this form to determine whether the FATCA code and/or exempt payee code should be completed. Line 5 Enter your address (number, atreei, and apartment or suite number). This Is where the requester at this Form W-9 will mall your Information returns. Line 6 Enter your city, state, and ZIP code, Part I. Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. If you are a resident alien and you do not have and are not eligible to get an SSN, your TIN is your IRS individual taxpayer identification number (ITIN). Enter it in the social security number box. If you do not have an TIN, see How to gets TIN below. If you are a sole proprietor and you have an FIN, you may enter either your SSN or EIN. However, the IRS prefers that you use your SSN. Tryon are a single -member LLC that Is disregarded as an entity separate from its owner (see Limited Llabiltty Company (LLC) on this page), enter the owner's SSN (or EIN, If the owner has one). Do not enter the disregarded entity's FIN, if the LLC Is classifisd as a corporation or partnership, enter the entity's EN. Note. See the chart on page 4 for further clariflcatlen of name and TIN combinations. How to get a TIN. If you do not have a TIN, apply for one immediately. To apply for an SSN, get Farm 55-6, Application for a Social Security Card, from your local SSA offfco or get this form online at wwwasegov. You may also get this to" by tailing 1 -Boa -7721213. Use Form W-7, Application for IRS Individual Taxpayer Identification Number, to apply for an ITIN, or Form SSA, Application for Employer Identifleatlon Number, to apply for an EIN. You can apply for an FIN online by accessing the IRS website at www.hp.gov/bmbhesaoa and clicking on Cmployer Identification Number (Elf undo)Starting a Business. You car, gat Forms W-7 and SS -4 from the IRS by visiting IRS.gov or by calling 1 -800 -TAX -FORM (1-000-829-3676), If you are asked to complete Form W-9 but do not have a TIN, apply for aTIN and write "Applied For" In the space for the TIN, sign and data the form, and give it to the requester. For Interest and dividend payments, and certain payments made with respect to readily tradable Instruments, generally you will have 60 days to get aTIN and give it to the requester haforo you aro subject to backup withholding on payments. The 60 -day ITi does not apply to other types of payments. You will he subject to backup withholding on all such payments until you provide your TIN to the requester, Note. Entering "Applied For" means that you have already applied far aTIN or that you intend to apply for ane soon. Caution: A disregarded U,S, artily that has a foreign owner must use file appropdato Form W -g. 75L-60 Form W-9 (flew. Part II. Certification To establish to the withholding agent that you are a U.S. parson, or resident ellen, sign Form W-9. You may be requested to sign by the withholding agent even If Items 1, 4, or 5 below Indicate otherwise. Fora joint account, only the person whose TIN Is shown In Pad I should sign (when required). In the case of a disregarded entity, the person identified on line 1 must sign. Exempt payees, see Exempt pays, code earlier. Signature recall ements. Complete the certification as Indicated In items 1 Gar huge 5 below. 1, Interest, dividend, and barter exchange accounts opened before 1084 and broker accounts considered active during 1083. You must give your correct TIN, but you do hot have to sign the certification. 2. Interest, diagram it, broker, and barter exchange accounts ape nod after 1903 and broker accounts considered Inactive during 1883. You must sign the .edification or backup withholding will apply. If you are subject to backup Withholding and you are merely providing your correct TIN to the roqusses, you must cross out item 2 in the can ficallen before signing the fens. 3. Real estate transactions, You must sign the certification. You may crass out item 2 of the mini fication. 4, other payments. You must give your correct TIN, but you do not have to sign the c milfloollon unless you have been notified that you have previously given an Incorrect TIN. "Other payments' Include payments made In the course of the requester's trade or business for rents, royalties, goods (other than bills for merchandise), medical and health care services (Including payments to corporations), payments to a nonemployee for services, payments made In settlement of payment card and third party network transactions, payments to certain fishing boat crew members and fishermen, and gross proceeds paid to attorneys (finciudfng paymems to corporations). A. Mortgage interest paid by you, acquisition or abandonment of secured property, cancellation of debt, qualified tuition program payments (under section 529), IRA, Coverdell ESA, Archer MSA or HSA contributions or distributions, and pension distributions. You must give your correct TIN, but you do not have to sign the certification. What Name and Number To Give the Requester For this type of account; ' Give name and SSN of: 1. Individual Th. Individual 2. Two or mora Individuals Coln The actual owner of the account or, account) It combined funds, the first Individual an the account' 3. Custodian account of a minor The minor' (Uniform Gift to Minors Act) 4, a. The usual revocable savings The granter -trustee' treat (grantor Is Was trustee) On. So-called trust account that is The actual owner net a legal or valid Most under state law 5. Sole proprlelorehlp or disregarded The aware entity owned by an individual 5. Granter trust filing under Optional The orshor' Foran 1080 Filing Method 1 (see Regulations section 1.671-4(b)(2)O (A)) For this type of awounC Give name and EIN of: 7. Disregarded entity not owned by an The owner Individual B. Avalid trust, estate, of pension trust Legal entity' 8. Corporation or LLG electing Tha carpormlon corporate status on Form 8832 or Form 2553 10. Association, club, adulous. The organization charitable, educatlanal, orothertax- exempt organtertlon 11. Partnership or multi -member LLC The partnership 12. A broker or registered narninee The broker or nominee 13. Account with the Department of The public entity Agriculture in the name of a public entity (such as a state or local government, school district, or prison) that recelve , agricultural program payments 14. Grantor trust filing under the Form The trust 1041 Filing Method or the Optlonal Farm 1000 Filing Method 2 (see Regulations section 1.67'1-4(b)(2)@ IS)) List first and circle the name of the person whew number you Nrnbh. If only one person on a joint account has an SSN, that aware number must bz Nehhhed, ° chain the minor's name and furnish the minor'. SSN. Page 4 You must show your Indbidual name and you may also enter your business or DBA name on the"9usln,cs namelearegarded entity" name 11110. YOU may use either your SSN or HIS Of you have ono), huh the IRS encourages you to use your SSN. ° Llst Nat and clecle the name of tho trust, estate, or season trust. (Do Itat (urniare the TIN of the personal repreconlatSe or hushes unless the legal entity Itself fe not designated inthe account hila.) Alan sac Spacial to. I.,rnamon bi oa page 2. "Note. Grantor also .,,at P,.aide a Form W -a to Wstre of trust. Net.. Van name Is circled when morethan one name is listed, the number will be considered to be that of the flesh name listed. Secure Your Tax Records from identity Theft Identity theft acctim when someone uses your personal Information such as your name, SSN, or other Identifying Information, without your permission, to commit fraud or other crimes. An identity thief may use your SSN to got Sieh or may file a tax return using your SSN to receive a refund. To reduce your rlsic • Protect your SSN, • Ensure your employer Is protecting your SSN, and • Be careful when choosing a tax preparer. If your tax I'cracks are affected by Identity theft and you receive a notice from the IRS, respond right away to the name and phone number printed on the IRS notice or letter. If your tax records are not currently affected by identity theft but you think you ore at risk due to a lost ar stolen purse or wallet, questiar ie credit cam activity or credit report, contact the IRS Identity Theft Hotline at 1-800-908-4480 or submit Farm 14039. For more Information, see Publication 4535, Identity Theft Prevention and Victim Assistance. victims of Identity theftwho are experiencing economic harm are system problem, or are seeking help in reaoiving tax problems that have not been resolved through normal channels, may be eligible for Taxpayer Advocate Service (TAS) ...Islands. You can reach TAS by calling the TAS toll-free owe Intake line at 1-877-777-4778 or TTY(TDD 1-800-829-4059. Protect yoursalffrom suspicious email, at phishing schemes. Phishing is the creation and use of Small and websites designed to mimic legilimata business .mails and websites. The most common act Is sending an email to a user falsely claiming to be an established legitimate enterprise In an attempt to scam the user Into surrendering private Information that will be used for Identity theft. Th. IRS does not Initiate contacts with taxpayers via smalls. Also, the IRS does not request personal detailed Information through email or ask taxpayers for the PIN numb ars, passwords, or similar secret access Information for their credit card, bank, or other financial accounts. If you receive an unsolicited email claiming to be from the IRS, forward this message to phishingaurs,gov. You may also report misuse of the IRS name, logo, or other IRS property to the Treasury Inspector General for Tat Administration (TIGTA) at 1-800-388-4484. You can forward suspicious emails to the Federal Trade Commission at: spam®uca.gov or contact them at www.fte.gota idthelt or '1-877-I0THEFT (1-877-438-4338). Visit IRS.gov to learn more about Identity theft and how to reduce your risk. Privacy Act Notice Section 6100 of the Internal Revenue Coda requires you to provide your carrect TIN to persons (Including federal agencies) who are required to file Information returns with the IRS to report Interest, dividends, or certain other Income paid to you; mortgage Interest you paid; the acquisition or abandonment of secured property; the cancellation of debt; or contributions you made to an IRA, Archer MSA, or RSA. The parson collecting this form uses the Information on the fore to file Information returns with the IRS, reporting the above Informatlon. Routine uses of this Information include giving It to the Department of Justice for civil and criminal litigation and to titles, states, the District of Columbia, and U.S. commonwealths and possessions for use in administering their laws. The Information also may be declared to other countries under treaty, to fe ke ft and state agencies to enforce civil and criminal laws, or to federal law enforcement and Intelligence agencies to combat terrorism. You must provide your TIN whether or not you are required to file a tax return, Under Sharon 3406, payers must generally withhold a percentage of taxable interest, dividend, and certain other recommits to a payee who does not give aTIN to the payer. Certain penalties may also apply for providing false or fraudulent Information. 75L-61 6/20/17 RESOLUTION NO. 2017 -XXX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA FINDING AND DETERMINING THAT THE PUBLIC INTEREST, CONVENIENCE AND NECESSITY REQUIRE THE ACQUISITION OF CERTAIN REAL PROPERTY LOCATED WITHIN THE CITY OF SANTA ANA AT 2240 S. BRISTOL STREET (APN 408-471-06) FOR THE BRISTOL STREET WIDENING PROJECT BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1. On June 20, 2017, the City Council of the City of Santa Ana, after written notice duly provided to all those claiming ownership in the property described hereafter, as they appeared on the last equalized County assessment roll, held a hearing pursuant to Code of Civil Procedure section 1245.235 for the purpose of allowing the owners thereof a reasonable opportunity to be heard on the following matters: A. Whether the public interest or necessity requires the project; B. Whether the project is planned or located in a manner which is most compatible with the greatest public good and the least private injury; C. Whether the property proposed to be acquired is necessary for the project; D. Whether the offer required by Government Code section 7267.2 has been made; E. Whether the City has complied with all conditions and statutory requirements necessary to exercise the power of eminent domain to acquire the property described herein, as well as any other matter regarding the right to take said property by eminent domain; and F. Whether the City has statutory authority to acquire the property by eminent domain. Section 2. The City Council has, as a result of its consideration and the evidence presented at the hearings on this matter, and in accordance with the California Environmental Quality Act ("CEQA") and the State CEQA Guidelines, determined that the proposed project has been adequately evaluated in the previously prepared Environmental Impact Report/Environmental Impact Statement EIR No. 89-01 and all subsequent addenda. In accordance with National Environmental Policy Act, an Environmental Assessment document with a Finding of No Significant Impact was prepared for the proposed project and approved by the California Department of Transportation and Federal Highway Administration in 2011. Exhibit 3 Resolution No. 2017 -XXX Page 1 of 6 75L-62 On the basis of this review, the City Council finds that there is no evidence from which it can be fairly argued that the Project will have a significant adverse effect on the environment. Section 3. Pursuant to Title XIV, California Code of Regulations ("CCR") § 753.5(c)(1), the City Council has determined that, after considering the record as a whole, there is no evidence that the proposed project will have the potential for any adverse effect on wildlife resources or the ecological habitat upon which wildlife resources depend. The proposed project exists in an urban environment characterized by paved concrete, roadways, surrounding buildings and human activity. Therefore, pursuant to Fish and Game Code § 711.4(c)(2)(A) and Title XIV, CCR § 753.5(a)(3), the payment of Fish and Game Department filing fees is not required in conjunction with this project. Section 4. The City of Santa Ana hereby finds and determines each of the following: A. The public interest and necessity require the proposed project. B. The proposed project is planned or located in the manner that will be most compatible with the greatest public good and least private injury. C. The property located at 2240 S. Bristol Street (APN 408-471-06), as described in Exhibit A and graphically depicted in Exhibit B, is necessary for the proposed project. D. The offer required by Section 7267.2 of the California Government Code was made. Section 5. The City hereby finds, determines and declares that the public interest, convenience and necessity require the acquisition by the City of the property described in Section 4 above, including any and all leaseholds and related improvements, for the purposes of Phase 4 of the Bristol Street Widening Project ("Project'). The location of the Project is between Warner Avenue and St. Andrew Place for the widening of Bristol Street. Included in the project will be street pave -out, and the installation of concrete curbs, gutters, and sidewalks in a manner which will be most compatible to the greatest public good and the least private injury. Section 6. The taking of the interest in the property described in Section 4 above is necessary for the public right of way and is authorized by Section 19 of Article I of the California Constitution; Section 200 of the Santa Ana Charter; Santa Ana Municipal Code section 41-781; California Code of Civil Procedure sections 1240.010, 1240.110; California Government Code sections 37350.5 and 40404; California Streets and Highways Code sections 5101, 5101.5, 5102; and other applicable law. Resolution No. 2017 -XXX Page 2 of 6 75L-63 6/20/17 Section 7. The City hereby declares that it is the intention of the City of Santa Ana to acquire in its name, in accordance with the provisions of the laws of the State of California with reference to condemnation procedures, all interests in and to the property described in Section 4 above. Section 8. If any of the property described in Section 4 above has been appropriated for some public use, the public use to which it is to be applied and taken under this proceeding is a more necessary and paramount public use. Section 9. The property described in Section 4 above is located within the City of Santa Ana, County of Orange, State of California, and is more particularly described in Section 4 hereof. Section 10. The City of Santa Ana is authorized to acquire by eminent domain as provided in the California Code of Civil Procedure, Section 11. The City Attorney is hereby authorized and directed to prepare, institute and prosecute in the name of the City such proceedings, in the proper court having jurisdiction thereof, as may be necessary for the acquisition of the interests in the property described in Section 4 above. The City Attorney is also authorized and directed to obtain a necessary order of immediate possession and occupancy of such property, at the discretion of the City Attorney. Section 12. This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of the Council shall attest to and certify the vote adopting this Resolution. ADOPTED this day of 2017. APPROVED AS TO FORM: Sonia A. Carvalho, City Attorney By: L 19/, fA, 1- J M. Funk Assistant City Attorney Miguel A. Pulido Mayor 75L-64 Resolution No. 2017 -XXX Page 3 of 6 AYES: Councilmembers: NOES: Councilmembers: ABSTAIN: Councilmembers: NOT PRESENT: Councilmembers: CERTIFICATE OF ATTESTATION AND ORIGINALITY I, MARIA D. HUIZAR, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2017 -XXX to be the original resolution adopted by the City Council of the City of Santa Ana on Date: Resolution No. 2017 -XXX Page 4 of 6 Clerk of the Council City of Santa Ana 75L-65 f EXHIBIT A LEGAL DESCRIPTION Real property In the City of Santa Ana, County of Orange, State of Callfoinla, described as fellows: THAT PORTION OF SECTION 23, TOWNSHIP 5 SOUTH, RANGE 10 WEST IN THE LAND ALLOTTED TO F.W. KOLL IN DECREE OF PARTITION OF THE RANCHO SANTIAGO OE SANTA ANA, RECORDED IN BOOK B OF JUDGEMENTS OF THE 17TH JUDICIAL DISTRICT COURT OF CALIFORNIA, IN THE CITY OF SANTA ANA, COUNTY OF ORANGE, STATE OF CALIFORNIA, DESCRIBED AS FOLLOWS: BEGINNING AT A POINT ON A LINE PARALLEL WITH AND NORTHERLY 52.00 FEET FROM THE SOUTH LINE OF SAID SECTION 23, AS SHOWN ON A MAP TRACT NO. 2207, RECORDED IN BOOK.62 PAGES 23 AND 24, OF MISCELLANEOUS MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, SOUTH 89° 48' 45" WEST 192.00 FEET THEREON FROM THE EAST LINE OF SAID SECTION AS SHOWN ON SAID MAP; THENCE NORTH 00 10' 45" EAST 150.00 FEET PARALLEL WITH SAID EAST LINE; THENCE NORTH 89° 48' 45" EAST 150.00 FEEL' PARALLEL WITH SAID SOUTH LINE TO A LINE PARALLEL WITH AND WESTERLY 42.00 FEET FROM SAID EAST LINE; THENCE SOUTH 0° 10' 45" WEST 125.16 FEET ALONG SAID LAST MENTIONED PARALLEL LINE TO THE BEGINNING OF A TANGENT CURVE CONCAVE NORTHWESTERLY AND HAVING A RADIUS OF 25.00 FEET; THENCE SOUTHWESTERLY 39.11 FELT ALONG SAID CURVE THROUGH A CENTRAL ANGLE OF 89° 38'00" TO THE POINT OF TANGENCY WITH SAID FIRST MENTIONED PARALLEL LINE; THENCE SOUTH 89° 48'45" WEST 125.16 FEET TO THE POINTOF BEGINNING. EXCEPT THEREFROM THE INTEREST RESERVED TO THE CITY OF SANTA ANA OF THE ADJOINING STREETS BY GRANT DEED RECORDED JUNE 13, 1980 AS INSTRUMENT NO, 13622 IN BOOK 13634, PAGE 170 OF OFFICIAL RECORDS, ALSO EXCEPT THEREFROM ALL OIL, GAS, WATER AND MINERAL RIGHTS WITHOUT, HOWEVER, THE RIGHT TO USE THE SURFACE OF SAID LAND OR ANY PORTION THEREOF TO A DEPTH OF 500 FEET BELOW THE SURFACE THEREOF FOR THE EXTRACTION OF SUCH OIl., GAS, WATER OR MINERALS, AS RESERVED TO THE CITY OF LOS ANGELES BY GRANT DEED RECORDED JUNE 1.3, 1980 AS INSTRUMENT NO. 13622 IN BOOK 13634, PAGE 170 OF OFFICIAL RECORDS. APN: 408-471-06 75L-66 6120117 Resolution No. 2017 -XXX Page 5 of 6 33 _ � t.,r se ...0( 2§Ayp��pf9.�^1: yp^23pLp^9i J 2M� 8 5111 ;gym L] Resolution No, 2017 -XXX Page 6 of 6 7 —IVAHNER 4 y4Vf'NUF i/t c Ino 22 41x.19 75L-67 75L-68 wo IDA lOwgi 75L-69 06/15/2017 THU 10118 FAX Clerk of the Council City of Santa Ana, City Hall 20 Civic Center Plaza, M-30 Santa Ana, CA 92702 Facsimile: 714-647-6956 0001/001 PETERSON LAW GROUP 2g17 jljN 15 PROFESSIONAL CORPORATION SUITE 19800MACARTHURUR13OULEVARD CITY OF SAWA ANA ACLERK OJ„ C,C1li C,#� IRVINE, CALIFORNIA 92612 TELEPHONE (949) 955-0127 FACSIMILE (949) 955-9007 June 15, 2017 Via Personal Delivenf and Facsimile Re: Hearing on Resolution of Necessity — Vicale LLC and Alda South, LLC Bristol Street Widening Project APN 408-471-06 2240 S. Bristol Street, Santa Ana, CA ("Subject Property") Dear Members of the City Council: This office represents Vicale LLC and Alda South, LLC, owners of the Subject Property. Request is hereby made that this letter be made part of the record, and that we be given the opportunity to be heard at the hearing on the Resolution of Necessity. Vicale LLC and Alda South, LLC do not challenge the Resolution of Necessity for the Subject Property. However, the prelitigation offer pursuant to section 7267.2 of the California Government Code is inadequate and does not rise to the fair market value standard. The offer reflects a depression in the surrounding area caused by the project, and thus the offer is project influenced, We look forward to working with the City in reaching a fair and just resolution of the acquisition of the Subject Property that complies with the fair market value standard. CDP; d Very truly y Y- Christopher l D. Peterson 75L-70