HomeMy WebLinkAbout25C - AGMT - ENVIRONMENTAL SRVS CONSULTANTSREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
OCTOBER 3, 2017
TITLE:
APPROVAL OF QUALIFIED CONSULTANTS
TO PROVIDE ENVIRONMENTAL
SERVICES ON AN AS -NEEDED BASIS TO BE
FUNDED BY DEVELOPER
(STRATEGIC PLAN NO. 3,3)
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:.
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on I� Reading
❑ Ordinance on 2nd Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
Authorize the City Manager and Clerk of the Council to execute agreements, as provided in the
attached template, approved to form by the City Attorney's Office, with no substantive changes,
to engage each of the 31 environmental firms listed below to provide on-call environmental
services and related technical studies for the Planning & Building Agency at the fees set forth in
their responses to Request for Qualifications No. 17-043. Any environmental firm not included as
part of the list below will not be subject to approval by this specific authorization by the City
Council. The pre -qualified list is valid for a period of three years, subject to non -substantive
changes approved by the City Manager and City Attorney.
Consultants:
AECOM Technical Services, Inc.
Annealta Group
Architectural Resources Group, Inc.
CAA Planning, Inc.
Chamber Group Inc.
Circlepoint
CSG Consultants, Inc.
De Novo Planning Group
Dudek
ECORP Consulting, Inc.
Environmental Science Associates (ESA)
Environment Planning Development
Solutions, Inc. (EPD Solutions, Inc.)
Evan Brooks Associates
FCS International, Inc. (FirstCarbon Solutions)
Greenwood and Associates
Helix Environmental Planning, Inc.
ICF Jones & Stokes, Inc. (ICF)
Infrastructure Engineering Corporation (IEC)
Kimley Horn and Associates, Inc.
LSA Associates, Inc.
Michael Baker International
Moore, lacofano, Goltsman, Inc. (MIG)
Phil Martin & Associates, Inc.
PlaceWorks, Inc.
Renee Escario DBA RE Consulting
Rincon Consultants, Inc.
Sagecrest Planning and Environmental, LLC
T & B Planning, Inc.
UltraSystems Environmental Inc.
Urban Crossroads, Inc.
Veneklasen Associates, Inc.
25C-1
Environmental Consultant Agreements
October 3, 2017
Page 2
DISCUSSION
In October 2014, the City Council approved a list of consultants that were qualified to assist staff
and developers in the preparation of environmental documents and related technical studies.
The list was approved for a period of three years.
In June 2017, in anticipation of the lists expiration, the City Council authorized staff to distribute a
Request for Qualifications for any and all work efforts related to the California Environmental
Quality Act and the National Environmental Policy Act, technical studies, and/or planning
services. The Planning Division received Statement of Qualifications from 33 firms in response
to the Request for Qualifications. The proposals were reviewed for adequacy, evaluated based
on the criteria in the RFQ and compiled into a list of qualified firms. One firm did not provide the
submittal requirements listed in the RFQ and one firm has since closed. The pre -qualified list is
for on-call environmental consultants, the Planning Division is not establishing a list of
consultants for planning services at this time.
If a development project requires an environmental analysis, the developer is given the option to
select a firm from the pre -qualified list or if the developer does not have a preferred firm, the City
can obtain proposal from five firms on the pre -qualified list to provide to the developer to choose
from. Upon request, the developer may be provided the scope of work and fee rates of the
consultant firms prior to selection. The developer is required to submit payment to the City for
the full cost of the contracted service plus 10 percent for administrative services. Upon receipt of
payment from the developer the City, as the lead agency, will execute a side letter Agreement to
Provide On -Call Environmental Services. When the environmental analysis is completed, the
City will pay the consultant for work completed out of the pass through account. Selecting a
consultant from a pre -approved list eliminates the need to circulate a Request for Proposal,
reducing the time it takes to hire a consultant and streamlining the entitlement process.
It is recommended that the consultant list be approved due to the technical expertise that the
firms possess in providing environmental and planning services.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's effort to meet Goal #3 - Economic Development,
Objective #3 (Promote a solutions -based customer focus in all efforts to facilitate development
and investment in the community).
25C-2
Environmental Consultant Agreements
October 3, 2017
Page 3
FISCAL IMPACT
Environmental Inspection Review (EIR) Services
Fees for environmental services are collected from the developer before a consultant begins to
work and are deposited into EIR Review Fees revenue account (no. 05316002-53607). In
addition, 10 percent administrative fees will be deposited into EIR Review Administration Fee
account (no. 01116002-53607). Development projects will be given activity numbers to track the
budget by the Planning & Building Agency and upon completion of the work, funds are expended
from 05316021-62308 account to pay consultants for their services.
Effective October 3, 2017, Environmental Inspection Review deposit of $52,000.00 for the
Hampton Inn Project on fund 09801001-24035 will be transferred to the City Services Fund
(05316002-53607) and the corresponding/related expenditures will also derive from the City
Services Fund (05316021-62308).
The Planning and Building Agency will monitor the above -referenced revenues to be received on
a monthly basis, to ensure sufficient appropriation is available to facilitate timely payments to the
vendors providing the said service.
APPROVED AS TO FUNDS AND ACCOUNTS:
Candida Neal Francisco Gutierrez
Acting Executive Director Executive Director
Planning and Building Agency Finance & Management Services Agency
SK:rb
S:RFCA%10-03-17TRFCA APPROVAL OF CEOA Consultants.=
Exhibit: 1. Approved to Form (Template) — Agreement to Provide On -Call Environmental
and Planning Services Related to CEQA and NEPA
25C-3
25C-4
AGREEMENT TO PROVIDE ON-CALL
ENVIRONMENTAL SERVICES
RELATED TO CEQA AND NEPA
THIS AGREEMENT is made and entered into this 3rd day of October, 2017 by and between
Click dere to enter text. ("Consultant"), and the City of Santa Ana, a charter city and municipal
corporation organized and existing under the Constitution and laws of the State of California
("City").
RECITALS
A. On June 7, 2017, the City issued Request for Qualification No. 17-043, by which it
sought Consultants to provide on-call environmental services for the Planning and
Building Agency of the City of Santa Ana. The scope of work may include any and
all work efforts related to analysis of a proposed project for compliance with
California Environmental Quality Act (CEQA) and National Environmental Policy
Act (NEPA). This may include preparation of required technical studies, peer
review of technical studies prepared by others, preparation of Initial Studies,
Negative Declarations, Mitigated Negative Declarations, Environmental Impact
Reports, Environmental Assessments, Environmental Impact Statements services
on an as -needed basis.
B. Consultant submitted a responsive proposal that was among those selected by the
City. Consultant represents that it is able and willing to provide the services
described in the scope of work that was included in RFQ No. 17-043 and attached
as Exhibit A.
C. Consultant has been selected as one of the thirty-one (3 1) vendors which qualified
for this engagement. Only those consultants approved by the City Council on
October 3, 2017, shall be eligible to be engaged by the City for these services.
D. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably
be expected from a professional contracting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
On an as -needed basis, and at the sole discretion of City, Consultant shall perform the
services that are described in Exhibit A. Consultant's proposal is incorporated by reference as
though fully set forth herein. When the need for services arise, City may initiate services through
use of a letter agreement, executed by the Executive Director of the Planning and Building Agency
and the Consultant.
EXHIBIT 1
P5U=
2tt
2. COMPENSATION
a. City neither warrants nor guarantees any minimum or maximum compensation to
Consultant under this Agreement. Consultant shall be paid only for actual services
performed -under this Agreement at the rates and charges identified in Exhibit B.
The total compensation for services provided for development projects is
determined upon submission of payment to the City for the full cost of the services
from a developer. The Consultant shall perform the services and when the
environmental report is completed, the City will pay the consultant for the
completed work based upon the costs paid to the City by the developer, minus
administrative costs.
b. Payment by City shall be made within forty-five (45) days following receipt of
proper invoice evidencing work performed, subject to City accounting procedures.
Payment need not be made for work which fails to meet the standards of
performance set forth in the Recitals and Scope of Work, which may reasonably be
expected by City.
3. TERM
This Agreement shall commence on the date first written above and continue for three (3)
years, unless terminated earlier in accordance with Section 17, below. The term of this Agreement
may be extended upon a writing executed by the City Manager and the City Attorney.
4. PREVAILING WAGES
Consultant is aware of the requirements of California Labor Code Section 1720, et seq.,
and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq.,
("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the
performance of other requirements on "public works" and "maintenance" projects. If the services
being performed are part of an applicable "public works" or "maintenance" project, as defined by
the Prevailing Wage Laws, and the total compensation is $1,000 or. more, Consultant agrees to
fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the
City, its elected officials, officers, employees and agents free and harmless from any claim or
liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws.
5. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City, This Agreement is not intended nor shall
it be construed to create an employer-employee relationship, a joint venture relationship, or to
allow the City to exercise discretion or control over the professional manner in which Consultant
performs the services which are the subject matter of this Agreement; however, the services to be
provided by Consultant shall be provided in a manner consistent with all applicable standards and
regulations governing such services. Consultant shall pay all salaries and wages, employer's social
Page 2 of 11
25C-6
security taxes, unemployment insurance and similar taxes relating to employees and shall be
responsible for all applicable withholding taxes.
6. OWNERSHIP OF MATERIALS
This Agreement creates a non-exclusive and perpetual license for City to copy, use,
modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property
embodied in plans, specifications, studies, drawings, estimates, and other documents or works of
authorship fixed in any tangible medium of expression, including but not limited to, physical
drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or
caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant
shall require all subcontractors to agree in writing that City is granted a non-exclusive and
perpetual license for any Documents & Data the subcontractor prepares under this Agreement.
Consultant represents and warrants that Consultant has the legal right to license any and all
Documents & Data. Consultant makes no such representation and warranty in regard to
Documents & Data which were provided to Consultant by the City. City shall not be limited in
any way in its use of the Documents and Data at any time, provided that any such use not within
the purposes intended by this Agreement shall be at City's sole risk.
7. INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall maintain
and shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Consultant shall maintain commercial
general liability insurance naming the City, its officers, employees, agents,
volunteers and representatives as additional insured(s) and shall include, but not be
limited to protection against claims arising from bodily and personal injury,
including death resulting therefrom and damage to property, resulting from any act
or occurrence arising out of Consultant's operations in the performance of this
Agreement, including, without limitation, acts involving vehicles. The amounts of
insurance shall be not less than the following: single limit coverage applying to
bodily and personal injury, including death resulting therefrom, and property
damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the
aggregate. Such insurance shall (a) name the CITY, its officers, employees, agents,
volunteers and representatives as additional insured(s); (b) be primary with respect
to insurance or self-insurance programs maintained by the CITY; and (c) contain
standard separation of insureds provisions.
b. Business automobile liability insurance, or equivalent form, with a combined single
limit of not less than $1,000,000 per occurrence. Such insurance shall include
coverage for owned, hired and non -owned automobiles.
C. Worker's Compensation Insurance. In accordance with the California Labor Code,
Consultant, if Consultant has any employees, is required to be insured against
liability for worker's compensation or to undertake self-insurance. Prior to
commencing the performance of the work under this Agreement, Consultant agrees
Pa e3 of 11
29C-7
to obtain and maintain any employer's liability insurance with limits not less than
$1,000,000 per accident.
d. If Consultant is or employs a licensed professional such as an architect or engineer:
Professional liability (errors and omissions) insurance, with a combined single limit
of not less than $1,000,000 per claim with $2,000,000 in the aggregate.
e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
(i) Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement.
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved by the City.
(iii) Certificates and policies shall state that the policies shall not be cancelled
or reduced in coverage or changed in any other material aspect, by
consultant, without thirty (30) days prior written notice to the City.
(iv) Consultant shall supply City with a fully executed additional insured
endorsement.
If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to fumish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Consultant's right to be paid for its time and materials expended prior to notification
of termination. Consultant waives the right to receive compensation and agrees to
indemnify the City for any work performed prior to approval of insurance by the
City.
8. INDEMNIFICATION
Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers,
agents, employees, consultants, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for
personal injury, including death, and claims for property damage, which may arise from the
negligent operations of the Consultant or its Consultants, subcontractors, agents, employees, or
other persons acting on their behalf which relates to the services described in section 1 of this
Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution,
judicial or equitable relief is due by reason of the terns of or effects arising from this Agreement.
This indemnity and hold harmless agreement applies to all claims for damages, just compensation,
restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the
events referred to in this Section or by reason of the terms of, or effects, arising from this
Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the
Page 4 of 11
25C-8
defense of the City, including fees and costs for special counsel to be selected by the City,
regarding any action by a third party challenging the validity of this Agreement, or asserting that
personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal
or property rights arises by reason of the terms of, or effects arising from this Agreement. City
may make all reasonable decisions with respect to its representation in any legal proceeding.
Notwithstanding the foregoing, to the extent Consultant's services are subject to Civil Code
Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section
2782.8, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful
misconduct of the Consultant.
9. INTELLECTUAL PROPERTY INDEMNIFICATION
Consultant shall defend, indemnify and hold harmless the City, its officers, agents,
representatives, and employees against any and all liability, including costs, and attorney's fees,
for infringement of any United States' letters patent, trademark, or copyright contained in the work
product or documents provided by Consultant to the City pursuant to this Agreement.
10. RECORDS
Consultant shall keep records and invoices in connection with the work to be performed
under this Agreement. Consultant shall maintain complete and accurate records with respect to
the costs incurred under this Agreement and any services, expenditures, and disbursements
charged to the City for a minimum period of three (3) years, or for any longer period required by
law, from the date of final payment to Consultant under this Agreement. All such records and
invoices shall be clearly identifiable. Consultant shall allow a representative of the City to
examine, audit, and make transcripts or copies of such records and any other documents created
pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all
work, data, documents, proceedings, and activities related to this Agreement for a period of three
(3) years from the date of final payment to Consultant under this Agreement.
11. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Consultant agrees that
it shall not use or disclose such information except in the performance of this Agreement, and
further agrees to exercise the same degree of care it uses to protect its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include all
nonpublic information. Confidential information includes not only written information, but also
information transferred orally, visually, electronically, or by other means. Confidential
information disclosed to either party by any subsidiary and/or agent of the other party is covered
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any
information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the
Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant
without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e)
is independently developed by the Consultant without reference to information disclosed by the
City.
20LO
12. CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interest and shall not have interests, direct or
indirect, which would conflict in any manner with performance of services.
13. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement
shall be in writing and shall be deemed to be properly given if delivered in person or mailed by
first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in
the manner provided in this Section, to the following persons:
To City: Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O, Box 1988
Santa Ana, CA 92702-1988
Fax: 714- 647-6956
To Consultant:
Executive Director
Planning and Building Agency
City of Santa Ana
20 Civic Center Plaza (M-21)
P.O. Box 1988
Santa Ana, CA 92702
Fax: 714-647-5897
Click here to enter text.
A party may change its address by giving notice in writing to the other party. Thereafter,
any communication shall be addressed and transmitted to the new address. If sent by mail,
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by fax, communication shall be effective or deemed to have
been given twenty-four (24) hours after the time set forth on the transmission report issued by the
transmitting facsimile machine, addressed as set forth above. For purposes of calculating these
time frames, weekends, federal, state, County or City holidays shall be excluded.
14. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant regarding the subject matter herein, and supersedes any and all other agreements, oral
or written, between the parties. In the event of a conflict between the terms of this Agreement and
any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be
Page 6 of 11
25C-10
modified except by written instrument signed by the City and by an authorized representative of
Consultant. The parties agree that any terms or conditions of any purchase order or other
instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not
bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no
representations, inducements, promises or agreements, orally or otherwise, have been made by any
party, or anyone acting on behalf of any party, which are not embodied herein.
15. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement
shall be construed to limit the City's ability to have any of the services which are the subject to
this Agreement performed by City personnel or by other consultants retained by City.
16. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or
granted by the provisions of this Agreement shall be effective unless it is in writing and signed by
the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or
remedy shall be deemed a waiver of an
yrother breach failure. i bt or remedy, whether or not
similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies.
17. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of
termination, subject to the following conditions:
a. As a condition of such payment, the Executive Director may require Consultant to
deliver to the City all work product completed as of such date, and in such case
such work product shall be the property of the City unless prohibited by law, and
Consultant consents to the City's use thereof for such purposes as the City deems
appropriate.
b. Payment need not be made for work which fails to meet the standard of
performance specified in the Recitals of this Agreement.
18. NON-DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, relation, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by
applicable law, in the recruitment, selection, training, utilization, promotion, termination or other
employment related activities or in connection with any activities under this Agreement.
2 �6e' fiI
Consultant affirms that it is an equal opportunity employer and shall comply with all applicable
federal, state and local laws and regulations.
19. JURISDICTION -VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties further agree that
Orange County, California, shall be the venue for any action or proceeding that may be brought or
arise out of, in connection with or by reason of this Agreement.
20. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder
and required by the laws and regulations of the United States, the State of California, the City of
Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and
in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and
exemptions. Said inability shall be cause for termination of this Agreement.
21. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the terms of
this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority
or power is not, in fact, held by the signatory or is withdrawn.
b. All exhibits referenced herein and attached hereto shall be incorporated as if fully
set forth in the body of this Agreement.
--signature page to follow --
Page 8 of 11
25C-12
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first
above written.
ATTEST:
MARIA D. HUIZAR
Clerk of the Council
APPROVED AS TO FORM
SONIA R. CARVALHO
City Attorney
By:
Lisa Storck
Assistant City Attorney
RECOMMENDED FOR APPROVAL
CANDIDA NEAL
Interim Executive Director
Planning and Building Agency
CITY OF SANTA ANA
Cynthia J. Kurtz
Interim City Manager
CONSULTANT
Name: Click here to enter text.
Title: Click here to enter text.
2�63f11
EXHIBIT A
SCOPE OF SERVICES
Page 10 of 11
25C-14
EXHIBIT B
FEE SCHEDULE (OR) RATES AND CHARGES
2k- if
6
25C-16