HomeMy WebLinkAbout75F - PH - TEFRA FIRST POINT IIREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
DECEMBER 19, 2017
TITLE:
PUBLIC HEARING ON ISSUANCE OF TAX
EXEMPT BONDS FOR THE BENEFIT OF
FIRST POINT APARTMENTS II AND
RESOLUTION APPROVING THE
ISSUANCE OF BONDS
(STRATEGIC PLAN NO. 5,3)
&Y MANAGER
APPLICANT REQUESTED ACTION
CLERK OF COUNCIL USE ONLY:
❑ As Recommended
❑ As Amended
❑ Ordinance on 1� Reading
❑ Ordinance on 2"d Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
1. Conduct a Tax Equity and Financial Responsibility Act (TEFRA) Hearing in consideration of
the issuance of tax exempt bond financing by the California Municipal .Finance Authority on
behalf of the Santa Ana Pacific Associates II, a California L.P. (the 'Borrower"), for the benefit
of First Point Apartments II (the "Project') to finance the acquisition, construction,
improvement and equipping of First Point Apartments II, a 206 -unit multifamily rental housing
project located at 2110 E. 1st Street, Santa Ana, California.
2. Adopt a resolution approving the issuance of revenue bonds by the Authority in an amount not
to exceed $90,000,000 for the purpose of financing the acquisition, construction, improvement
and equipping of First Point Apartments II, a 206 -unit multifamily rental housing project.
BACKGROUND
The project site is located at 2110 E. 1st Street and the existing uses on the site include a strip
mall and auto related commercial uses. The applicant is currently working with Planning and
Building Agency staff to schedule a Planning Commission meeting date. The proposed
development to be presented to the Planning Commission will be located behind the 2114 E. 1st
Street project, which is a mixed-use project that will have a combination of ground floor retail
space and residential units for families. This development has been re -designed into a 206 -unit
family project from a 348 -unit senior project. The project consists of 78 two-bedroom units
between 854-1017 square feet, 68 three-bedroom units between 1082-1241 square feet, and 60
four-bedroom units between 1199-1296 square feet. The building will have various amenities
such as community gathering areas spread over three courtyards for residents to enjoy. In
addition, there will be a clubhouse, gym, playgrounds, computer room, seating benches
throughout the site, and on-site laundry facilities. These amenities will offer opportunities for
families to be active and socialize.
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First Point Apartments II — TEFRA Hearing
December 19, 2017
Page 2
DISCUSSION
At the City Council meeting on November 7, 2017, this item was tabled by City Council.
However, on December 5, 2017, Councilmember Sarmiento requested to place this item back on
the City Council agenda for December 19, 2017 because the project has been reconfigured to
provide more workforce housing units, which helps fill a bigger housing need.
Santa Ana Pacific Associates II, a California Limited Partnership or a partnership created by
Pacific West Communities, Inc. (the "Developer"), consisting at least of the Developer or a related
person to the Developer and one or more limited partners, has requested that the California
Municipal Finance Authority (the "CMFA") adopt a plan of financing providing for the issuance of
one or more series of revenue bonds issued from time to time, including bonds issued to refund
such revenue bonds in one or more series from time to time, in an aggregate principal amount not
to exceed $90,000,000 (the "Bonds") for the acquisition, construction, improvement and
equipping of a 206 -unit multifamily rental housing project located at 2110 E. 1st Street, Santa
Ana, California, generally known as First Point Apartments II (the "Project") and operated by
Barker Management, Inc.
However, in order for all or a portion of the Bonds to qualify as tax-exempt bonds, the City of
Santa Ana must conduct a public hearing (the "TEFRA Hearing") providing for the members of
the community an opportunity to speak in favor of or against the use of tax-exempt bonds for the
financing of the Project. Following the close of the TEFRA Hearing, an "applicable elected
representative" of the governmental unit hosting the Project, in this case the City, must provide its
approval of the issuance of the Bonds by the Authority for the refinancing of the Project.
On September 28, 2017, AMG and Associates submitted a request for a project subsidy equal to
70% of the City's annual affordable housing in -lieu fees collected from developers under the
Housing Opportunity Ordinance, up to a maximum of $1.75 million per year for 40 years. AMG
proposes to use the requested annual payment for debt service on their affordable housing
projects located at 2110, 2114 and 2222 E. 1St Street. The City has made no decisions on
whether it will provide financial support for the projects.
The bonds to be issued by the CMFA are the sole responsibility of the borrower. The City has no
financial or legal liability for the project or repayment of the bonds and does not constitute any
type of indebtedness for the City. In addition, this TEFRA Hearing and the adoption of the
Resolution shall not obligate the City or any department thereof to (i) provide any financing to
acquire or construct the Project or any refinancing of the Project; (ii) approve any application or
request for or take any other action in connection with any planning approval, permit or other
action necessary for the acquisition, construction, rehabilitation, installation or operation of the
Project; (iii) make any contribution or advance any funds whatsoever to the Authority; or (iv) take
any further action with respect to the Authority or its membership therein. In general, this action
by the City of Santa Ana will not obligate the City or any department thereof to undertake any
discretionary action related to the development of the project.
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First Point Apartments II — TEFRA Hearing
December 19, 2017
Page 3
The Housing Element of the City's General Plan contains various goals and policies which are
intended to provide a diversity of quality housing, affordability levels and living experiences that
accommodate Santa Ana's residents to foster an inclusive community. Additionally, the General
Plan encourages development of affordable rental and ownership housing for seniors, people
with disabilities, families with children, and people needing emergency, transitional or supportive
housing options.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's efforts to meet Goal # 5 - Community Health, Livability,
Engagement & Sustainability, Objective # 3 (Facilitate diverse housing opportunities and support
efforts to preserve and improve the livability of Santa Ana neighborhoods).
FISCAL IMPACT
The Board of Directors of the California Foundation for Stronger Communities, a California non-
profit public benefit corporation (the "Foundation"), acts as the Board of Directors for the California
Municipal Finance Authority (CMFA). Through its conduit issuance activities, the CMFA shares a
portion of the issuance fees it receives with its member communities and donates a portion of
these issuance fees to the Foundation for the support of local charities. With respect to the City of
Santa Ana, it is expected that 25 percent of the issuance fee will be granted by the CMFA to the
general fund of the City. Such grant may be used for any lawful purpose of the City.
The CMFA does not receive issuance fees until a bond issuance closes. The fees the CMFA
receives are based upon the par amount of the bonds issued. With approval by the CMFA, the
Borrower ultimately decides when and if the bonds are actually issued and the final amount of
bonds issued. The amount granted to the City is to be determined, but will not exceed $24,167
under the assumption the entire $90 million in bonds are issued. Upon receipt, the funds will be
deposited to the Miscellaneous Revenues, Miscellaneous Recoveries Revenue Account (no.
01102002-57010).
APPROVED AS TO FUNDS AND ACCOUNTS:
Robert M. Zur Sc mi de ' Francisco Gutierrez
Interim ExecutivekQjr.9btor Executive Director 00
Community Development Agency Finance and Management Services Agency
Exhibits: 1. Resolution
2. Notice to Applicant
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RESOLUTION NO. 2017 -
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA
APPROVING THE ISSUANCE OF THE CALIFORNIA MUNICIPAL FINANCE
AUTHORITY MULTIFAMILY HOUSING REVENUE BONDS IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED $90,000,000 FOR THE
PURPOSE OF FINANCING OR REFINANCING THE ACQUISITION,
CONSTRUCTION, IMPROVEMENT AND EQUIPPING OF FIRST POINT
APARTMENTS II AND CERTAIN OTHER MATTERS RELATING THERETO
WHEREAS, Santa Ana Pacific Associates II, a California Limited Partnership (the
"Borrower") or a partnership created by Pacific West Communities, Inc. (the "Developer"),
consisting at least of the Developer or a related person to the Developer and one or more limited
partners, has requested that the California Municipal Finance Authority (the "Authority") adopt a
plan of financing providing for the issuance of one or more series of revenue bonds issued from
time to time, including bonds issued to refund such revenue bonds in one or more series from
time to time, in an aggregate principal amount not to exceed $90,000,000 (the "Bonds") for the
acquisition, construction, improvement and equipping of a 206 -unit multifamily rental housing
project located at 2110 E. 1st Street, Santa Ana, California, generally known as First Point
Apartments jl (the "Project') and operated by Barker Management, Inc.; and
WHEREAS, pursuant to Section 147(8 of the Internal Revenue Code of 1986 (the
"Code"), the issuance of the Bonds by the Authority must be approved by the City of Santa Ana
(the "City") because the Project is located within the territorial limits of the City; and
WHEREAS, the City Council of the City (the "City Council') is the elected legislative body
of the City and is one of the "applicable elected representatives" required to approve the
issuance of the Bonds under Section 147(f) of the Code; and
WHEREAS, the Authority has requested that the City Council approve the issuance of
the Bonds by the Authority in order to satisfy the public approval requirement of Section 147(f) of
the Code and the requirements of Section 4 of the Joint Exercise of Powers Agreement Relating
to the California Municipal Finance Authority, dated as of January 1, 2004 (the "Agreement'),
among certain local agencies, including the City; and
WHEREAS, pursuant to Section 147(f) of the Code, the City Council has, following notice
duly given, held a public hearing regarding the issuance of the Bonds, and now desires to
approve the issuance of the Bonds by the Authority;
NOW, THEREFORE, BE IT RESOLVED, BY THE CITY COUNCIL OF THE CITY OF
SANTA ANA AS FOLLOWS:
Section 1. The foregoing recitals are true and correct.
Section 2. The City Council hereby approves the issuance of the Bonds by the Authority.
It is the purpose and intent of the City Council that this resolution constitute approval of the
issuance of the Bonds by the Authority, for the purposes of (a) Section 147(f) of the Code by the
applicable elected representative of the.governmental unit having jurisdiction over the area in
Exhibit /
75F-5
which the Project is located, in accordance with said Section 147(f) and (b) Section 4 of the
Agreement.
Section 3. The issuance of the Bonds shall be subject to the approval of the Authority of
all financing documents relating thereto to which the Authority is a party. The City shall have no
responsibility or liability whatsoever with respect to the Bonds.
Section 4. The adoption of this Resolution shall not obligate the City or any department
thereof to (i) provide any financing to acquire or construct the Project or any refinancing of the
Project; (ii) approve any application or request for or take any other action in connection with any
planning approval, permit or other action necessary for the acquisition, construction,
rehabilitation, installation or operation of the Project; (iii) make any contribution or advance any
funds whatsoever to the Authority; or (iv) take any further action with respect to the Authority or
its membership therein.
Section 5. The officers of the City are hereby authorized and directed, jointly and
severally, to do any and all things and to execute and deliver any and all documents which they
deem necessary or advisable in order to carry out, give effect to and comply with the terms and
intent of this resolution and the financing transaction approved hereby.
Section 6. This resolution shall take effect immediately upon its adoption
ADOPTED this _ day of , 2017.
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney
Ryan
Attorney
AYES:
Councilmembers
NOES:
Councilmembers
ABSTAIN:
Councilmembers
NOT PRESENT:
Councilmembers
Miguel A. Pulido
Mayor
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MAYOR
Miguel A. Pulido
MAYOR PRO TEM
Michele Martinez
COUNCILMEMBERS
P. David Benavides
Vicente Sarmiento
Jose Solorio
Sal Tinalero
Juan Villages
December 12, 2017
Tony Crowder
The Pacific Companies
430 E State Street, Suite 100
Eagle, ID 83616
Exhibit 2
CITY OF SANTA ANA
20 Civic Center Plaza • P.O. Box 1988
Santa Ana, California 92702
www.santa-ana.ora
Subject: Notice to Applicant Regarding Request for TEFRA Hearing
Dear Mr. Crowder,
CITY MANAGER
Raul Godinez II
CITY ATTORNEY
Sonia R. Carvalho
CLERK OF THE COUNCIL
Maria D. Huizar
This is in response to your request for the City of Santa Ana to conduct a Tax Equity and Financial
Responsibility Act (TEFRA) Hearing in consideration of the issuance of tax exempt bond financing by the
California Municipal Finance Authority on behalf of the Santa Ana Pacific Associates 11, a California L.P.,
for the benefit of First Point Apartments II. The TEFRA Hearing has been placed on our City Council agenda
for December 19, 2017 per your request. This TEFRA Hearing is not being considered by City Council as a
recommended action per our staff. Instead this item is being considered as an applicant requested action.
In addition, this TEFRA Hearing and the adoption of the Resolution shall not obligate the City or any
department thereof to (i) provide any financing to acquire or construct the Project or any refinancing of the
Project; (ii) approve any application or request for or take any other action in connection with any planning
approval, permit or other action necessary for the acquisition, construction, rehabilitation, installation or
operation of the Project; (iii) make any contribution or advance any funds whatsoever to the Authority; or (iv)
take any further action with respect to the Authority or its membership therein. In general, this action by the
City of Santa Ana will not obligate the City or any department thereof to undertake any discretionary action
related to the development of your project.
If you have any questions regarding this notice, I may be reached by telephone at (714) 667-2241 or by e-
mail atjbrown@santa-ane org.
Sincerely,
Judson Brown
Housing Division Manager
SANTA ANA CITY COUNCIL
Miguel 0. Pulido Michele Martinez Vicente 5anniento 7 Ion? P. David Benavitles Juan Villages Sal Tinajaro
Mayor Mayor Pro Tem, Ward 2 Ward 1 isdl ri anl2. Ta. m Ward 4 Ward 5 Ward 6
maulidordsanta-ane ora mimarlinWasantaana ora vsarmientonasanlaana ora o a -a o dbenavidesftsantaana.ostinaieroOsantaana.om
NOTICE OF PUBLIC HEARING
NOTICE IS HEREBY GIVEN that on Tuesday, December 19, 2017, a public hearing as required
by Section 147(f) of the Internal Revenue Code of 1986 will be held with respect to a proposed
plan of financing providing for the issuance by the California Municipal Finance Authority (the
"Authority') of its revenue bonds in one or more series issued from time to time, including bonds
issued to refund such revenue bonds in one or more series from time to time, in an amount not to
exceed $90,000,000 (the "Bonds"). The proceeds of the Bonds will be used to: (1) finance or
refinance the acquisition, construction, improvement and equipping of First Point Apartments ll, a
206 -unit multifamily rental housing project located at 2110 E. 1st Street, Santa Ana, California;
and (2) pay certain expenses incurred in connection with the issuance of the Bonds. The facilities
are to be owned by Santa Ana Pacific Associates Il, a California Limited Partnership (the
"Borrower") or a partnership created by Pacific West Communities, Inc, (the "Developer"),
consisting at least of the Developer or a related person to the Developer and one or more limited
partners and operated by Barker Management, Inc.
The Bonds and the obligation to pay principal of and interest thereon and any redemption premium
with respect thereto do not constitute indebtedness or an obligation of the Authority, the State of
California or any political subdivision thereof, within the meaning of any constitutional or statutory
debt limitation, or a charge against the general credit or taxing powers of any of them. The Bonds
shall be a limited obligation of the Authority, payable solely from certain revenues duly pledged
therefor and generally representing amounts paid by the Borrower.
The hearing will commence at 5:45 p.m. or as soon thereafter as the matter can be heard, and will
be held in the City Council Chambers, 22 Civic Center Plaza, Santa Ana, California. Interested
persons wishing to express their views on the issuance of the Bonds or on the nature and location
of the facilities proposed to be financed or refinanced may attend the public hearing or, prior to the
time of the hearing, submit written comments.
Additional information concerning the above matter may be obtained from, and written
comments should be addressed to, City Clerk, City of Santa Ana, 20 Civic Center Plaza, 8th
Floor, Santa Ana, California 92702.
Dated: December 4, 2017
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