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WORK MAY PROCEED
CLERK OF GOLINGIL, �
APR 1 9 2vlu f
Attached to and Forming part of
AGREEMENT FOR RECORDKEEPING AND COMMUNICATION SERVICES
§457 Deferred Compensation Plan
GROUP #98260.01
A•2017.348
THIS AMENDMENT NO. 4 is entered into by and between Great -West Life & Annuity Insurance
Company ("Great -West"), andtor any successor, assign or affiliate, and the City of Santa Ana ("the
Plan Sponsor"] with respect to the services to be provided by Great -West to the City of Santa Ana 457
Deferred Compensation Plan (hereinafter referred to as the "Plan").
Effective September 22, 2014, Great -West and the Plan Sponsor entered into the Agreement for
Recordkeeping and Communication Services ("Agreement"), under which Great -West provides certain
recordkeeping and communication services for the Pian Sponsor with respect to the Plan; and
Effective December 10, 2015, Great -West and the Plan Sponsor entered into Amendment No,1
("Amendment No.1") to the Agreement, to renew the Agreement; and
Effective October 10, 2016, Great -West and the Plan Sponsor entered into Amendment N0.2
("Amendment NoZ') to the Agreement, to renew the Agreement; and
Effective August 1, 2017, Great -West and the Plan Sponsor entered into an extension to the term; and
Effective October 1, 2017, Great -West and the Pian Sponsor entered into Amendment No. 3
("Amendmont No. 3") to the Agreement, to renew the Agreement through December 31, 2017.
NOW THEREFORE, in consideration of the covenants and conditions herein contained, and other
good and valuable consideration as herein provided, the parties agree to amend the Agreement as
follows:
Pursuant to Section IX AgrQement Term and Tarminii io Is amended to extend the term of the
Agreement up to and Including September 30, 2018.
2. Except as modified by this Amendment No. 4, and all prior amendments, all terms and
conditions of the Agreement shall remain In full force and effect.
3. This Amendment No, 4 will take effect upon the date executed by both the Plan Sponsor and
Great -West.
City of Santa Ana Service Agreement Amend No 4
IN WITNESS WHEREOF, the parties have caused this Amendment No. 4 to the Agreement to be
executed, in duplicate, by their respective officers and agents therounto duly authorized,
For The City of Santa Ana
Signature: —�
Name: Robert Cortez
Title: Deputy City Manager
For Great -West Life & Annuity insurance Company
Signature
Name: Daniel A. Morrison
Title: Senior Vice President, Government Markets
City of Santa Ana Service Agreement Amand No 4
Date H -23-I$
Date ilLh
ATTEST:
MARIA HUIZAR
Clerk of the Council
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attorney
Laura A. Rossini
Senior Assistant City Attorney
RECOMMENDED FOR APPROVAL:
CITY OR SANTA ANA
RAUL GODIN ZI�IY''
City Manager
"t Aw�C1c� x_'111• e `� �
FRANCISCO OUTIERREZ '
Executive Director of Finance and Management Agency
[Signature Page for Amendment No. 4 to Agreement for Recordkeeping and Communication
Services Section 457 Deferred Compensation Plan between Creat -West and City of Santa Ana]