HomeMy WebLinkAboutCOSA V. PHOENIX GROUP INFORMATION SYSTEMSINSURANCE NOi' R€ QUIRED
WORK MAY PROCEED
CLERK Or COUNCIL
nATG
A-2018-110
MAY 0 2 7919
SETTLEMENT AGREEMENT AND MUTUAL RELEASE OF ALL CLAIMS
(`}`, CAO Co)
THIS SETTLEMENT AGREEMENT AND MUTUAL RELEASE (this "Agreement"),
is made and entered into on April _, 2018 by and between THE CITY OF SANTA ANA, a
Charter City and municipal corporation ("Plaintiff' or the "City") on the one hand, and
PHOENIX GROUP INFORMATION SYSTEMS ("Defendant" or "Phoenix"), on the other
hand. Plaintiff and Defendant are sometimes referred to herein as "the Parties"; and individually
as a "Party". Except with regards to the obligations herein, this Agreement shall release Plaintiff
and Defendant from any and all claims against each other for injunctive relief, damages of any
nature and in any amount, attorneys' fees, litigation costs and all other forms of liability or relief
in federal court, any state court, and/or in any administrative proceeding relating to the Lawsuit
as defined below.
This Agreement is made with reference to the following facts:
RECITALS
A. On or around June 26, 2017, Plaintiff filed a Complaint against Defendant for
Breach of Contract, Account Stated, and Open Book Account. The Complaint is pending in the
Superior Court of California, County of Orange as City of Santa Ana v. Phoenix Group
Information Systems, Case No. 30-2017-00928452-CU-SC-CJC. On or around July 25, 2017,
Defendant filed a Cross -Complaint against Plaintiff for Breach of Contract, Breach of the
Covenant of Good Faith and Fair Dealing, Promissory Estoppel, Account Stated, Open Book
Account, and Unjust Enrichment. The Cross -Complaint is also pending in the Superior Court of
California, County of Orange as City of Santa Ana v. Phoenix Group Information Systems, Case
No. 30-2017-00928452-CU-BC-CJC , (Collectively, the foregoing Complaint and Cross -
Complaint are referred to herein as the "Lawsuit"). Both Plaintiffs and Defendant's claims in the
Lawsuit arise out of the Agreement for Automated Parking Citation Processing and Equipment
(the "Parking Citation Processing Agreement") entered into between Plaintiff and Defendant
whereby Plaintiff would pay Defendant to provide automated parking citation and processing
services.
B. The Parties and their attorneys of record have engaged in extensive good faith
discussions and have had a sufficient opportunity to evaluate the merits of their respective claims
and positions.
C. As a result of those negotiations, and in order to avoid the time, expense and
uncertainty of litigation of this matter, the Parties desire to end the Lawsuit and to settle and
resolve and forever release, to resolve all of the outstanding claims and disputes between them,
including but not limited to claims arising out of the Lawsuit on the terms and in the manner set
forth in this Agreement.
INTENT OF PARTIES
1. Each of the Parties hereto considers it to be in his, their and/or its best interest and
to his, their, and/or its advantage forever to dismiss, settle, adjust and compromise all claims and
defenses which had been or could have been asserted with regards to the Lawsuit. Therefore, the
Parties make the following Agreement.
2. While this Agreement resolves all issues between the Parties in connection with
the Lawsuit, it does not constitute an admission by any Party of any of the matters alleged by any
other Party, or of any violation of Federal, State, or Local law, ordinance or regulation. Neither
this Agreement nor anything in this Agreement shall be construed to be or be admissible in any
proceeding as evidence of liability or wrongdoing by any of the Parties hereto.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing recitals and the mutual
covenants and conditions set forth below, and for other good and valuable consideration, the
Parties agree as follows:
3. Incorporation of Recitals: The foregoing recital of facts is incorporated herein
and made a material part hereof by this reference.
4. Consideration: The Parties hereto have agreed to settle all claims of every kind
between and among them relating to and/or arising out of the Lawsuit. Except for the
obligations required in this Agreement, all claims asserted, or which could be asserted in the
Lawsuit, known or unknown, are hereby expressly and forever compromised, discharged and
terminated for all time. In consideration of the compromise and dismissal of claims and actions
herein referred to, each of the Parties hereto agrees to perform each of the terms hereinafter set
forth and abide by the terms of the Release as hereinafter given.
5. PgymenL1e1ms: Within thirty calendar (30) days of the execution of this
Agreement, Phoenix shall pay a total sum of $249,300 (Two Hundred Forty Nine Thousand and
Three Hundred Dollars) to the City (the "Settlement Sum") in connection with the City's lawsuit
against Phoenix and Phoenix's claim and lawsuit against the City. The Settlement Sum shall be
made payable to the City of Santa Ana by way of cashier's check and delivered to counsel for
record for the Plaintiff, Tamara Bogosian, Santa Ana City Attorney's Office, 20 Civic Center
Plaza, M-29, P.O. Box 1988, Santa Ana, California 92702,
6. Letter of Recoanition: Within five (5) days of the City's receipt of the Settlement
Sum, the City shall transmit to Phoenix a letter of recognition, which shall acknowledge the
City's appreciation for Phoenix's years of service provided to the City.
7. Dismissal of the Complaint and Cross -Complaint: Within ten (10) days of the
City's receipt of the Settlement Sum, the City shall dismiss its Complaint, in its entirety, with
prejudice, as to all parties and causes of action therein. On or before April 13, 2018, Phoenix
shall provide counsel for the City with an executed request for dismissal with prejudice of its
Cross -Complaint, in its entirety, with prejudice, as to all parties and causes of action therein no
later than March 30, 2018 (the "Phoenix Dismissal'). Counsel for the City shall hold the
Phoenix Dismissal in Trust and shall file it with the Court at the same time that the City files its
request for dismissal with prejudice of the Complaint in this action.
8. Retained Jurisdiction. The Parties intend for the court to retain jurisdiction of the
Lawsuit under Code of Civil Procedure section 664.6, and hereby stipulate and agree to the
Court retaining jurisdiction to enforce the terms of the Agreement.
9. Binding on Successors and Assigns. This Agreement shall inure to the benefit of
and shall bind the Parties hereto and their respective successors and assigns, who shall include
their representatives, heirs, trustees, successor trustees, executors, administrators, successors,
assigns, agents, managers, family, associates, partners, employers, employees, parents,
companies, subsidiaries, affiliates, officers, directors, shareholders, members, accountants,
insurers, reinsurers, attorneys, any trust established by them or of which they are the trustee or
beneficiary, and any and all entities in which they are a shareholder, member, partner,
beneficiary, principal, officer, agent or otherwise.
10. Mutu 1 General Release of All C a' itis: Except with respect to the obligations set
forth in this Agreement, each of the Parties shall release the other Parties from any and all
claims, demands, causes of action, rights, liens, losses, damages, obligations, and liabilities of
any kind or character, whatsoever (whether known, unknown, or suspected or not suspected), at
law or in equity, or otherwise, which either party may now have or claim to have or to have
acquired, by reason of any matter, thing, event, condition, fact, circumstance or transaction
arising out of or in any way related to the Lawsuit, and any of the facts and subject matter that
form the basis for any of the claims asserted or that could have been asserted in a demand letter
or in any subsequent litigation (the "Released Claims").
11. Tax and Allocation Consequences. Plaintiff and its agents, assignees, nominees,
insurers, and reinsurers, shall assume all risk and responsibility as to any tax consequences to
them resulting from this Agreement and responsibility for any allocation of the proceeds of the
Agreement as between them, their attorneys, or anyone else.
12. Waiver of California Civil Code Section 1542. Each of the Parties acknowledges
and agrees that the Released Claims include all claims, whether known or unknown, suspected or
unsuspected, Each of the Parties further acknowledges that he, she or it may hereafter discovery
facts different from or in addition to, those which they now know, or believe to be true with
respect to the Released Claims. Nevertheless, the parties agree that the foregoing release shall be
and remain effective in all respects, notwithstanding such different or additional facts, or the
discovery thereof, and further hereby expressly waive any and all rights provided in California
Civil Code Section IS42 which provides as follows:
"A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH
THE CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS
OR HER FAVOR AT THE TIME OF EXECUTING THE RELEASE,
WHICH IF KNOWN BY HIM OR HER MUST HAVE MATERIALLY
AFFECTED HIS OR HER SETTLEMENT WITH THE DEBTOR."
THE PARTIES, BEING AWARE OF SAID CODE SECTION, HEREBY
EXPRESSLY WAIVE ANY RIGHTS THEY MAY HAVE THEREUNDER, AS
WELL AS UNDER ANY OTHER STATUTES OR COMMON LAW PRINCIPLES
OF SIMILAR EFFECT PERTAINING TO THE RELEASED CLAIMS.
13. Entire A rr cnt/Modifiication/Waiver. This Agreement contains the entire
agreement of the Parties hereto, and supersedes any prior written or oral agreements between
them concerning the subject matter contained herein. There are no representations, agreements,
arrangements or understandings, oral or written, between the Parties hereto, relating to the
subject matter contained in this Agreement which are not fully expressed herein. This
Agreement may not be waived, altered, amended or repealed, in whole or in part, except upon
the prior written consent of the Parties hereto.
14, Necessary Acts, Each of the Parties hereto shall, at the request of any other party,
do all acts and execute all documents necessary to effectuate the terms and provisions of this
Agreement.
1.5. independent; Evaluation. Each of the Parties hereto represents that it has had the
opportunity to be represented or assisted throughout this matter by any attorney and/or advisor of
their choosing and has made an independent evaluation of this Agreement, and enters into this
Agreement based solely upon the advice of its selected advisors and/or their own independent
evaluation and not as the result of any promise, representation or statement of any other party
hereto that is not expressly set forth in this agreement. Each of the Parties hereto further
represents that it has read this Agreement and understands the terms used herein and the
consequences thereof.
16. No Admission of Liability: Neither the payment of any sum of money nor the
execution or performance of this Agreement shall constitute or be construed as an admission of
any liability whatsoever by any party hereto.
17. No Waiver by Implication: cation: No waiver of any of the provisions of this Agreement
shall be deemed, or shall constitute, a waiver of any other provision, whether or not similar, nor
shall any such waiver constitute a continuing waiver. No waiver shall be binding, unless
executed in writing by the party malting the waiver.
18. Representative Cayrrt lir Ttv. Each person who signs this Agreement in a
representative capacity expressly warrants his or her authority to do so. Each Party further
represents and warrants, as to itself, but not as to any other Party, as follows:
(a) Each Party is the sole and lawful owner of all right, title, and interest in and to
every Claim and other matter that each such Party releases herein, and that each such Party has
not heretofore assigned or transferred, or purported to assign or transfer, to any person, firm, or
entity any Claims or other matters herein released.
(b) Each Party has received or has had the opportunity to receive independent legal
advice from attorneys of such Party's choice with respect to the advisability of executing this
Agreement and the releases provided for herein, and prior to the execution of this Agreement by
each Party, that Party's attorney, if any, reviewed this Agreement and discussed the Agreement
with such Party, and the Party has made all desired changes,
(c) Except as expressly stated in this Agreement, each Party represents and warrants
that it has not made any statement or representation to any other Party regarding any facts relied
upon by said other Party in entering into this Agreement, and each Party specifically does not
rely upon any statement, representation, or promise of any other Party in executing this
Agreement or in making the settlement provided for herein, except as expressly stated in this
Agreement.
(d) Each Party has had a full and fair opportunity to investigate and evaluate the
transactions, documents, facts, circumstances, and disputes out of which this Agreement arises
prior to entering into this Agreement, and each Party hereto have made such investigation of the
facts pertaining to this Agreement, and all of the matters appertaining thereto, as they deem
necessary.
(e) The terms of this Agreement are contractual and not a mere recital.
(f) Ey signing this Agreement, each Party represents and warrants that such Party has
carefully read this Agreement, that the contents hereof are known and understood by such Party,
and that this Agreement is signed freely by such Party.
(g) Each Party executing this Agreement in a representative capacity represents and
warrants that it is empowered to do so.
19. Construction. The language of each and all paragraphs, terms and/or provisions
of this Agreement shall for all purposes be construed according to its fair meaning and not
strictly for or against any party hereto and without regard to which party drafted or made changes
to all or any portion of this Agreement.
20, No Assi mnent of Claims: Each party represents and warrants that he, it or she
has not assigned, hypothecated, or otherwise transferred any interest in or to any claim he, it or
she is releasing herein and agrees to indemnify, defend and hold harmless all parties from any
liability, claims, demands, damages, costs, expenses, and attorneys' fees incurred by such parties
as a result of the assertion of any claim released hereto by a person asserting to be an assignee or
transferee of such claim.
21. Costs and Pees Relating to the Lawsuit, The Parties hereby acknowledge and
agree that all attorneys' fees and costs incurred on account of, or in any way related to or arising
from, the Lawsuit, shall be borne solely and completely by the Party on whose behalf such
attorneys' fees and costs were incurred, and the Parties other than the Party whose behalf such
attorneys' fees and costs were incurred shall not in any way be liable or responsible thereof.
22, C'omi[grusts. This Agreement may be executed in sepunte counterparts, An
electronic or facsimile signature shall be regarded as an original signature for purposes ofthis
Agreement and shall have the stone force and eff'ccl as an original signature upon reeeipt by the
other party.
23. C'boicc: of"LnwlVetmc, This Agreement shall be governed by and constrnad under
the laws of the State of California. If any provision of this Agreement is invalid or contravenes
Calilbrnia law, such provision shall he deemed not to be a part of this Agreement and shall not
affect the validity or onforoeability of the remaining provisions, Nothing contained herein shall
be construed so as to require the commission of any acts contrary to law, and wherever there is a
conflict belwcen any provisions of this Agreement and any present or future: statute, law,
ordinance, or regulation, the former shall be curtailed and limited only to the extent necessary to
make it comply with such statute, law, ordinance, or regulation. Any action arising out orchis
Agreement, or the matters addressed herein, shall be brought within the Superior Court for the
State of California, County of. Orange.
24. Seveteiliilit ;. If any material portion of this Agreement is held to be
unenforceable by a court of competent jurisdiction, the remainder of this Agreement shall remain
in Hill force and effect.
25, Armendmont1. This Agreement may lie amended only by written agreement
signed by all of the Parties hereto, or their respective successors Or assigns.
IN WITNESS WHEREOF, the parties hereto have exema:ed this Agreement as of the dale
first written above,
PARTIM
Tl I' CITY OF SANTA ANA
n �.
Dated: ? By:
print Namo: Raul G in 11
Ifs: Cityhtfai Eger ^
r� PHOENIX ORO ' IN,F( RfvIATION SYSTEMS
Dated:—Y051[r_ 1;y: .kJ 1f .
print Name:
its: p1
APPROVED AS TO FORM:
SONIA lt. CARVA1.1-10
CITY ATTORNEY
City of Santa Ana
Dated: PO
TAMARA BOGOSIAN
Assistant City Attorney
Attorney for
CITY OF SANTA ANA
PALMIERI, TYLER„ WIENER, WILHELM &
WALDRON LLP
Dated: � (i3 0 `b CA
Elise M. Kern
Erin K. Oyama
Attorneys for Phoenix Group
Information Systems
ATTEST: CITY OF SANTA ANA, a chrter law city and municipal
corporation, duly organized and existing under the
Constitution and laws of the Sta alifornia
--����6 By:
Dated:
Naiia D. Huizar, Clerk th - cil