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C. Review the audited financial statements for purposes of confirming compliance with <br />current continuing disclosure agreements; and <br />d. Assist the City in preparing disclosure, if any, of any material failure to comply with SEC <br />Rule 15c2-12. <br />(0 Keep the City informed of all rulings and findings by Federal and State regulatory agencies, <br />including but not limited to, the Internal Revenue Service, the U.S. Securities and Exchange Commission, the Municipal <br />Securities Rulemaking Board, and the California Legislature, which impact the City's issuance compliance and ongoing <br />disclosure obligations; <br />(g) Participate in due diligence and other meetings as requested; <br />(h) Review rating agency presentations and investor presentations for consistency with offering <br />document and compliance reasons; <br />(i) Participate in rating agency meetings; and <br />6) As requested, provide training on disclosure practices and law. <br />Consultant Not Providing Financial Advice. Consultant is not a registered municipal advisor and does not provide financial <br />advisory services or otherwise provide financial advice to Consultant's clients. We understand that your registered municipal <br />advisor, Urban Futures, Inc., will be providing financial advisory services to you on the proposed transactions. <br />12 <br />4862-4688-5795v11200434-0006 <br />